ESOP · DOL Form 5500 · 2023

Raffertys, Inc. ESOP

Data updated 2026-08-25

$35M
Total assets Below avg plan size
1,002
Participants Near avg headcount
81st
Percentile by assets National rank
$34,492
Avg per participant Low balance/head
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Official DOL plan name: Raffertys, Inc. Employee Stock Ownership Plan · Sponsored by Raffertys, Inc. · Kentucky · Food Services & Accommodation

$35M in assets, 1,002 participants

Raffertys, Inc.'s Raffertys, Inc. Employee Stock Ownership Plan reported $35M in total assets and 1,002 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,642 in Food Services & Accommodation (3,828 peers)

Where Raffertys, Inc. Employee Stock Ownership Plan sits by assets

Raffertys, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $35M for 1,002 participants (~$34,492/participant), up 28.8% in 2023.

#3,642
in Food Services & Accommodation (3,828 peers)
+28.8%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Raffertys, Inc. Employee Stock Ownership Plan's outsized position by total assets

Raffertys, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$34,561,404 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Raffertys, Inc. Employee Stock Ownership Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Raffertys, Inc. Employee Stock Ownership Plan lands in the large band (1,002 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Raffertys, Inc. Employee Stock Ownership Plan reported net income rose from -$17K in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan end-of-year assets rose from $27M in the plan year 2022 filing to $35M in the plan year 2023 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan reported participants fell from 1,143 in the plan year 2022 filing to 1,002 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 610985188 · Raffertys, Inc. PY 2023 · ESOP

Raffertys, Inc. Employee Stock Ownership Plan · $35M · 1,002 · 81st

  • EIN $35M
  • RANK 1,002
  • PHOTO 81st
  • IND ESOP
  • EOY near Bloedorn Lumber Co. & Subsidiaries ESOP
  • 5500 ind #3642

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Raffertys, Inc. Employee Stock Ownership Plan in the asset neighbourhood

C.H. Guernsey & Company Employee Stock Ownership PlanC.H. Guernsey & Company Empl…$35MWarehouse One, Inc. Employee Stock Ownership PlanWarehouse One, Inc. Employee…$35MWoodfold Employee Stock Ownership PlanWoodfold Employee Stock Owne…$35MRaffertys, Inc. Employee Stock Ownership PlanRaffertys, Inc. Employee Sto…$35MBloedorn Lumber Co. & Subsidiaries ESOPBloedorn Lumber Co. & Subsid…$35M
End-of-year total assets ($M) among Raffertys, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$34M
Net Income$8M
Employer EIN610985188
Plan Effective Date1998-12-28
Filing StatusFILING RECEIVED

Sponsor Plan History (Raffertys, Inc.)

Sponsor-wide plan assets over time

All Raffertys, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$35M 30.376940727826934% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $26.8M $35M ▲ +30.4%
Year Plans Participants Total Assets
2022 1 1,143 $27M
2023 1 1,002 $35M
2024 1 964 $35M

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. 02000400060008000 -10123 Total assets ($B) Participants Raffertys, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.034561404 · Participants: 1002Raffertys, Inc. Employee Stock Ownership PlanHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.325722921 · Participants: 6764Houchens Industries, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) Employee, Total assets ($B): 0.14680249 · Participants: 1080Stock Yards Bank & Trust Company 401(k) EmployeeGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.126524729 · Participants: 1362Gray, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.104682343 · Participants: 489H & R Agri-Power Employee Stock Ownership PlanKentuckiana Comfort Center, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.094072192 · Participants: 650Kentuckiana Comfort Center, Inc. Employee Stock Ownership Plan
Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Raffertys, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Raffertys, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is Bloedorn Lumber Co. & Subsidiaries ESOP in WY ($35M); by covered participants it is Lmh ESOP Holdco, Inc. Employee Stock Ownership Plan in CA (1,003 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,002 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Raffertys, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Raffertys, Inc. Employee Stock Ownership Plan grew sharply - up 28.8% during 2023, from $27M to $35M. Reported net income was $8M.
How have Raffertys, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Raffertys, Inc.'s sponsor-wide assets grew 30.4%, from $27M to $35M.
Where does Raffertys, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Raffertys, Inc. Employee Stock Ownership Plan ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Bloedorn Lumber Co. & Subsidiaries ESOP in WY ($35M, 247 participants).
Which ESOP plans cover a similar participant headcount to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Lmh ESOP Holdco, Inc. Employee Stock Ownership Plan in CA (1,003 participants, $189M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 610985188.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.