ESOP · DOL Form 5500 · 2023

Raffertys, Inc. ESOP

Data updated 2026-08-11

$35M
Total assets
1,002
Participants
81st
Percentile by assets
$34,492
Avg per participant
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Official DOL plan name: Raffertys, Inc. Employee Stock Ownership Plan · Sponsored by Raffertys, Inc. · Kentucky · Food Services & Accommodation

$35M in assets, 1,002 participants

Raffertys, Inc.'s Raffertys, Inc. Employee Stock Ownership Plan reported $35M in total assets and 1,002 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 81st percentile by assets (of 127,072 plans)
  • #3,642 in Food Services & Accommodation (3,828 peers)

Where Raffertys, Inc. Employee Stock Ownership Plan sits by assets

Raffertys, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $35M for 1,002 participants (~$34,492/participant), up 28.8% in 2023.

$35M
total plan assets (2023 EOY)
1,002
covered participants
81st
percentile by assets (of 127,072 plans)
$34,492
avg assets per participant

Where Raffertys, Inc. Employee Stock Ownership Plan sits by total assets

Raffertys, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$34,561,404 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Raffertys, Inc. Employee Stock Ownership Plan reported net income rose from -$17K in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan end-of-year assets rose from $27M in the plan year 2022 filing to $35M in the plan year 2023 filing.
  • Raffertys, Inc. Employee Stock Ownership Plan reported participants fell from 1,143 in the plan year 2022 filing to 1,002 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
Kentucky
Industry
Food Services & Accommodation

Raffertys, Inc. Employee Stock Ownership Plan vs the 2023 asset distribution

By assets, Raffertys, Inc. Employee Stock Ownership Plan outranks 81% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 0.3x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$34M
Net Income$8M
Employer EIN610985188
Plan Effective Date1998-12-28
Filing StatusFILING RECEIVED

Sponsor Plan History (Raffertys, Inc.)

$25M$30M$35M$40M 202220232024 $26.8M $35M ▲ +30.4%
Total plan assets by year, all Raffertys, Inc. plans on file
Year Plans Participants Total Assets
2022 1 1,143 $27M
2023 1 1,002 $35M
2024 1 964 $35M

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. 02000400060008000 -10123 Total assets ($B) Participants Raffertys, Inc. Empl…, Total assets ($B): 0.034561404 · Participants: 1002Raffertys, Inc. Empl…Houchens Industries,…, Total assets ($B): 2.325722921 · Participants: 6764Houchens Industries,…Stock Yards Bank & T…, Total assets ($B): 0.14680249 · Participants: 1080Stock Yards Bank & T…Gray, Inc. Employee …, Total assets ($B): 0.126524729 · Participants: 1362Gray, Inc. Employee …H & R Agri-Power Emp…, Total assets ($B): 0.104682343 · Participants: 489H & R Agri-Power Emp…Kentuckiana Comfort …, Total assets ($B): 0.094072192 · Participants: 650Kentuckiana Comfort …
Raffertys, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Raffertys, Inc. Employee Stock Ownership… side-by-side with 3 peers →

Similar-Sized ESOP Plans Nationally

ESOP plans in other states closest to Raffertys, Inc. Employee Stock Ownership Plan by total assets, not by location.

Frequently Asked Questions

How did Raffertys, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Raffertys, Inc. Employee Stock Ownership Plan grew sharply - up 28.8% during 2023, from $27M to $35M. Reported net income was $8M.
How have Raffertys, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Raffertys, Inc.'s sponsor-wide assets grew 30.4%, from $27M to $35M.
Where does Raffertys, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Raffertys, Inc. Employee Stock Ownership Plan ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Raffertys, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Bloedorn Lumber Co. & Subsidiaries ESOP in WY ($35M, 247 participants).

Next read for Raffertys, Inc. Employee Stock Ownership…

Scale reading

Ways to act on Raffertys, Inc. Employee Stock Ownership Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 610985188.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.