401(k) · DOL Form 5500 · 2023
Nomura Securities International, Inc. 401(k) Plan
Data updated 2026-08-25
- $1.0B
- Total assets Very large vs avg
- 1,923
- Participants Near avg headcount
- 99th
- Percentile by assets National rank
- $536,696
- Avg per participant High balance/head
Official DOL plan name: Nomura Securities International, Inc. Retirement Investment Plan · Sponsored by Nomura Securities International, Inc. · New York · Finance & Insurance
$1.0B in assets, 1,923 participants
Nomura Securities International, Inc.'s Nomura Securities International, Inc. Retirement Investment Plan reported $1.0B in total assets and 1,923 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,647 in Finance & Insurance (8,869 peers)
Coverage in New York
Nomura Securities International, Inc. Retirement Investment Plan covers 1,923 participants in New York, 2.4x the typical New York plan (state average ~798 per filing). Assets: $1.0B.
- #8,647
- in Finance & Insurance (8,869 peers)
- +21.7%
- assets growth YoY
- 10×
- vs typical plan assets (national mean)
Nomura Securities International, Inc. Retirement Investment Plan's outsized position by total assets
Nomura Securities International, Inc. Retirement Investment Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$1,032,065,859 Top 1% higher than 99% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Nomura Securities International, Inc. Retirement Investment Plan's large-plan peer group by participant headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nomura Securities International, Inc. Retirement Investment Plan lands in the large band (1,923 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Nomura Securities International, Inc. Retirement Investment Plan reported net income rose from -$158M in the plan year 2022 filing to $184M in the plan year 2023 filing.
- Nomura Securities International, Inc. Retirement Investment Plan end-of-year assets rose from $848M in the plan year 2022 filing to $1.0B in the plan year 2023 filing.
- Nomura Securities International, Inc. Retirement Investment Plan reported participants rose from 1,819 in the plan year 2022 filing to 1,923 in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 132642206 · Nomura Securities International, Inc. PY 2023 · 401(k)
Nomura Securities International, Inc. Retirement Investment Plan · $1.0B · 1,923 · 99th
- EOY $1.0B
- EOY 1,923
- EOY 99th
- EOY 401(k)
- EOY near Hess Corporation Employees' Savings Plan
- EOY ind #8647
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Nomura Securities International, Inc. Retirement Investment Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $848M |
|---|---|
| Net Assets (End of Year) | $1.0B |
| Net Income | $184M |
| Employer EIN | 132642206 |
| Plan Effective Date | 1986-04-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Nomura Securities International, Inc.)
Sponsor-wide plan assets over time
All Nomura Securities International, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $1.2B 41.01620642596938% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,819 | $848M |
| 2023 | 1 | 1,923 | $1.0B |
| 2024 | 1 | 2,107 | $1.2B |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Nomura Securities International, Inc. Retirement Investment Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Hess Corporation Employees' Savings Plan in TX ($1.0B); by covered participants it is Milestone Technologies, Inc 401(k) Profit Sharing Plan in CA (1,923 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($1.0B here).
- Hess Corporation Employees' Savings Plan (TX) $1.0B · 1,487
- Zebra 401(k) Plan (IL) $1.0B · 4,662
- Expeditors International of Washington, Inc. 401(k) Plan (WA) $1.0B · 6,966
- Supply Chain Retirement Savings Plan (OH) $1.0B · 37,894
Similar participant headcount
Nearest other-state filings by covered participants (1,923 participants); asset peers above are excluded.
- Milestone Technologies, Inc 401(k) Profit Sharing Plan (CA) 1,923 · 0 off
- Brp US Inc. 401(k) Savings Plan (WI) 1,923 · 0 off
- City Facilities Management (US) LLC 401(k) Plan (FL) 1,924 · 1 off
- Full Sail 401(k) Savings Plan (FL) 1,922 · 1 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.