401(k) · DOL Form 5500 · 2023

Nomura Securities International, Inc. 401(k) Plan

Data updated 2026-08-11

$1.0B
Total assets: 1,923
Participants: 99th
Percentile by assets: $536,696
Avg per participant

Official DOL plan name: Nomura Securities International, Inc. Retirement Investment Plan · Sponsored by Nomura Securities International, Inc. · New York · Finance & Insurance

$1.0B in assets, 1,923 participants

Nomura Securities International, Inc.'s Nomura Securities International, Inc. Retirement Investment Plan reported $1.0B in total assets and 1,923 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

99th percentile by assets (of 127,072 plans)
#8,647 in Finance & Insurance (8,869 peers)

Coverage in New York

Nomura Securities International, Inc. Retirement Investment Plan covers 1,923 participants in New York, 2.4x the typical New York plan (state average ~798 per filing). Assets: $1.0B.

$1.0B
total plan assets (2023 EOY): 1,923
covered participants: 99th
percentile by assets (of 127,072 plans): $536,696
avg assets per participant

Where Nomura Securities International, Inc. Retirement Investment Plan sits by total assets

Nomura Securities International, Inc. Retirement Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,032,065,859 Top 1% higher than 99% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nomura Securities International, Inc. Retirement Investment Plan reported net income rose from -$158M in the plan year 2022 filing to $184M in the plan year 2023 filing.
Nomura Securities International, Inc. Retirement Investment Plan end-of-year assets rose from $848M in the plan year 2022 filing to $1.0B in the plan year 2023 filing.
Nomura Securities International, Inc. Retirement Investment Plan reported participants rose from 1,819 in the plan year 2022 filing to 1,923 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

New York

Industry

Finance & Insurance

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Nomura Securities International, Inc. Retirement Investment Plan reports 1,923 participants - 2.4x that state average ($1.0B EOY assets).

New York filing particulars

Total Assets (Beginning of Year)	$848M
Net Assets (End of Year)	$1.0B
Net Income	$184M
Employer EIN	132642206
Plan Effective Date	1986-04-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Nomura Securities International, Inc.)

Total plan assets by year, all Nomura Securities International, Inc. plans on file

Year	Plans	Participants	Total Assets
2022	1	1,819	$848M
2023	1	1,923	$1.0B
2024	1	2,107	$1.2B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nomura Securities International, Inc. Retirement Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Nomura Securities International, Inc. Re… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Nomura Securities International, Inc. Retirement Investment Plan by total assets, not by location.

Hess Corporation Employees' Savings Plan (TX) $1.0B · 1,487
Zebra 401(k) Plan (IL) $1.0B · 4,662
Expeditors International of Washington, Inc. 401(k) Plan (WA) $1.0B · 6,966
Supply Chain Retirement Savings Plan (OH) $1.0B · 37,894

Frequently Asked Questions

How did Nomura Securities International, Inc. Retirement Investment Plan assets move in 2023? ▼

Nomura Securities International, Inc. Retirement Investment Plan grew sharply - up 21.7% during 2023, from $848M to $1.0B. Reported net income was $184M.

How have Nomura Securities International, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Nomura Securities International, Inc.'s sponsor-wide assets grew 41.0%, from $848M to $1.2B.

Where does Nomura Securities International, Inc. Retirement Investment Plan rank by assets among Form 5500 filers? ▼

Nomura Securities International, Inc. Retirement Investment Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).

Which 401(k) plans are similar in size to Nomura Securities International, Inc. Retirement Investment Plan? ▼

Among 401(k) plans in other states, the closest by assets is Hess Corporation Employees' Savings Plan in TX ($1.0B, 1,487 participants).

Next read for Nomura Securities International, Inc. Re…

Filing takeaways

Ways to act on Nomura Securities International, Inc. Retirement Investment Plan's numbers.

By total assets, Nomura Securities International, Inc. Retirement Investment Plan ranks among the largest 1% of all filed plans. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
Nomura Securities International, Inc.'s sponsor-wide assets have grown 41.0% since 2022 across 3 plan years on file. More Finance & Insurance plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132642206.