401(k) · DOL Form 5500 · 2023
Heartland Financial USA, Inc 401(k) Plan
Data updated 2026-08-11
- $304M
- Total assets
- 2,025
- Participants
- 96th
- Percentile by assets
- $150,276
- Avg per participant
Official DOL plan name: Htlf Retirement Plan · Sponsored by Heartland Financial USA, Inc · Colorado · Finance & Insurance
$304M in assets, 2,025 participants
Heartland Financial USA, Inc's Htlf Retirement Plan reported $304M in total assets and 2,025 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 96th percentile by assets (of 127,072 plans)
- #8,310 in Finance & Insurance (8,869 peers)
Coverage in Colorado
Htlf Retirement Plan covers 2,025 participants in Colorado, 5.4x the typical Colorado plan (state average ~376 per filing). Assets: $304M.
- $304M
- total plan assets (2023 EOY)
- 2,025
- covered participants
- 96th
- percentile by assets (of 127,072 plans)
- $150,276
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Htlf Retirement Plan reported net income rose from -$74M in the plan year 2022 filing to $23M in the plan year 2023 filing.
- Htlf Retirement Plan reported participants fell from 2,218 in the plan year 2022 filing to 2,025 in the plan year 2023 filing.
- Htlf Retirement Plan end-of-year assets rose from $281M in the plan year 2022 filing to $304M in the plan year 2023 filing.
Participants vs Colorado filers
In Colorado, the average filing covers about 376 participants across 2,719 plans. Htlf Retirement Plan reports 2,025 participants - 5.4x that state average ($304M EOY assets).
Colorado filing particulars
| Total Assets (Beginning of Year) | $281M |
|---|---|
| Net Assets (End of Year) | $304M |
| Net Income | $23M |
| Employer EIN | 421405748 |
| Plan Effective Date | 1964-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Heartland Financial USA, Inc)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 2,218 | $281M |
| 2023 | 1 | 2,025 | $304M |
| 2024 | 1 | 2,000 | $318M |
Nearby 401(k) Plans in Colorado
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Htlf Retirement Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
- Davita Retirement Savings Plan $3.3B · 57,711
- Ball Corporation 401(k) and Employee Stock Ownership Plan $2.8B · 10,349
- Empower Retirement, LLC 401(k) Savings Plan $1.9B · 10,036
- Woodward Retirement Savings Plan $1.8B · 5,847
- Arcadis U.S., Inc. Retirement Savings Plan $1.7B · 5,491
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Htlf Retirement Plan by total assets, not by location.
- Tcw, LLC Profit Sharing and Savings Plan (CA) $304M · 653
- Onesmile 401(k) Plan and Trust (CA) $304M · 6,458
- Wiley Rein LLP Retirement Plan (DC) $304M · 429
- Ath Retirement Plan and Trust (VA) $305M · 469
Frequently Asked Questions
How did Htlf Retirement Plan assets move in 2023? ▼
How have Heartland Financial USA, Inc plan assets changed over time? ▼
Where does Htlf Retirement Plan rank by assets among Form 5500 filers? ▼
Which 401(k) plans are similar in size to Htlf Retirement Plan? ▼
Next read for Htlf Retirement Plan
Filing takeaways
Ways to act on Htlf Retirement Plan's numbers.
- By total assets, Htlf Retirement Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in Colorado. Compare plans
- Heartland Financial USA, Inc's sponsor-wide assets have grown 13.2% since 2022 across 3 plan years on file. More Finance & Insurance plans