401(k) · DOL Form 5500 · 2023

Puma Biotechnology, Inc. 401(k) Plan

Data updated 2026-08-25

$35M
Total assets Below avg plan size
186
Participants Below avg headcount
81st
Percentile by assets National rank
$187,602
Avg per participant Above avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Puma Biotechnology, Inc. 401(k) Plan · Sponsored by Puma Biotechnology, Inc. · California · Professional & Technical Services

$35M in assets, 186 participants

Puma Biotechnology, Inc.'s Puma Biotechnology, Inc. 401(k) Plan reported $35M in total assets and 186 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,658 in Professional & Technical Services (20,321 peers)

Coverage in California

Puma Biotechnology, Inc. 401(k) Plan covers 186 participants in California, about 30% of the average California filer (state average ~630 per filing). Assets: $35M.

#16,658
in Professional & Technical Services (20,321 peers)
+31.9%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Puma Biotechnology, Inc. 401(k) Plan's outsized position by total assets

Puma Biotechnology, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$34,894,030 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Puma Biotechnology, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Puma Biotechnology, Inc. 401(k) Plan sits mid-pack in the medium band (186 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Puma Biotechnology, Inc. 401(k) Plan reported net income rose from -$5M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Puma Biotechnology, Inc. 401(k) Plan end-of-year assets rose from $26M in the plan year 2022 filing to $35M in the plan year 2023 filing.
  • Puma Biotechnology, Inc. 401(k) Plan reported participants fell from 193 in the plan year 2022 filing to 186 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 770683487 · Puma Biotechnology, Inc. PY 2023 · 401(k)

Puma Biotechnology, Inc. 401(k) Plan · $35M · 186 · 81st

  • PART $35M
  • TYPE 186
  • NET 81st
  • BOOK 401(k)
  • VS-ST near Telcor Inc 401(k) Profit Sharing Plan
  • BOY ind #16658

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

Puma Biotechnology, Inc. 401(k) Plan in the asset neighbourhood

Telcor Inc 401(k) Profit Sharing PlanTelcor Inc 401(k) Profit Sha…$35MDelaware Valley Floral Group, LLC Savings & Investment PlanDelaware Valley Floral Group…$35MPuma Biotechnology, Inc. 401(k) PlanPuma Biotechnology, Inc. 401…$35MFletcher Tilton PC Profit Sharing Plan and TrustFletcher Tilton PC Profit Sh…$35MGenevive Retirement Plan$35M
End-of-year total assets ($M) among Puma Biotechnology, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$26M
Net Assets (End of Year)$35M
Net Income$8M
Employer EIN770683487
Plan Effective Date2012-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Puma Biotechnology, Inc.)

Sponsor-wide plan assets over time

All Puma Biotechnology, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$41M 56.156097993824595% vs 2022
2024 filing year
$20M$25M$30M$35M$40M$45M 202220232024 $26.5M $41.3M ▲ +56.2%
Year Plans Participants Total Assets
2022 1 193 $26M
2023 1 186 $35M
2024 1 184 $41M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Puma Biotechnology, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Puma Biotechnology, Inc. 401(k) Plan, Total assets ($B): 0.03489403 · Participants: 186Puma Biotechnology, Inc. 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Puma Biotechnology, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Puma Biotechnology, Inc. 401(k) Plan side-by-side with 3 peers →

Puma Biotechnology, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Telcor Inc 401(k) Profit Sharing Plan in NE ($35M); by covered participants it is Dennelisse Corporation 401(k) Plan in NY (186 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (186 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Puma Biotechnology, Inc. 401(k) Plan assets move in 2023? ▼
Puma Biotechnology, Inc. 401(k) Plan surged - up 31.9% during 2023, from $26M to $35M. Reported net income was $8M.
How have Puma Biotechnology, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Puma Biotechnology, Inc.'s sponsor-wide assets grew 56.2%, from $26M to $41M.
Where does Puma Biotechnology, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Puma Biotechnology, Inc. 401(k) Plan ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Puma Biotechnology, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Telcor Inc 401(k) Profit Sharing Plan in NE ($35M, 270 participants).
Which 401(k) plans cover a similar participant headcount to Puma Biotechnology, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Dennelisse Corporation 401(k) Plan in NY (186 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 770683487.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.