401(k) · DOL Form 5500 · 2023

S. Rothschild & Co., Inc. 401(k) Plan

Data updated 2026-08-25

$15M
Total assets Small plan by assets
113
Participants Small participant base
68th
Percentile by assets National rank
$135,409
Avg per participant Near avg balance/head
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Official DOL plan name: S. Rothschild & Co., Inc. 401(k) Savings Plan · Sponsored by S. Rothschild & Co., Inc. · New York · Manufacturing

$15M in assets, 113 participants

S. Rothschild & Co., Inc.'s S. Rothschild & Co., Inc. 401(k) Savings Plan reported $15M in total assets and 113 participants in its 2023 DOL Form 5500 filing, ranking in the 68th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,506 in Manufacturing (18,722 peers)

Coverage in New York

S. Rothschild & Co., Inc. 401(k) Savings Plan covers 113 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $15M.

#10,506
in Manufacturing (18,722 peers)
+18.3%
assets growth YoY

S. Rothschild & Co., Inc. 401(k) Savings Plan's outsized position by total assets

S. Rothschild & Co., Inc. 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$15,301,234 Top 32% higher than 68% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

S. Rothschild & Co., Inc. 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. S. Rothschild & Co., Inc. 401(k) Savings Plan sits mid-pack in the medium band (113 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • S. Rothschild & Co., Inc. 401(k) Savings Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • S. Rothschild & Co., Inc. 401(k) Savings Plan end-of-year assets rose from $13M in the plan year 2022 filing to $15M in the plan year 2023 filing.
  • S. Rothschild & Co., Inc. 401(k) Savings Plan reported participants rose from 96 in the plan year 2022 filing to 113 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 231539342 · S. Rothschild & Co., Inc. PY 2023 · 401(k)

S. Rothschild & Co., Inc. 401(k) Savings Plan · $15M · 113 · 68th

  • NET $15M
  • NET 113
  • NET 68th
  • NET 401(k)
  • NET near Kountry Wood Products 401(k) Profit Sharing Plan
  • NET ind #10506

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in New York →

S. Rothschild & Co., Inc. 401(k) Savings Plan in the asset neighbourhood

S. Rothschild & Co., Inc. 401(k) Savings PlanS. Rothschild & Co., Inc. 40…$15MKountry Wood Products 401(k) Profit Sharing PlanKountry Wood Products 401(k)…$15MHome Run Inn, Inc. 401(k) Profit Sharing PlanHome Run Inn, Inc. 401(k) Pr…$15MSanders Clinic for Women, P.a., Safe-Harbor 401(k) Profit Sharing PlanSanders Clinic for Women, P.…$15MThe Farber Companies 401(k) Profit Sharing PlanThe Farber Companies 401(k) …$15M
End-of-year total assets ($M) among S. Rothschild & Co., Inc. 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$13M
Net Assets (End of Year)$15M
Net Income$2M
Employer EIN231539342
Plan Effective Date1991-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (S. Rothschild & Co., Inc.)

Sponsor-wide plan assets over time

All S. Rothschild & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$64M 69.22332661894752% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $37.8M $63.9M ▲ +69.2%
Year Plans Participants Total Assets
2022 2 150 $38M
2023 2 165 $57M
2024 2 205 $64M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

S. Rothschild & Co., Inc. 401(k) Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants S. Rothschild & Co., Inc. 401(k) Savings Plan, Total assets ($B): 0.015301234 · Participants: 113S. Rothschild & Co., Inc. 401(k) Savings PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
S. Rothschild & Co., Inc. 401(k) Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare S. Rothschild & Co., Inc. 401(k) Savings Plan side-by-side with 3 peers →

S. Rothschild & Co., Inc. 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Kountry Wood Products 401(k) Profit Sharing Plan in IN ($15M); by covered participants it is Carteret Management Corporation 401(k) Plan in FL (113 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (113 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did S. Rothschild & Co., Inc. 401(k) Savings Plan assets move in 2023? ▼
S. Rothschild & Co., Inc. 401(k) Savings Plan grew sharply - up 18.3% during 2023, from $13M to $15M. Reported net income was $2M.
How have S. Rothschild & Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), S. Rothschild & Co., Inc.'s sponsor-wide assets grew 69.2%, from $38M to $64M.
Which 401(k) plans are similar in size to S. Rothschild & Co., Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Kountry Wood Products 401(k) Profit Sharing Plan in IN ($15M, 439 participants).
Which 401(k) plans cover a similar participant headcount to S. Rothschild & Co., Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Carteret Management Corporation 401(k) Plan in FL (113 participants, $475K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 231539342.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.