401(k) · DOL Form 5500 · 2023

Open Hearts 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
114
Participants Small participant base
32nd
Percentile by assets National rank
$20,793
Avg per participant Low balance/head
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Official DOL plan name: 401(k) Profit-Sharing Plan for Employees of Open Hearts · Sponsored by Open Hearts · Arizona · Healthcare & Social Assistance

$2M in assets, 114 participants

Open Hearts's 401(k) Profit-Sharing Plan for Employees of Open Hearts reported $2M in total assets and 114 participants in its 2023 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,676 in Healthcare & Social Assistance (17,684 peers)

Coverage in Arizona

401(k) Profit-Sharing Plan for Employees of Open Hearts covers 114 participants in Arizona, about 20% of the average Arizona filer (state average ~564 per filing). Assets: $2M.

#5,676
in Healthcare & Social Assistance (17,684 peers)
+25.1%
assets growth YoY

401(k) Profit-Sharing Plan for Employees of Open Hearts among the smaller filed plans by assets

401(k) Profit-Sharing Plan for Employees of Open Hearts vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,370,416 32nd percentile higher than 32% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

401(k) Profit-Sharing Plan for Employees of Open Hearts among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 401(k) Profit-Sharing Plan for Employees of Open Hearts sits mid-pack in the medium band (114 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 401(k) Profit-Sharing Plan for Employees of Open Hearts reported net income rose from -$328K in the plan year 2022 filing to $475K in the plan year 2023 filing.
  • 401(k) Profit-Sharing Plan for Employees of Open Hearts end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • 401(k) Profit-Sharing Plan for Employees of Open Hearts reported participants fell from 123 in the plan year 2022 filing to 114 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 860291956 · Open Hearts PY 2023 · 401(k)

401(k) Profit-Sharing Plan for Employees of Open Hearts · $2M · 114 · 32nd

  • PHOTO $2M
  • PHOTO 114
  • PHOTO 32nd
  • PHOTO 401(k)
  • PHOTO near Calsoft Labs, Inc. 401(k) Plan
  • PHOTO ind #5676

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Arizona →

401(k) Profit-Sharing Plan for Employees of Open Hearts in the asset neighbourhood

401(k) Profit-Sharing Plan for Employees of Open Hearts401(k) Profit-Sharing Plan f…$2MCalsoft Labs, Inc. 401(k) PlanCalsoft Labs, Inc. 401(k) Pl…$2MLeplastrier Development Co. Retirement Savings PlanLeplastrier Development Co. …$2MBlack Mountain Savings Bank, Ssb 401(k) PlanBlack Mountain Savings Bank,…$2MWashington County Opportunities 401(k) PlanWashington County Opportunit…$2M
End-of-year total assets ($M) among 401(k) Profit-Sharing Plan for Employees of Open Hearts and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Arizona filing particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$475K
Employer EIN860291956
Plan Effective Date1997-03-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Open Hearts)

Sponsor-wide plan assets over time

All Open Hearts plans reported in each filing year

Latest sponsor-wide plan assets
$3M 45.43850117886586% vs 2022
2024 filing year
$1.5M$2M$2.5M$3M 202220232024 $1.9M $2.76M ▲ +45.3%
Year Plans Participants Total Assets
2022 1 123 $2M
2023 1 114 $2M
2024 1 131 $3M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

401(k) Profit-Sharing Plan for Employees of Open Hearts vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants 401(k) Profit-Sharing Plan for Employees of Open Hearts, Total assets ($B): 0.002370416 · Participants: 114401(k) Profit-Sharing Plan for Employees of Open HeartsBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
401(k) Profit-Sharing Plan for Employees of Open Hearts vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare 401(k) Profit-Sharing Plan for Employees of Open Hearts side-by-side with 3 peers →

401(k) Profit-Sharing Plan for Employees of Open Hearts's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Calsoft Labs, Inc. 401(k) Plan in CA ($2M); by covered participants it is Austin Medical Center 403b Plan in MN (114 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (114 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 401(k) Profit-Sharing Plan for Employees of Open Hearts assets move in 2023? ▼
401(k) Profit-Sharing Plan for Employees of Open Hearts grew sharply - up 25.1% during 2023, from $2M to $2M. Reported net income was $475K.
How have Open Hearts plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Open Hearts's sponsor-wide assets grew 45.4%, from $2M to $3M.
Which 401(k) plans are similar in size to 401(k) Profit-Sharing Plan for Employees of Open Hearts? ▼
Among 401(k) plans in other states, the closest by assets is Calsoft Labs, Inc. 401(k) Plan in CA ($2M, 203 participants).
Which 401(k) plans cover a similar participant headcount to 401(k) Profit-Sharing Plan for Employees of Open Hearts? ▼
Among 401(k) plans in other states, the closest by covered participants is Austin Medical Center 403b Plan in MN (114 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860291956.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.