401(k) · DOL Form 5500 · 2023

David Oppenheimer and Company, LLC 401(k) Plan

Data updated 2026-08-25

$42M
Total assets Below avg plan size
178
Participants Small participant base
84th
Percentile by assets National rank
$238,280
Avg per participant Above avg balance/head
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Official DOL plan name: David Oppenheimer and Company 401(k) Plan · Sponsored by David Oppenheimer and Company, LLC · · Wholesale Trade

$42M in assets, 178 participants

David Oppenheimer and Company, LLC's David Oppenheimer and Company 401(k) Plan reported $42M in total assets and 178 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,332 in Wholesale Trade (6,309 peers)

Where David Oppenheimer and Company 401(k) Plan sits by assets

David Oppenheimer and Company 401(k) Plan sits in the top quartile of all filed plans by assets, $42M for 178 participants (~$238,280/participant), up 23.9% in 2023.

#5,332
in Wholesale Trade (6,309 peers)
+23.9%
assets growth YoY
0.4×
vs typical plan assets (national mean)

David Oppenheimer and Company 401(k) Plan's outsized position by total assets

David Oppenheimer and Company 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$42,413,917 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

David Oppenheimer and Company 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. David Oppenheimer and Company 401(k) Plan sits mid-pack in the medium band (178 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • David Oppenheimer and Company 401(k) Plan reported net income rose from -$11M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • David Oppenheimer and Company 401(k) Plan end-of-year assets rose from $34M in the plan year 2022 filing to $42M in the plan year 2023 filing.
  • David Oppenheimer and Company 401(k) Plan reported participants rose from 167 in the plan year 2022 filing to 178 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 911540604 · David Oppenheimer and Company, LLC PY 2023 · 401(k)

David Oppenheimer and Company 401(k) Plan · $42M · 178 · 84th

  • TYPE $42M
  • NET 178
  • BOOK 84th
  • VS-ST 401(k)
  • BOY near Grand Island Clinic, Inc. Profit Sharing Plan and Trust
  • SCH ind #5332

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans →

David Oppenheimer and Company 401(k) Plan in the asset neighbourhood

Kaiser Group International, Inc. Section 401(k) PlanKaiser Group International, …$42MConcordance Healthcare Solutions 401(k) Retirement PlanConcordance Healthcare Solut…$42MApex Analytix 401(k) Profit Sharing PlanApex Analytix 401(k) Profit …$42MDavid Oppenheimer and Company 401(k) PlanDavid Oppenheimer and Compan…$42MGrand Island Clinic, Inc. Profit Sharing Plan and TrustGrand Island Clinic, Inc. Pr…$42M
End-of-year total assets ($M) among David Oppenheimer and Company 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$34M
Net Assets (End of Year)$42M
Net Income$8M
Employer EIN911540604
Plan Effective Date1986-11-01
Filing StatusFILING RECEIVED

Sponsor Plan History (David Oppenheimer and Company, LLC)

Sponsor-wide plan assets over time

All David Oppenheimer and Company, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$51M 48.80194742490367% vs 2022
2024 filing year
$30M$40M$50M$60M 202220232024 $34.2M $50.9M ▲ +48.8%
Year Plans Participants Total Assets
2022 1 167 $34M
2023 1 178 $42M
2024 1 167 $51M

Nearby 401(k) Plans in

Peer 401(k) plans, same state, same plan type, ranked by total assets.

David Oppenheimer and Company 401(k) Plan vs. nearby 401(k) plans in , assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants David Oppenheimer and Company 401(k) Plan, Total assets ($B): 0.042413917 · Participants: 178David Oppenheimer and Company 401(k) PlanThe Magna Group of Companies Retirement Savings Plans, Total assets ($B): 2.371823799 · Participants: 24720The Magna Group of Companies Retirement Savings PlansTranscanada 401(k) and Savings Plan, Total assets ($B): 0.996497127 · Participants: 3116Transcanada 401(k) and Savings PlanFour Seasons Hotels Retirement Benefit Plan, Total assets ($B): 0.86338677 · Participants: 15652Four Seasons Hotels Retirement Benefit PlanTransocean U.S. Savings Plan, Total assets ($B): 0.74669178 · Participants: 2090Transocean U.S. Savings PlanDomtar US Salaried 401(k) Plan, Total assets ($B): 0.619534867 · Participants: 1608Domtar US Salaried 401(k) Plan
David Oppenheimer and Company 401(k) Plan vs. nearby 401(k) plans in , assets vs. participants
Compare David Oppenheimer and Company 401(k) Plan side-by-side with 3 peers →

David Oppenheimer and Company 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside this state, the nearest 401(k) by assets is Grand Island Clinic, Inc. Profit Sharing Plan and Trust in NE ($42M); by covered participants it is Chantecaille Beaute Inc 401 K Profit Sharing Plan Trust in NY (178 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (178 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did David Oppenheimer and Company 401(k) Plan assets move in 2023? ▼
David Oppenheimer and Company 401(k) Plan grew sharply - up 23.9% during 2023, from $34M to $42M. Reported net income was $8M.
How have David Oppenheimer and Company, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), David Oppenheimer and Company, LLC's sponsor-wide assets grew 48.8%, from $34M to $51M.
Where does David Oppenheimer and Company 401(k) Plan rank by assets among Form 5500 filers? ▼
David Oppenheimer and Company 401(k) Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to David Oppenheimer and Company 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Grand Island Clinic, Inc. Profit Sharing Plan and Trust in NE ($42M, 117 participants).
Which 401(k) plans cover a similar participant headcount to David Oppenheimer and Company 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Chantecaille Beaute Inc 401 K Profit Sharing Plan Trust in NY (178 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 911540604.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.