401(k) · DOL Form 5500 · 2023

Allworth Financial, LP 401(k) Plan

Data updated 2026-08-25

$63M
Total assets Below avg plan size
396
Participants Below avg headcount
88th
Percentile by assets National rank
$159,365
Avg per participant Above avg balance/head
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Official DOL plan name: Allworth Financial 401(k) Plan · Sponsored by Allworth Financial, LP · California · Finance & Insurance

$63M in assets, 396 participants

Allworth Financial, LP's Allworth Financial 401(k) Plan reported $63M in total assets and 396 participants in its 2023 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,195 in Finance & Insurance (8,869 peers)

Where Allworth Financial 401(k) Plan sits by assets

Allworth Financial 401(k) Plan sits in the top quartile of all filed plans by assets, $63M for 396 participants (~$159,365/participant), up 37.8% in 2023.

#7,195
in Finance & Insurance (8,869 peers)
+37.8%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Allworth Financial 401(k) Plan's outsized position by total assets

Allworth Financial 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$63,108,728 Top 12% higher than 88% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Allworth Financial 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Allworth Financial 401(k) Plan sits mid-pack in the medium band (396 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Allworth Financial 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $17M in the plan year 2023 filing.
  • Allworth Financial 401(k) Plan end-of-year assets rose from $46M in the plan year 2022 filing to $63M in the plan year 2023 filing.
  • Allworth Financial 401(k) Plan reported participants rose from 298 in the plan year 2022 filing to 396 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 680372662 · Allworth Financial, LP PY 2023 · 401(k)

Allworth Financial 401(k) Plan · $63M · 396 · 88th

  • EIN $63M
  • EIN 396
  • EIN 88th
  • EIN 401(k)
  • EIN near The Bradbury Company, Inc. Profit Sharing 401(k) Plan
  • EIN ind #7195

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Allworth Financial 401(k) Plan in the asset neighbourhood

The Ssi Group, LLC Employees' Retirement Savings PlanThe Ssi Group, LLC Employees…$63MThe Bradbury Company, Inc. Profit Sharing 401(k) PlanThe Bradbury Company, Inc. P…$63MAllworth Financial 401(k) PlanAllworth Financial 401(k) Pl…$63MKda Direct Operations 401(k) PlanKda Direct Operations 401(k)…$63MJohnson & Jordan, Inc. Employee Stock Ownership 401(k) PlanJohnson & Jordan, Inc. Emplo…$63M
End-of-year total assets ($M) among Allworth Financial 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$46M
Net Assets (End of Year)$63M
Net Income$17M
Employer EIN680372662
Plan Effective Date1996-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Allworth Financial, LP)

Sponsor-wide plan assets over time

All Allworth Financial, LP plans reported in each filing year

Latest sponsor-wide plan assets
$77M 67.39439592981532% vs 2022
2024 filing year
$40M$50M$60M$70M$80M 202220232024 $45.8M $76.7M ▲ +67.4%
Year Plans Participants Total Assets
2022 1 298 $46M
2023 1 396 $63M
2024 1 475 $77M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Allworth Financial 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Allworth Financial 401(k) Plan, Total assets ($B): 0.063108728 · Participants: 396Allworth Financial 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Allworth Financial 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Allworth Financial 401(k) Plan side-by-side with 3 peers →

Allworth Financial 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is The Bradbury Company, Inc. Profit Sharing 401(k) Plan in KS ($63M); by covered participants it is Integracare 401(k) Savings Plan in PA (396 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (396 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Allworth Financial 401(k) Plan assets move in 2023? ▼
Allworth Financial 401(k) Plan surged - up 37.8% during 2023, from $46M to $63M. Reported net income was $17M.
How have Allworth Financial, LP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Allworth Financial, LP's sponsor-wide assets grew 67.4%, from $46M to $77M.
Where does Allworth Financial 401(k) Plan rank by assets among Form 5500 filers? ▼
Allworth Financial 401(k) Plan ranks in the 88th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Allworth Financial 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Bradbury Company, Inc. Profit Sharing 401(k) Plan in KS ($63M, 457 participants).
Which 401(k) plans cover a similar participant headcount to Allworth Financial 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Integracare 401(k) Savings Plan in PA (396 participants, $7M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 680372662.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.