401(k) · DOL Form 5500 · 2023

Upstate Companies 1, LLC 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
90
Participants Small participant base
52nd
Percentile by assets National rank
$82,235
Avg per participant Below avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust · Sponsored by Upstate Companies 1, LLC · New York · Professional & Technical Services

$7M in assets, 90 participants

Upstate Companies 1, LLC's Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust reported $7M in total assets and 90 participants in its 2023 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,273 in Professional & Technical Services (20,321 peers)

Upstate Companies 1, LLC multi-year trail

Upstate Companies 1, LLC's plans moved +90.8% in assets from 2022 to 2024; this filing shows Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust at $7M / 90 participants.

#10,273
in Professional & Technical Services (20,321 peers)
+53.3%
assets growth YoY

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Professional & Technical Services and all filers

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,401,107 Top 48% higher than 52% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust is a small filing (90 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust reported net income rose from -$68K in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust end-of-year assets rose from $5M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust reported participants rose from 85 in the plan year 2022 filing to 90 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 455454043 · Upstate Companies 1, LLC PY 2023 · 401(k)

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust · $7M · 90 · 52nd

  • BOOK $7M
  • BOOK 90
  • BOOK 52nd
  • BOOK 401(k)
  • BOOK near Cam Integrated Solutions, LLC 401(k) Plan
  • BOOK ind #10273

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and TrustUpstate Companies 1, LLC 401…$7MCam Integrated Solutions, LLC 401(k) PlanCam Integrated Solutions, LL…$7MFieldwirelabs, Inc. Retirement TrustFieldwirelabs, Inc. Retireme…$7MPhysician Support Systems, Inc. 401(k) PlanPhysician Support Systems, I…$7MGuaranty Service Group 401(k) Savings PlanGuaranty Service Group 401(k…$7M
End-of-year total assets ($M) among Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Upstate Companies 1, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Upstate Companies 1, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$9M 90.77929578182503% vs 2022
2024 filing year
$4M$6M$8M$10M 202220232024 $4.83M $9.21M ▲ +90.7%
Year Plans Participants Total Assets
2022 1 85 $5M
2023 1 90 $7M
2024 1 98 $9M

Upstate Companies 1, LLC filing trail (2023)

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$7M
Net Income$3M
Employer EIN455454043
Plan Effective Date2014-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.007401107 · Participants: 90Upstate Companies 1, LLC 401(k) Profit Sharing Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust side-by-side with 3 peers →

Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Cam Integrated Solutions, LLC 401(k) Plan in TX ($7M); by covered participants it is International Marine Products Retirement Plan in CA (90 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (90 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust assets move in 2023? ▼
Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust surged - up 53.3% during 2023, from $5M to $7M. Reported net income was $3M.
How have Upstate Companies 1, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Upstate Companies 1, LLC's sponsor-wide assets grew 90.8%, from $5M to $9M.
Which 401(k) plans are similar in size to Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Cam Integrated Solutions, LLC 401(k) Plan in TX ($7M, 213 participants).
Which 401(k) plans cover a similar participant headcount to Upstate Companies 1, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is International Marine Products Retirement Plan in CA (90 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 455454043.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.