401(k) · DOL Form 5500 · 2023
Ariel Investments, LLC 401(k) Plan
Data updated 2026-08-25
- $43M
- Total assets Below avg plan size
- 122
- Participants Small participant base
- 84th
- Percentile by assets National rank
- $353,335
- Avg per participant High balance/head
Official DOL plan name: Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust · Sponsored by Ariel Investments, LLC · Illinois · Finance & Insurance
$43M in assets, 122 participants
Ariel Investments, LLC's Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust reported $43M in total assets and 122 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,680 in Finance & Insurance (8,869 peers)
Coverage in Illinois
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust covers 122 participants in Illinois, about 16% of the average Illinois filer (state average ~779 per filing). Assets: $43M.
- #6,680
- in Finance & Insurance (8,869 peers)
- +24.5%
- assets growth YoY
- 0.4×
- vs typical plan assets (national mean)
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust's outsized position by total assets
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$43,106,834 Top 16% higher than 84% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust sits mid-pack in the medium band (122 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust reported net income rose from -$7M in the plan year 2022 filing to $8M in the plan year 2023 filing.
- Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust end-of-year assets rose from $35M in the plan year 2022 filing to $43M in the plan year 2023 filing.
- Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust reported participants rose from 114 in the plan year 2022 filing to 122 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 020712418 · Ariel Investments, LLC PY 2023 · 401(k)
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust · $43M · 122 · 84th
- EIN $43M
- EIN 122
- EIN 84th
- EIN 401(k)
- EIN near Brightly Software, Inc. 401(k) Plan
- EIN ind #6680
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Illinois →
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust in the asset neighbourhood
Illinois filing particulars
| Total Assets (Beginning of Year) | $35M |
|---|---|
| Net Assets (End of Year) | $43M |
| Net Income | $8M |
| Employer EIN | 020712418 |
| Plan Effective Date | 1988-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ariel Investments, LLC)
Sponsor-wide plan assets over time
All Ariel Investments, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $50M 45.73429830196357% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 114 | $35M |
| 2023 | 1 | 122 | $43M |
| 2024 | 1 | 129 | $50M |
Nearby 401(k) Plans in Illinois
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Accenture United States 401(k) Match Savings Plan $17.6B · 69,974
- State Farm 401(k) Savings Plan $16.9B · 60,246
- Abbott Laboratories Stock Retirement Plan $14.5B · 38,012
- United Airlines Pilot Retirement Account Plan $14.4B · 14,959
- Walgreens Retirement Savings Plan $13.4B · 235,331
Ariel Investments, LLC Employees' Profit Sharing and Savings Plan and Trust's out-of-state 401(k) peers by assets and headcount
Outside Illinois, the nearest 401(k) by assets is Brightly Software, Inc. 401(k) Plan in NC ($43M); by covered participants it is G & L Davis Meat Co. Inc. 401(k) Plan in NY (122 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($43M here).
- Brightly Software, Inc. 401(k) Plan (NC) $43M · 534
- Amc 401(k) Plan (IA) $43M · 90
- Blue Umbrella 401(k) Plan (VA) $43M · 147
- Quality Carriers, Inc. 401(k) Plan (FL) $43M · 1,580
Similar participant headcount
Nearest other-state filings by covered participants (122 participants); asset peers above are excluded.
- G & L Davis Meat Co. Inc. 401(k) Plan (NY) 122 · 0 off
- Lurre Construction 401(k) Plan (ID) 122 · 0 off
- Standard Printing Company of Canton 401(k) Profit Sharing Plan (OH) 122 · 0 off
- Entrada Therapeutics 401(k) Retirement Plan (MA) 122 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.