401(k) · DOL Form 5500 · 2023

Smith Micro Software, Inc. 401(k) Plan

Data updated 2026-08-25

$33M
Total assets Below avg plan size
190
Participants Below avg headcount
81st
Percentile by assets National rank
$175,355
Avg per participant Above avg balance/head
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Official DOL plan name: Smith Micro Software, Inc. 401(k) Profit Sharing Plan · Sponsored by Smith Micro Software, Inc. · Pennsylvania · Professional & Technical Services

$33M in assets, 190 participants

Smith Micro Software, Inc.'s Smith Micro Software, Inc. 401(k) Profit Sharing Plan reported $33M in total assets and 190 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,503 in Professional & Technical Services (20,321 peers)

Coverage in Pennsylvania

Smith Micro Software, Inc. 401(k) Profit Sharing Plan covers 190 participants in Pennsylvania, about 23% of the average Pennsylvania filer (state average ~822 per filing). Assets: $33M.

#16,503
in Professional & Technical Services (20,321 peers)
+16.5%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Smith Micro Software, Inc. 401(k) Profit Sharing Plan's outsized position by total assets

Smith Micro Software, Inc. 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$33,317,475 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith Micro Software, Inc. 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Micro Software, Inc. 401(k) Profit Sharing Plan sits mid-pack in the medium band (190 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smith Micro Software, Inc. 401(k) Profit Sharing Plan reported net income rose from -$5M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Smith Micro Software, Inc. 401(k) Profit Sharing Plan end-of-year assets rose from $29M in the plan year 2022 filing to $33M in the plan year 2023 filing.
  • Smith Micro Software, Inc. 401(k) Profit Sharing Plan reported participants fell from 212 in the plan year 2022 filing to 190 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 330029027 · Smith Micro Software, Inc. PY 2023 · 401(k)

Smith Micro Software, Inc. 401(k) Profit Sharing Plan · $33M · 190 · 81st

  • IND $33M
  • EOY 190
  • 5500 81st
  • ASSETS 401(k)
  • PCT near Axh Air-Coolers 401(k) Retirement Plan
  • EIN ind #16503

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Pennsylvania →

Smith Micro Software, Inc. 401(k) Profit Sharing Plan in the asset neighbourhood

Smith Micro Software, Inc. 401(k) Profit Sharing PlanSmith Micro Software, Inc. 4…$33MAxh Air-Coolers 401(k) Retirement PlanAxh Air-Coolers 401(k) Retir…$33MGrw Tax Deferred Savings & Profit Sharing Retirement PlanGrw Tax Deferred Savings & P…$33MMetropolitan Family Services 401(k) PlanMetropolitan Family Services…$33MAcademic Medicine Services Inc 401(k) Profit Sharing Plan & TrustAcademic Medicine Services I…$33M
End-of-year total assets ($M) among Smith Micro Software, Inc. 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Pennsylvania filing particulars

Total Assets (Beginning of Year)$29M
Net Assets (End of Year)$33M
Net Income$5M
Employer EIN330029027
Plan Effective Date1991-10-31
Filing StatusFILING RECEIVED

Sponsor Plan History (Smith Micro Software, Inc.)

Sponsor-wide plan assets over time

All Smith Micro Software, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$34M 18.132393304627666% vs 2022
2024 filing year
$28M$30M$32M$34M$36M 202220232024 $28.6M $33.8M ▲ +18.1%
Year Plans Participants Total Assets
2022 1 212 $29M
2023 1 190 $33M
2024 1 134 $34M

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Micro Software, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Smith Micro Software, Inc. 401(k) Profit Sharing Plan, Total assets ($B): 0.033317475 · Participants: 190Smith Micro Software, Inc. 401(k) Profit Sharing PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Smith Micro Software, Inc. 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Smith Micro Software, Inc. 401(k) Profit Sharing Plan side-by-side with 3 peers →

Smith Micro Software, Inc. 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Axh Air-Coolers 401(k) Retirement Plan in OK ($33M); by covered participants it is Nextpoint Group, LLC 401(k) Plan in VA (190 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (190 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Micro Software, Inc. 401(k) Profit Sharing Plan assets move in 2023? ▼
Smith Micro Software, Inc. 401(k) Profit Sharing Plan grew sharply - up 16.5% during 2023, from $29M to $33M. Reported net income was $5M.
How have Smith Micro Software, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smith Micro Software, Inc.'s sponsor-wide assets grew 18.1%, from $29M to $34M.
Where does Smith Micro Software, Inc. 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Smith Micro Software, Inc. 401(k) Profit Sharing Plan ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smith Micro Software, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Axh Air-Coolers 401(k) Retirement Plan in OK ($33M, 390 participants).
Which 401(k) plans cover a similar participant headcount to Smith Micro Software, Inc. 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nextpoint Group, LLC 401(k) Plan in VA (190 participants, $36M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 330029027.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.