401(k) · DOL Form 5500 · 2023
Tower Research Capital, LLC 401(k) Plan
Data updated 2026-08-25
- $136M
- Total assets Near avg plan size
- 449
- Participants Below avg headcount
- 93rd
- Percentile by assets National rank
- $303,678
- Avg per participant High balance/head
Official DOL plan name: Tower Research Capital Group 401(k) Plan · Sponsored by Tower Research Capital, LLC · New York · Finance & Insurance
$136M in assets, 449 participants
Tower Research Capital, LLC's Tower Research Capital Group 401(k) Plan reported $136M in total assets and 449 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,906 in Finance & Insurance (8,869 peers)
Where Tower Research Capital Group 401(k) Plan sits by assets
Tower Research Capital Group 401(k) Plan sits in the top 10% of all filed plans by assets, $136M for 449 participants (~$303,678/participant), up 28.7% in 2023.
- #7,906
- in Finance & Insurance (8,869 peers)
- +28.7%
- assets growth YoY
- 1.4×
- vs typical plan assets (national mean)
Tower Research Capital Group 401(k) Plan's outsized position by total assets
Tower Research Capital Group 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$136,351,534 Top 7% higher than 93% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Tower Research Capital Group 401(k) Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Tower Research Capital Group 401(k) Plan sits mid-pack in the medium band (449 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Tower Research Capital Group 401(k) Plan reported net income rose from -$11M in the plan year 2022 filing to $30M in the plan year 2023 filing.
- Tower Research Capital Group 401(k) Plan end-of-year assets rose from $106M in the plan year 2022 filing to $136M in the plan year 2023 filing.
- Tower Research Capital Group 401(k) Plan reported participants rose from 442 in the plan year 2022 filing to 449 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 133994895 · Tower Research Capital, LLC PY 2023 · 401(k)
Tower Research Capital Group 401(k) Plan · $136M · 449 · 93rd
- NET $136M
- BOOK 449
- VS-ST 93rd
- BOY 401(k)
- SCH near Keyence Corporation of America Savings Plan
- EBSA ind #7906
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Tower Research Capital Group 401(k) Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $106M |
|---|---|
| Net Assets (End of Year) | $136M |
| Net Income | $30M |
| Employer EIN | 133994895 |
| Plan Effective Date | 2007-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Tower Research Capital, LLC)
Sponsor-wide plan assets over time
All Tower Research Capital, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $167M 58.087997069093475% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 442 | $106M |
| 2023 | 1 | 449 | $136M |
| 2024 | 1 | 497 | $167M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Tower Research Capital Group 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Keyence Corporation of America Savings Plan in IL ($136M); by covered participants it is Bitsight Technologies Retirement Trust in MA (449 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($136M here).
- Keyence Corporation of America Savings Plan (IL) $136M · 1,330
- Wyoming Machinery Company Profit Sharing 401(k) Plan (WY) $136M · 728
- Morris, Nichols, Arsht & Tunnell LLP 401(k)Profit Sharing Plan (DE) $136M · 137
- Orthopedic One, Inc. 401(k) Plan (OH) $136M · 603
Similar participant headcount
Nearest other-state filings by covered participants (449 participants); asset peers above are excluded.
- Bitsight Technologies Retirement Trust (MA) 449 · 0 off
- The Mortgage Firm, Inc. 401(k) Plan (FL) 449 · 0 off
- Natural Delights 401(k) Plan (AZ) 449 · 0 off
- Aevex Aerospace, LLC 401(k) Plan (CA) 449 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.