401(k) · DOL Form 5500 · 2023

Smith Industries, Inc. 401(k) Plan

Data updated 2026-08-25

$26M
Total assets Below avg plan size
291
Participants Below avg headcount
77th
Percentile by assets National rank
$89,176
Avg per participant Below avg balance/head
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Official DOL plan name: Smith Industries, Inc. 401(k) Plan · Sponsored by Smith Industries, Inc. · Alabama · Manufacturing

$26M in assets, 291 participants

Smith Industries, Inc.'s Smith Industries, Inc. 401(k) Plan reported $26M in total assets and 291 participants in its 2023 DOL Form 5500 filing, ranking in the 77th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #12,772 in Manufacturing (18,722 peers)

Where Smith Industries, Inc. 401(k) Plan sits by assets

Smith Industries, Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $26M for 291 participants (~$89,176/participant), up 12.9% in 2023.

#12,772
in Manufacturing (18,722 peers)
+12.9%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Smith Industries, Inc. 401(k) Plan's outsized position by total assets

Smith Industries, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$25,950,256 Top 23% higher than 77% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smith Industries, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smith Industries, Inc. 401(k) Plan sits mid-pack in the medium band (291 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smith Industries, Inc. 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Smith Industries, Inc. 401(k) Plan end-of-year assets rose from $23M in the plan year 2022 filing to $26M in the plan year 2023 filing.
  • Smith Industries, Inc. 401(k) Plan reported participants rose from 267 in the plan year 2022 filing to 291 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 272803061 · Smith Industries, Inc. PY 2023 · 401(k)

Smith Industries, Inc. 401(k) Plan · $26M · 291 · 77th

  • ASSETS $26M
  • PCT 291
  • EIN 77th
  • RANK 401(k)
  • PHOTO near Ascend Clinical LLC 401(k) Retirement Plan
  • IND ind #12772

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Alabama →

Smith Industries, Inc. 401(k) Plan in the asset neighbourhood

Smith Industries, Inc. 401(k) PlanSmith Industries, Inc. 401(k…$26MAscend Clinical LLC 401(k) Retirement PlanAscend Clinical LLC 401(k) R…$26MSr Technologies, Inc. 401(k) PlanSr Technologies, Inc. 401(k)…$26MStats Chippac, Inc. 401(k) Plan and TrustStats Chippac, Inc. 401(k) P…$26MBs&b Safety Systems 401(k) Savings and Retirement PlanBs&b Safety Systems 401(k) S…$26M
End-of-year total assets ($M) among Smith Industries, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$23M
Net Assets (End of Year)$26M
Net Income$3M
Employer EIN272803061
Plan Effective Date1957-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smith Industries, Inc.)

Sponsor-wide plan assets over time

All Smith Industries, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$28M 22.364925915979033% vs 2022
2024 filing year
$22M$24M$26M$28M$30M 202220232024 $23M $28.1M ▲ +22.4%
Year Plans Participants Total Assets
2022 1 267 $23M
2023 1 291 $26M
2024 1 296 $28M

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smith Industries, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Smith Industries, Inc. 401(k) Plan, Total assets ($B): 0.025950256 · Participants: 291Smith Industries, Inc. 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Smith Industries, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Smith Industries, Inc. 401(k) Plan side-by-side with 3 peers →

Smith Industries, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Ascend Clinical LLC 401(k) Retirement Plan in CA ($26M); by covered participants it is Fleetwood - Fibre Packaging & Graphics, Inc. Retirement Savings and Profit in CA (291 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (291 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smith Industries, Inc. 401(k) Plan assets move in 2023? ▼
Smith Industries, Inc. 401(k) Plan grew at a solid clip - up 12.9% during 2023, from $23M to $26M. Reported net income was $3M.
How have Smith Industries, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smith Industries, Inc.'s sponsor-wide assets grew 22.4%, from $23M to $28M.
Where does Smith Industries, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Smith Industries, Inc. 401(k) Plan ranks in the 77th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Smith Industries, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ascend Clinical LLC 401(k) Retirement Plan in CA ($26M, 179 participants).
Which 401(k) plans cover a similar participant headcount to Smith Industries, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Fleetwood - Fibre Packaging & Graphics, Inc. Retirement Savings and Profit in CA (291 participants, $28M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 272803061.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.