401(k) · DOL Form 5500 · 2023

James H. Maxwell, M.D., PC Dba Spinecare Arizona 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
4
Participants Small participant base
48th
Percentile by assets National rank
$1.5M
Avg per participant High balance/head
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Official DOL plan name: Spinecare Arizona 401(k) Plan · Sponsored by James H. Maxwell, M.D., PC Dba Spinecare Arizona · Arizona · Healthcare & Social Assistance

$6M in assets, 4 participants

James H. Maxwell, M.D., PC Dba Spinecare Arizona's Spinecare Arizona 401(k) Plan reported $6M in total assets and 4 participants in its 2023 DOL Form 5500 filing, ranking in the 48th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #9,299 in Healthcare & Social Assistance (17,684 peers)

James H. Maxwell, M.D., PC Dba Spinecare Arizona multi-year trail

James H. Maxwell, M.D., PC Dba Spinecare Arizona's plans moved -89.7% in assets from 2022 to 2024; this filing shows Spinecare Arizona 401(k) Plan at $6M / 4 participants.

#9,299
in Healthcare & Social Assistance (17,684 peers)
-8.1%
assets change YoY

The plan reported a net loss of $539K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Spinecare Arizona 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Spinecare Arizona 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,980,859 48th percentile higher than 48% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Spinecare Arizona 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Spinecare Arizona 401(k) Plan is a micro filing (4 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Spinecare Arizona 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to -$539K in the plan year 2023 filing.
  • Spinecare Arizona 401(k) Plan end-of-year assets fell from $7M in the plan year 2022 filing to $6M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 860909080 · James H. Maxwell, M.D., PC Dba Spinecare Arizona PY 2023 · 401(k)

Spinecare Arizona 401(k) Plan · $6M · 4 · 48th

  • SCH $6M
  • SCH 4
  • SCH 48th
  • SCH 401(k)
  • SCH near Firetree Ltd. 401(k) Plan
  • SCH ind #9299

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Arizona →

Spinecare Arizona 401(k) Plan in the asset neighbourhood

Spinecare Arizona 401(k) Plan$6MFiretree Ltd. 401(k) Plan$6MB & G Food Enterprises, Inc. 401(k) PlanB & G Food Enterprises, Inc.…$6MBenefit Recovery 401(k) Plan$6MBrightspark Early Learning Services 401(k) PlanBrightspark Early Learning S…$6M
End-of-year total assets ($M) among Spinecare Arizona 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

James H. Maxwell, M.D., PC Dba Spinecare Arizona multi-year asset trail

Sponsor-wide plan assets over time

All James H. Maxwell, M.D., PC Dba Spinecare Arizona plans reported in each filing year

Latest sponsor-wide plan assets
$673K 89.65496424573179% vs 2022
2024 filing year
$0M$2M$4M$6M$8M 202220232024 $6.51M $0.67M ▼ -89.7%
Year Plans Participants Total Assets
2022 1 4 $7M
2023 1 4 $6M
2024 1 4 $673K

James H. Maxwell, M.D., PC Dba Spinecare Arizona filing trail (2023)

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$6M
Net Income-$539K
Employer EIN860909080
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Spinecare Arizona 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants Spinecare Arizona 401(k) Plan, Total assets ($B): 0.005980859 · Participants: 4Spinecare Arizona 401(k) PlanBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
Spinecare Arizona 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare Spinecare Arizona 401(k) Plan side-by-side with 3 peers →

Spinecare Arizona 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Firetree Ltd. 401(k) Plan in PA ($6M); by covered participants it is Makingchg, Inc. Retirement Plan in TN (4 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($6M here).

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Spinecare Arizona 401(k) Plan assets move in 2023? ▼
Spinecare Arizona 401(k) Plan pulled back noticeably - down 8.1% during 2023, from $7M to $6M. Reported net income was -$539K.
How have James H. Maxwell, M.D., PC Dba Spinecare Arizona plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), James H. Maxwell, M.D., PC Dba Spinecare Arizona's sponsor-wide assets declined 89.7%, from $7M to $673K.
Which 401(k) plans are similar in size to Spinecare Arizona 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Firetree Ltd. 401(k) Plan in PA ($6M, 198 participants).
Which 401(k) plans cover a similar participant headcount to Spinecare Arizona 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Makingchg, Inc. Retirement Plan in TN (4 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860909080.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.