401(k) · DOL Form 5500 · 2023

Herzfeld & Rubin, P.C. 401(k) Plan

Data updated 2026-08-25

$21M
Total assets Small plan by assets
49
Participants Small participant base
74th
Percentile by assets National rank
$430,491
Avg per participant High balance/head
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Official DOL plan name: Herzfeld & Rubin, P.C. Employees 401(k) Plan · Sponsored by Herzfeld & Rubin, P.C. · New York · Professional & Technical Services

$21M in assets, 49 participants

Herzfeld & Rubin, P.C.'s Herzfeld & Rubin, P.C. Employees 401(k) Plan reported $21M in total assets and 49 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,956 in Professional & Technical Services (20,321 peers)

What the 2023 filing shows

Herzfeld & Rubin, P.C. Employees 401(k) Plan holds $21M for 49 participants - about $430,491 per participant, above the median plan by assets.

#14,956
in Professional & Technical Services (20,321 peers)
-1.0%
assets change YoY

The plan reported a net loss of $205K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Herzfeld & Rubin, P.C. Employees 401(k) Plan's outsized position by total assets

Herzfeld & Rubin, P.C. Employees 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,094,078 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Herzfeld & Rubin, P.C. Employees 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Herzfeld & Rubin, P.C. Employees 401(k) Plan is a small filing (49 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Herzfeld & Rubin, P.C. Employees 401(k) Plan reported net income rose from -$11M in the plan year 2022 filing to -$205K in the plan year 2023 filing.
  • Herzfeld & Rubin, P.C. Employees 401(k) Plan reported participants fell from 50 in the plan year 2022 filing to 49 in the plan year 2023 filing.
  • Herzfeld & Rubin, P.C. Employees 401(k) Plan end-of-year assets fell from $21M in the plan year 2022 filing to $21M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 132688520 · Herzfeld & Rubin, P.C. PY 2023 · 401(k)

Herzfeld & Rubin, P.C. Employees 401(k) Plan · $21M · 49 · 74th

  • 5500 $21M
  • 5500 49
  • 5500 74th
  • 5500 401(k)
  • 5500 near The Q.E.P. Co., Inc. 401(k) Plan
  • 5500 ind #14956

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Herzfeld & Rubin, P.C. Employees 401(k) Plan in the asset neighbourhood

Wedgworth Farms Inc. 401(k) Profit Sharing PlanWedgworth Farms Inc. 401(k) …$21MHerzfeld & Rubin, P.C. Employees 401(k) PlanHerzfeld & Rubin, P.C. Emplo…$21MThe Q.E.P. Co., Inc. 401(k) PlanThe Q.E.P. Co., Inc. 401(k) …$21MJsc Federal Credit Union 401(k) Plan and TrustJsc Federal Credit Union 401…$21MSignaturefd, LLC 401(k) Plan$21M
End-of-year total assets ($M) among Herzfeld & Rubin, P.C. Employees 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$21M
Net Assets (End of Year)$21M
Net Income-$205K
Employer EIN132688520
Plan Effective Date1983-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Herzfeld & Rubin, P.C.)

Sponsor-wide plan assets over time

All Herzfeld & Rubin, P.C. plans reported in each filing year

Latest sponsor-wide plan assets
$19M 9.425712814857226% vs 2022
2024 filing year
$19M$20M$21M$22M 202220232024 $21.3M $19.3M ▼ -9.4%
Year Plans Participants Total Assets
2022 1 50 $21M
2023 1 49 $21M
2024 1 23 $19M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Herzfeld & Rubin, P.C. Employees 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Herzfeld & Rubin, P.C. Employees 401(k) Plan, Total assets ($B): 0.021094078 · Participants: 49Herzfeld & Rubin, P.C. Employees 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Herzfeld & Rubin, P.C. Employees 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Herzfeld & Rubin, P.C. Employees 401(k) Plan side-by-side with 3 peers →

Herzfeld & Rubin, P.C. Employees 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is The Q.E.P. Co., Inc. 401(k) Plan in FL ($21M); by covered participants it is Kalfus & Nachman, P.C. 401(k) Profit Sharing Plan in VA (49 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($21M here).

Similar participant headcount

Nearest other-state filings by covered participants (49 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Herzfeld & Rubin, P.C. Employees 401(k) Plan assets move in 2023? ▼
Herzfeld & Rubin, P.C. Employees 401(k) Plan held essentially flat - down 1.0% during 2023, from $21M to $21M. Reported net income was -$205K.
How have Herzfeld & Rubin, P.C. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Herzfeld & Rubin, P.C.'s sponsor-wide assets declined 9.4%, from $21M to $19M.
Which 401(k) plans are similar in size to Herzfeld & Rubin, P.C. Employees 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Q.E.P. Co., Inc. 401(k) Plan in FL ($21M, 424 participants).
Which 401(k) plans cover a similar participant headcount to Herzfeld & Rubin, P.C. Employees 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kalfus & Nachman, P.C. 401(k) Profit Sharing Plan in VA (49 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132688520.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.