401(k) · DOL Form 5500 · 2023

Rosenthal & Rosenthal Inc. 401(k) Plan

Data updated 2026-08-25

$49M
Total assets Below avg plan size
206
Participants Below avg headcount
85th
Percentile by assets National rank
$236,889
Avg per participant Above avg balance/head
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Official DOL plan name: Rosenthal & Rosenthal, Inc. 401(k) Plan · Sponsored by Rosenthal & Rosenthal Inc. · New York · Finance & Insurance

$49M in assets, 206 participants

Rosenthal & Rosenthal Inc.'s Rosenthal & Rosenthal, Inc. 401(k) Plan reported $49M in total assets and 206 participants in its 2023 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,865 in Finance & Insurance (8,869 peers)

Coverage in New York

Rosenthal & Rosenthal, Inc. 401(k) Plan covers 206 participants in New York, about 26% of the average New York filer (state average ~798 per filing). Assets: $49M.

#6,865
in Finance & Insurance (8,869 peers)
+17.2%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Rosenthal & Rosenthal, Inc. 401(k) Plan's outsized position by total assets

Rosenthal & Rosenthal, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$48,799,170 Top 15% higher than 85% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rosenthal & Rosenthal, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rosenthal & Rosenthal, Inc. 401(k) Plan sits mid-pack in the medium band (206 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rosenthal & Rosenthal, Inc. 401(k) Plan reported net income rose from -$11M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Rosenthal & Rosenthal, Inc. 401(k) Plan end-of-year assets rose from $42M in the plan year 2022 filing to $49M in the plan year 2023 filing.
  • Rosenthal & Rosenthal, Inc. 401(k) Plan reported participants rose from 198 in the plan year 2022 filing to 206 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 131238943 · Rosenthal & Rosenthal Inc. PY 2023 · 401(k)

Rosenthal & Rosenthal, Inc. 401(k) Plan · $49M · 206 · 85th

  • BOY $49M
  • SCH 206
  • EBSA 85th
  • PART 401(k)
  • TYPE near International Community Health Services 403(b) Sh Plan
  • NET ind #6865

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Rosenthal & Rosenthal, Inc. 401(k) Plan in the asset neighbourhood

Channeladvisor Corporation 401(k) Profit Sharing PlanChanneladvisor Corporation 4…$49MRosenthal & Rosenthal, Inc. 401(k) PlanRosenthal & Rosenthal, Inc. …$49MInternational Community Health Services 403(b) Sh PlanInternational Community Heal…$49MWilbert Funeral Services, Inc. 401(k) PlanWilbert Funeral Services, In…$49MVeoneer US Safety Systems LLC 401(k) Employee Savings and Investment PlanVeoneer US Safety Systems LL…$49M
End-of-year total assets ($M) among Rosenthal & Rosenthal, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$42M
Net Assets (End of Year)$49M
Net Income$7M
Employer EIN131238943
Plan Effective Date1987-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rosenthal & Rosenthal Inc.)

Sponsor-wide plan assets over time

All Rosenthal & Rosenthal Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$57M 37.161992602239366% vs 2022
2024 filing year
$40M$45M$50M$55M$60M 202220232024 $41.6M $57.1M ▲ +37.2%
Year Plans Participants Total Assets
2022 1 198 $42M
2023 1 206 $49M
2024 1 209 $57M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rosenthal & Rosenthal, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rosenthal & Rosenthal, Inc. 401(k) Plan, Total assets ($B): 0.04879917 · Participants: 206Rosenthal & Rosenthal, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rosenthal & Rosenthal, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rosenthal & Rosenthal, Inc. 401(k) Plan side-by-side with 3 peers →

Rosenthal & Rosenthal, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is International Community Health Services 403(b) Sh Plan in WA ($49M); by covered participants it is Nwsl Retirement Plan in IL (206 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (206 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rosenthal & Rosenthal, Inc. 401(k) Plan assets move in 2023? ▼
Rosenthal & Rosenthal, Inc. 401(k) Plan grew sharply - up 17.2% during 2023, from $42M to $49M. Reported net income was $7M.
How have Rosenthal & Rosenthal Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rosenthal & Rosenthal Inc.'s sponsor-wide assets grew 37.2%, from $42M to $57M.
Where does Rosenthal & Rosenthal, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Rosenthal & Rosenthal, Inc. 401(k) Plan ranks in the 85th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rosenthal & Rosenthal, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is International Community Health Services 403(b) Sh Plan in WA ($49M, 668 participants).
Which 401(k) plans cover a similar participant headcount to Rosenthal & Rosenthal, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nwsl Retirement Plan in IL (206 participants, $152K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131238943.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.