401(k) · DOL Form 5500 · 2023

Phillips Auctioneers, LLC 401(k) Plan

Data updated 2026-08-25

$20M
Total assets Small plan by assets
226
Participants Below avg headcount
72nd
Percentile by assets National rank
$86,433
Avg per participant Below avg balance/head
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Official DOL plan name: Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust · Sponsored by Phillips Auctioneers, LLC · New York · Retail Trade

$20M in assets, 226 participants

Phillips Auctioneers, LLC's Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust reported $20M in total assets and 226 participants in its 2023 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,933 in Retail Trade (8,414 peers)

Coverage in New York

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust covers 226 participants in New York, about 28% of the average New York filer (state average ~798 per filing). Assets: $20M.

#6,933
in Retail Trade (8,414 peers)
+33.1%
assets growth YoY

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust's outsized position by total assets

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$19,533,788 Top 28% higher than 72% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust sits mid-pack in the medium band (226 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust reported net income rose from -$1M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust end-of-year assets rose from $15M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust reported participants rose from 197 in the plan year 2022 filing to 226 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 300159130 · Phillips Auctioneers, LLC PY 2023 · 401(k)

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust · $20M · 226 · 72nd

  • EBSA $20M
  • EBSA 226
  • EBSA 72nd
  • EBSA 401(k)
  • EBSA near Lending Solutions 401(k) Plan
  • EBSA ind #6933

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

Meriplex 401(k) Plan$20MViemed, Inc. 401(k) Plan$20MPhillips Auctioneers, LLC 401(k) Profit Sharing Plan and TrustPhillips Auctioneers, LLC 40…$20MLending Solutions 401(k) Plan$20MIracing.Com 401(k) Tax Deferred Savings PlanIracing.Com 401(k) Tax Defer…$20M
End-of-year total assets ($M) among Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$20M
Net Income$5M
Employer EIN300159130
Plan Effective Date2014-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Phillips Auctioneers, LLC)

Sponsor-wide plan assets over time

All Phillips Auctioneers, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$24M 64.58449825857592% vs 2022
2024 filing year
$10M$15M$20M$25M$30M 202220232024 $14.7M $24.2M ▲ +64.6%
Year Plans Participants Total Assets
2022 1 197 $15M
2023 1 226 $20M
2024 1 240 $24M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.019533788 · Participants: 226Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust side-by-side with 3 peers →

Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Lending Solutions 401(k) Plan in IL ($20M); by covered participants it is Cogent, Inc. Profit Sharing 401(k) Plan in MO (226 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($20M here).

Similar participant headcount

Nearest other-state filings by covered participants (226 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust assets move in 2023? ▼
Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust surged - up 33.1% during 2023, from $15M to $20M. Reported net income was $5M.
How have Phillips Auctioneers, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Phillips Auctioneers, LLC's sponsor-wide assets grew 64.6%, from $15M to $24M.
Which 401(k) plans are similar in size to Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Lending Solutions 401(k) Plan in IL ($20M, 536 participants).
Which 401(k) plans cover a similar participant headcount to Phillips Auctioneers, LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Cogent, Inc. Profit Sharing 401(k) Plan in MO (226 participants, $29M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300159130.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.