401(k) · DOL Form 5500 · 2023

Retail Association of Maine 401(k) Plan

Data updated 2026-08-11

$73M
Total assets
4,383
Participants
89th
Percentile by assets
$16,751
Avg per participant
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Official DOL plan name: The Alliance of State Retail Associations 401(k) Plan & Trust · Sponsored by Retail Association of Maine · Maine · Administrative & Support Services

$73M in assets, 4,383 participants

Retail Association of Maine's The Alliance of State Retail Associations 401(k) Plan & Trust reported $73M in total assets and 4,383 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 89th percentile by assets (of 127,072 plans)
  • #4,145 in Administrative & Support Services (4,372 peers)

Coverage in Maine

The Alliance of State Retail Associations 401(k) Plan & Trust covers 4,383 participants in Maine, 9.3x the typical Maine plan (state average ~472 per filing). Assets: $73M.

$73M
total plan assets (2023 EOY)
4,383
covered participants
89th
percentile by assets (of 127,072 plans)
$16,751
avg assets per participant

The plan reported a net loss of $6M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Where The Alliance of State Retail Associations 401(k) Plan & Trust sits by total assets

The Alliance of State Retail Associations 401(k) Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$73,417,855 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Alliance of State Retail Associations 401(k) Plan & Trust end-of-year assets rose from $47M in the plan year 2022 filing to $73M in the plan year 2023 filing.
  • The Alliance of State Retail Associations 401(k) Plan & Trust reported participants rose from 3,490 in the plan year 2022 filing to 4,383 in the plan year 2023 filing.
  • The Alliance of State Retail Associations 401(k) Plan & Trust reported net income fell from -$5M in the plan year 2022 filing to -$6M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Participants vs Maine filers

In Maine, the average filing covers about 472 participants across 561 plans. The Alliance of State Retail Associations 401(k) Plan & Trust reports 4,383 participants - 9.3x that state average ($73M EOY assets).

Maine filing particulars

Total Assets (Beginning of Year)$47M
Net Assets (End of Year)$73M
Net Income-$6M
Employer EIN010165117
Plan Effective Date2013-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Retail Association of Maine)

$40M$50M$60M$70M$80M 202220232024 $47M $76.9M ▲ +63.5%
Total plan assets by year, all Retail Association of Maine plans on file
Year Plans Participants Total Assets
2022 1 3,490 $47M
2023 1 4,383 $73M
2024 1 3,027 $77M

Nearby 401(k) Plans in Maine

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Alliance of State Retail Associations 401(k) Plan & Trust vs. nearby 401(k) plans in Maine, assets vs. participants Scatter plot of 6 data points. 010000200003000040000 -20246 Total assets ($B) Participants The Alliance of Stat…, Total assets ($B): 0.073417855 · Participants: 4383The Alliance of Stat…Td 401(k) Retirement…, Total assets ($B): 4.942173822 · Participants: 30094Td 401(k) Retirement…Unum Group 401(k) Re…, Total assets ($B): 2.163858906 · Participants: 9604Unum Group 401(k) Re…Idexx Retirement and…, Total assets ($B): 1.048053529 · Participants: 6594Idexx Retirement and…Hannaford Bros. Co. …, Total assets ($B): 0.986043827 · Participants: 29370Hannaford Bros. Co. …L.L. Bean 401(k) Ret…, Total assets ($B): 0.721305706 · Participants: 7173L.L. Bean 401(k) Ret…
The Alliance of State Retail Associations 401(k) Plan & Trust vs. nearby 401(k) plans in Maine, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to The Alliance of State Retail Associations 401(k) Plan & Trust by total assets, not by location.

Frequently Asked Questions

How did The Alliance of State Retail Associations 401(k) Plan & Trust assets move in 2023?
The Alliance of State Retail Associations 401(k) Plan & Trust surged - up 56.2% during 2023, from $47M to $73M. Reported net income was -$6M.
How have Retail Association of Maine plan assets changed over time?
Across 3 plan years on file (2022-2024), Retail Association of Maine's sponsor-wide assets grew 63.6%, from $47M to $77M.
Where does The Alliance of State Retail Associations 401(k) Plan & Trust rank by assets among Form 5500 filers?
The Alliance of State Retail Associations 401(k) Plan & Trust ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to The Alliance of State Retail Associations 401(k) Plan & Trust?
Among 401(k) plans in other states, the closest by assets is Land Title Guarantee Company 401(k) Profit Sharing Plan in CO ($73M, 672 participants).

Next read for The Alliance of State Retail Association…

Filing takeaways

Ways to act on The Alliance of State Retail Associations 401(k) Plan & Trust's numbers.