ESOP · DOL Form 5500 · 2023
S. Rothschild & Co., Inc. ESOP
Data updated 2026-08-11
- $42M
- Total assets
- 52
- Participants
- 84th
- Percentile by assets
- $807,140
- Avg per participant
Official DOL plan name: S. Rothschild & Co., Inc. Employee Stock Ownership Plan · Sponsored by S. Rothschild & Co., Inc. · New York · Manufacturing
$42M in assets, 52 participants
S. Rothschild & Co., Inc.'s S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported $42M in total assets and 52 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 84th percentile by assets (of 127,072 plans)
- #14,351 in Manufacturing (18,722 peers)
Where S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits by assets
S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $42M for 52 participants (~$807,140/participant), up 68.9% in 2023.
- $42M
- total plan assets (2023 EOY)
- 52
- covered participants
- 84th
- percentile by assets (of 127,072 plans)
- $807,140
- avg assets per participant
The plan reported a net loss of $17M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported net income fell from $4M in the plan year 2022 filing to -$17M in the plan year 2023 filing.
- S. Rothschild & Co., Inc. Employee Stock Ownership Plan end-of-year assets rose from $25M in the plan year 2022 filing to $42M in the plan year 2023 filing.
- S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported participants fell from 54 in the plan year 2022 filing to 52 in the plan year 2023 filing.
S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs the 2023 asset distribution
By assets, S. Rothschild & Co., Inc. Employee Stock Ownership Plan outranks 84% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 0.4x the national average plan size of $100M (721 average participants).
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $25M |
|---|---|
| Net Assets (End of Year) | $8M |
| Net Income | -$17M |
| Employer EIN | 231539342 |
| Plan Effective Date | 2007-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (S. Rothschild & Co., Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 150 | $38M |
| 2023 | 2 | 165 | $57M |
| 2024 | 2 | 205 | $64M |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
- Stewart's Shops Corp Employee Stock Ownership Plan $877M · 3,439
- North Coast Holdings Employee Stock Ownership Plan $406M · 4,467
- Griffon Corporation Employee Stock Ownership Plan $299M · 3,674
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $248M · 1,704
- H.C. Wainwright & Co. Employee Stock Ownership Plan $242M · 93
Similar-Sized ESOP Plans Nationally
ESOP plans in other states closest to S. Rothschild & Co., Inc. Employee Stock Ownership Plan by total assets, not by location.
Frequently Asked Questions
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Scale reading
Ways to act on S. Rothschild & Co., Inc. Employee Stock Ownership Plan's numbers.
- By total assets, S. Rothschild & Co., Inc. Employee Stock Ownership Plan ranks in the top quartile of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar ESOP plans in New York. Compare plans
- S. Rothschild & Co., Inc.'s sponsor-wide assets have grown 69.2% since 2022 across 3 plan years on file. More Manufacturing plans