ESOP · DOL Form 5500 · 2023

S. Rothschild & Co., Inc. ESOP

Data updated 2026-08-25

$42M
Total assets Below avg plan size
52
Participants Small participant base
84th
Percentile by assets National rank
$807,140
Avg per participant High balance/head
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Official DOL plan name: S. Rothschild & Co., Inc. Employee Stock Ownership Plan · Sponsored by S. Rothschild & Co., Inc. · New York · Manufacturing

$42M in assets, 52 participants

S. Rothschild & Co., Inc.'s S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported $42M in total assets and 52 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #14,351 in Manufacturing (18,722 peers)

Where S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits by assets

S. Rothschild & Co., Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $42M for 52 participants (~$807,140/participant), up 68.9% in 2023.

#14,351
in Manufacturing (18,722 peers)
+68.9%
assets growth YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $17M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

S. Rothschild & Co., Inc. Employee Stock Ownership Plan's outsized position by total assets

S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$41,971,304 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

S. Rothschild & Co., Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. S. Rothschild & Co., Inc. Employee Stock Ownership Plan is a small filing (52 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported net income fell from $4M in the plan year 2022 filing to -$17M in the plan year 2023 filing.
  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan end-of-year assets rose from $25M in the plan year 2022 filing to $42M in the plan year 2023 filing.
  • S. Rothschild & Co., Inc. Employee Stock Ownership Plan reported participants fell from 54 in the plan year 2022 filing to 52 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 231539342 · S. Rothschild & Co., Inc. PY 2023 · ESOP

S. Rothschild & Co., Inc. Employee Stock Ownership Plan · $42M · 52 · 84th

  • NET $42M
  • NET 52
  • NET 84th
  • NET ESOP
  • NET near Wci-Gc Inc. Employee Stock Ownership Plan
  • NET ind #14351

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →

S. Rothschild & Co., Inc. Employee Stock Ownership Plan in the asset neighbourhood

Garrett Holdings, Inc. Employee Stock Ownership PlanGarrett Holdings, Inc. Emplo…$42MSeaco National Corp. Employee Stock Ownership PlanSeaco National Corp. Employe…$42MS. Rothschild & Co., Inc. Employee Stock Ownership PlanS. Rothschild & Co., Inc. Em…$42MWci-Gc Inc. Employee Stock Ownership PlanWci-Gc Inc. Employee Stock O…$42MAlaska Rubber & Supply, Inc. Employee Stock Ownership Plan and TrustAlaska Rubber & Supply, Inc.…$42M
End-of-year total assets ($M) among S. Rothschild & Co., Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$25M
Net Assets (End of Year)$8M
Net Income-$17M
Employer EIN231539342
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (S. Rothschild & Co., Inc.)

Sponsor-wide plan assets over time

All S. Rothschild & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$64M 69.22332661894752% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $37.8M $63.9M ▲ +69.2%
Year Plans Participants Total Assets
2022 2 150 $38M
2023 2 165 $57M
2024 2 205 $64M

Nearby ESOP Plans in New York

Peer ESOP plans, same state, same plan type, ranked by total assets.

S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants Scatter plot of 6 data points. -1000010002000300040005000 02004006008001000 Total assets ($M) Participants S. Rothschild & Co., Inc. Employee Stock Ownership Plan, Total assets ($M): 41.971304 · Participants: 52S. Rothschild & Co., Inc. Employee Stock Ownership PlanStewart's Shops Corp Employee Stock Ownership Plan, Total assets ($M): 876.57583 · Participants: 3439Stewart's Shops Corp Employee Stock Ownership PlanNorth Coast Holdings Employee Stock Ownership Plan, Total assets ($M): 406.002646 · Participants: 4467North Coast Holdings Employee Stock Ownership PlanGriffon Corporation Employee Stock Ownership Plan, Total assets ($M): 298.738533 · Participants: 3674Griffon Corporation Employee Stock Ownership PlanGreenman-Pedersen, Inc. Employee Stock Ownership Plan, Total assets ($M): 247.681611 · Participants: 1704Greenman-Pedersen, Inc. Employee Stock Ownership PlanH.C. Wainwright & Co. Employee Stock Ownership Plan, Total assets ($M): 241.736533 · Participants: 93H.C. Wainwright & Co. Employee Stock Ownership Plan
S. Rothschild & Co., Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in New York, assets vs. participants
Compare S. Rothschild & Co., Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

S. Rothschild & Co., Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside New York, the nearest ESOP by assets is Wci-Gc Inc. Employee Stock Ownership Plan in CA ($42M); by covered participants it is Jd2 Incorporated Employee Stock Ownership Plan in CA (52 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (52 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did S. Rothschild & Co., Inc. Employee Stock Ownership Plan assets move in 2023? ▼
S. Rothschild & Co., Inc. Employee Stock Ownership Plan surged - up 68.9% during 2023, from $25M to $42M. Reported net income was -$17M.
How have S. Rothschild & Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), S. Rothschild & Co., Inc.'s sponsor-wide assets grew 69.2%, from $38M to $64M.
Where does S. Rothschild & Co., Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
S. Rothschild & Co., Inc. Employee Stock Ownership Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to S. Rothschild & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Wci-Gc Inc. Employee Stock Ownership Plan in CA ($42M, 86 participants).
Which ESOP plans cover a similar participant headcount to S. Rothschild & Co., Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Jd2 Incorporated Employee Stock Ownership Plan in CA (52 participants, $50M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 231539342.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.