401(k) · DOL Form 5500 · 2023

Osaic, Inc 401(k) Plan

Data updated 2026-08-25

$302M
Total assets Above avg plan size
2,427
Participants Above avg headcount
96th
Percentile by assets National rank
$124,415
Avg per participant Near avg balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Osaic, Inc. Profit Sharing & 401(k) Plan · Sponsored by Osaic, Inc · Arizona · Finance & Insurance

$302M in assets, 2,427 participants

Osaic, Inc's Osaic, Inc. Profit Sharing & 401(k) Plan reported $302M in total assets and 2,427 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,304 in Finance & Insurance (8,869 peers)

Coverage in Arizona

Osaic, Inc. Profit Sharing & 401(k) Plan covers 2,427 participants in Arizona, 4.3x the typical Arizona plan (state average ~564 per filing). Assets: $302M.

#8,304
in Finance & Insurance (8,869 peers)
+41.9%
assets growth YoY
3.0×
vs typical plan assets (national mean)

Osaic, Inc. Profit Sharing & 401(k) Plan's outsized position by total assets

Osaic, Inc. Profit Sharing & 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$301,955,358 Top 4% higher than 96% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Osaic, Inc. Profit Sharing & 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Osaic, Inc. Profit Sharing & 401(k) Plan lands in the large band (2,427 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Osaic, Inc. Profit Sharing & 401(k) Plan reported net income rose from -$22M in the plan year 2022 filing to $61M in the plan year 2023 filing.
  • Osaic, Inc. Profit Sharing & 401(k) Plan end-of-year assets rose from $213M in the plan year 2022 filing to $302M in the plan year 2023 filing.
  • Osaic, Inc. Profit Sharing & 401(k) Plan reported participants rose from 1,997 in the plan year 2022 filing to 2,427 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 860623854 · Osaic, Inc PY 2023 · 401(k)

Osaic, Inc. Profit Sharing & 401(k) Plan · $302M · 2,427 · 96th

  • IND $302M
  • EOY 2,427
  • 5500 96th
  • ASSETS 401(k)
  • PCT near Advantagecare Physicians PC 401(k) Plan
  • EIN ind #8304

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Arizona →

Osaic, Inc. Profit Sharing & 401(k) Plan in the asset neighbourhood

Bank Ozk 401(k) Retirement Savings PlanBank Ozk 401(k) Retirement S…$302MSummit Materials 401(k) Retirement PlanSummit Materials 401(k) Reti…$302MCma Cgm (America) LLC 401(k) PlanCma Cgm (America) LLC 401(k)…$302MOsaic, Inc. Profit Sharing & 401(k) PlanOsaic, Inc. Profit Sharing &…$302MAdvantagecare Physicians PC 401(k) PlanAdvantagecare Physicians PC …$302M
End-of-year total assets ($M) among Osaic, Inc. Profit Sharing & 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Arizona filing particulars

Total Assets (Beginning of Year)$213M
Net Assets (End of Year)$302M
Net Income$61M
Employer EIN860623854
Plan Effective Date2016-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Osaic, Inc)

Sponsor-wide plan assets over time

All Osaic, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$353M 66.0231129275443% vs 2022
2024 filing year
$150M$200M$250M$300M$350M$400M 202220232024 $213M $353M ▲ +66.0%
Year Plans Participants Total Assets
2022 1 1,997 $213M
2023 1 2,427 $302M
2024 1 2,489 $353M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Osaic, Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 0246 Total assets ($B) Participants Osaic, Inc. Profit Sharing & 401(k) Plan, Total assets ($B): 0.301955358 · Participants: 2427Osaic, Inc. Profit Sharing & 401(k) PlanBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
Osaic, Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare Osaic, Inc. Profit Sharing & 401(k) Plan side-by-side with 3 peers →

Osaic, Inc. Profit Sharing & 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Advantagecare Physicians PC 401(k) Plan in NY ($302M); by covered participants it is Tacala, LLC 401(k) Retirement Savings Plan in AL (2,427 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($302M here).

Similar participant headcount

Nearest other-state filings by covered participants (2,427 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Osaic, Inc. Profit Sharing & 401(k) Plan assets move in 2023? ▼
Osaic, Inc. Profit Sharing & 401(k) Plan surged - up 41.9% during 2023, from $213M to $302M. Reported net income was $61M.
How have Osaic, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Osaic, Inc's sponsor-wide assets grew 66.0%, from $213M to $353M.
Where does Osaic, Inc. Profit Sharing & 401(k) Plan rank by assets among Form 5500 filers? ▼
Osaic, Inc. Profit Sharing & 401(k) Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Osaic, Inc. Profit Sharing & 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Advantagecare Physicians PC 401(k) Plan in NY ($302M, 1,009 participants).
Which 401(k) plans cover a similar participant headcount to Osaic, Inc. Profit Sharing & 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Tacala, LLC 401(k) Retirement Savings Plan in AL (2,427 participants, $16M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860623854.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.