401(k) · DOL Form 5500 · 2023

Osaic, Inc 401(k) Plan

Data updated 2026-08-11

$302M
Total assets
2,427
Participants
96th
Percentile by assets
$124,415
Avg per participant
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Official DOL plan name: Osaic, Inc. Profit Sharing & 401(k) Plan · Sponsored by Osaic, Inc · Arizona · Finance & Insurance

$302M in assets, 2,427 participants

Osaic, Inc's Osaic, Inc. Profit Sharing & 401(k) Plan reported $302M in total assets and 2,427 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 96th percentile by assets (of 127,072 plans)
  • #8,304 in Finance & Insurance (8,869 peers)

Coverage in Arizona

Osaic, Inc. Profit Sharing & 401(k) Plan covers 2,427 participants in Arizona, 4.3x the typical Arizona plan (state average ~564 per filing). Assets: $302M.

$302M
total plan assets (2023 EOY)
2,427
covered participants
96th
percentile by assets (of 127,072 plans)
$124,415
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Osaic, Inc. Profit Sharing & 401(k) Plan reported net income rose from -$22M in the plan year 2022 filing to $61M in the plan year 2023 filing.
  • Osaic, Inc. Profit Sharing & 401(k) Plan end-of-year assets rose from $213M in the plan year 2022 filing to $302M in the plan year 2023 filing.
  • Osaic, Inc. Profit Sharing & 401(k) Plan reported participants rose from 1,997 in the plan year 2022 filing to 2,427 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Participants vs Arizona filers

In Arizona, the average filing covers about 564 participants across 2,304 plans. Osaic, Inc. Profit Sharing & 401(k) Plan reports 2,427 participants - 4.3x that state average ($302M EOY assets).

Arizona filing particulars

Total Assets (Beginning of Year)$213M
Net Assets (End of Year)$302M
Net Income$61M
Employer EIN860623854
Plan Effective Date2016-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Osaic, Inc)

$150M$200M$250M$300M$350M$400M 202220232024 $213M $353M ▲ +66.0%
Total plan assets by year, all Osaic, Inc plans on file
Year Plans Participants Total Assets
2022 1 1,997 $213M
2023 1 2,427 $302M
2024 1 2,489 $353M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Osaic, Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants

Osaic, Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 0246 Total assets ($B) Participants Osaic, Inc. Profit S…Bechtel Trust & Thri…Banner Health Employ…Republic Services, I…Freeport-Mcmoran Inc…Stantec 401(k) Plan
Osaic, Inc. Profit Sharing & 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Osaic, Inc. Profit Sharing & 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Osaic, Inc. Profit Sharing & 401(k) Plan assets move in 2023?
Osaic, Inc. Profit Sharing & 401(k) Plan surged - up 41.9% during 2023, from $213M to $302M. Reported net income was $61M.
How have Osaic, Inc plan assets changed over time?
Across 3 plan years on file (2022-2024), Osaic, Inc's sponsor-wide assets grew 66.0%, from $213M to $353M.
Where does Osaic, Inc. Profit Sharing & 401(k) Plan rank by assets among Form 5500 filers?
Osaic, Inc. Profit Sharing & 401(k) Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Osaic, Inc. Profit Sharing & 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Advantagecare Physicians PC 401(k) Plan in NY ($302M, 1,009 participants).

Next read for Osaic, Inc. Profit Sharing & 401(k) Plan

Filing takeaways

Ways to act on Osaic, Inc. Profit Sharing & 401(k) Plan's numbers.