401(k) · DOL Form 5500 · 2023
Sound Point Capital Management 401(k) Plan
Data updated 2026-08-25
- $16M
- Total assets Small plan by assets
- 151
- Participants Small participant base
- 69th
- Percentile by assets National rank
- $106,859
- Avg per participant Below avg balance/head
Official DOL plan name: Sound Point Capital Management, LP 401(k) Profit Sharing Plan a · Sponsored by Sound Point Capital Management · New York · Finance & Insurance
$16M in assets, 151 participants
Sound Point Capital Management's Sound Point Capital Management, LP 401(k) Profit Sharing Plan a reported $16M in total assets and 151 participants in its 2023 DOL Form 5500 filing, ranking in the 69th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,803 in Finance & Insurance (8,869 peers)
Coverage in New York
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a covers 151 participants in New York, about 19% of the average New York filer (state average ~798 per filing). Assets: $16M.
- #4,803
- in Finance & Insurance (8,869 peers)
- +64.8%
- assets growth YoY
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a's outsized position by total assets
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$16,135,721 Top 31% higher than 69% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Sound Point Capital Management, LP 401(k) Profit Sharing Plan a sits mid-pack in the medium band (151 participants).
Published 5500 schedule card
Filing strip 262742458 · Sound Point Capital Management PY 2023 · 401(k)
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a · $16M · 151 · 69th
- IND $16M
- EOY 151
- 5500 69th
- ASSETS 401(k)
- PCT near Mann Partners 401(k) Retirement Plan
- EIN ind #4803
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $10M |
|---|---|
| Net Assets (End of Year) | $16M |
| Net Income | $6M |
| Employer EIN | 262742458 |
| Plan Effective Date | 2014-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Sound Point Capital Management)
Sponsor-wide plan assets over time
All Sound Point Capital Management plans reported in each filing year
- Latest sponsor-wide plan assets
- $29M 803.1199586472345% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 26 | $3M |
| 2023 | 2 | 179 | $21M |
| 2024 | 2 | 229 | $29M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Sound Point Capital Management, LP 401(k) Profit Sharing Plan a's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Mann Partners 401(k) Retirement Plan in CA ($16M); by covered participants it is Air Conditioning Innovative Solutions 401(k) Plan in TX (151 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($16M here).
- Mann Partners 401(k) Retirement Plan (CA) $16M · 70
- Woodburn Nursery & Azaleas, Inc. Retirement Plan and Trust (OR) $16M · 134
- Covalent Group 401(k) Plan (UT) $16M · 604
- Tacala, LLC 401(k) Retirement Savings Plan (AL) $16M · 2,427
Similar participant headcount
Nearest other-state filings by covered participants (151 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.