401(k) · DOL Form 5500 · 2023

Capital Region Orthopaedic Associates, P.C. 401(k) Plan

Data updated 2026-08-25

$60M
Total assets Below avg plan size
364
Participants Below avg headcount
87th
Percentile by assets National rank
$164,624
Avg per participant Above avg balance/head
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Official DOL plan name: Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust · Sponsored by Capital Region Orthopaedic Associates, P.C. · New York · Healthcare & Social Assistance

$60M in assets, 364 participants

Capital Region Orthopaedic Associates, P.C.'s Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust reported $60M in total assets and 364 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #15,776 in Healthcare & Social Assistance (17,684 peers)

Coverage in New York

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust covers 364 participants in New York, about 46% of the average New York filer (state average ~798 per filing). Assets: $60M.

#15,776
in Healthcare & Social Assistance (17,684 peers)
+16.4%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust's outsized position by total assets

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$59,922,983 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust sits mid-pack in the medium band (364 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust reported net income rose from $2M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust end-of-year assets rose from $51M in the plan year 2022 filing to $60M in the plan year 2023 filing.
  • Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust reported participants rose from 340 in the plan year 2022 filing to 364 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 141633562 · Capital Region Orthopaedic Associates, P.C. PY 2023 · 401(k)

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust · $60M · 364 · 87th

  • SCH $60M
  • SCH 364
  • SCH 87th
  • SCH 401(k)
  • SCH near Des Architects + Engineers 401(k) Profit Sharing Plan
  • SCH ind #15776

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New York →

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust in the asset neighbourhood

Truecar, Inc. and Subsidiaries 401(k) PlanTruecar, Inc. and Subsidiari…$60MCapital Region Orthopaedic Associates, P.C. Profit Sharing Plan and TrustCapital Region Orthopaedic A…$60MDes Architects + Engineers 401(k) Profit Sharing PlanDes Architects + Engineers 4…$60MWisk Aero LLC 401(k) Plan$60MPankow Employees' Profit Sharing PlanPankow Employees' Profit Sha…$60M
End-of-year total assets ($M) among Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$60M
Net Income$8M
Employer EIN141633562
Plan Effective Date1984-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Capital Region Orthopaedic Associates, P.C.)

Sponsor-wide plan assets over time

All Capital Region Orthopaedic Associates, P.C. plans reported in each filing year

Latest sponsor-wide plan assets
$67M 29.703533274562805% vs 2022
2024 filing year
$45M$50M$55M$60M$65M$70M 202220232024 $51.5M $66.8M ▲ +29.7%
Year Plans Participants Total Assets
2022 1 340 $51M
2023 1 364 $60M
2024 1 381 $67M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust, Total assets ($B): 0.059922983 · Participants: 364Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust vs. nearby 401(k) plans in New York, assets vs. participants

Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Des Architects + Engineers 401(k) Profit Sharing Plan in CA ($60M); by covered participants it is Marathon Sports LLC 401(k) Profit Sharing Plan & Trust in MA (364 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($60M here).

Similar participant headcount

Nearest other-state filings by covered participants (364 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust assets move in 2023?
Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust grew sharply - up 16.4% during 2023, from $51M to $60M. Reported net income was $8M.
How have Capital Region Orthopaedic Associates, P.C. plan assets changed over time?
Across 3 plan years on file (2022-2024), Capital Region Orthopaedic Associates, P.C.'s sponsor-wide assets grew 29.7%, from $51M to $67M.
Where does Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust rank by assets among Form 5500 filers?
Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust?
Among 401(k) plans in other states, the closest by assets is Des Architects + Engineers 401(k) Profit Sharing Plan in CA ($60M, 170 participants).
Which 401(k) plans cover a similar participant headcount to Capital Region Orthopaedic Associates, P.C. Profit Sharing Plan and Trust?
Among 401(k) plans in other states, the closest by covered participants is Marathon Sports LLC 401(k) Profit Sharing Plan & Trust in MA (364 participants, $2M in assets).