401(k) · DOL Form 5500 · 2023

Brevan Howard Inc. 401(k) Plan

Data updated 2026-08-25

$31M
Total assets Below avg plan size
179
Participants Small participant base
79th
Percentile by assets National rank
$170,676
Avg per participant Above avg balance/head
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Official DOL plan name: Brevan Howard 401(k) Plan · Sponsored by Brevan Howard Inc. · New York · Finance & Insurance

$31M in assets, 179 participants

Brevan Howard Inc.'s Brevan Howard 401(k) Plan reported $31M in total assets and 179 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,087 in Finance & Insurance (8,869 peers)

Coverage in New York

Brevan Howard 401(k) Plan covers 179 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $31M.

#6,087
in Finance & Insurance (8,869 peers)
+109.5%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Brevan Howard 401(k) Plan's outsized position by total assets

Brevan Howard 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$30,550,935 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Brevan Howard 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Brevan Howard 401(k) Plan sits mid-pack in the medium band (179 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Brevan Howard 401(k) Plan reported net income rose from $634K in the plan year 2022 filing to $16M in the plan year 2023 filing.
  • Brevan Howard 401(k) Plan reported participants rose from 62 in the plan year 2022 filing to 179 in the plan year 2023 filing.
  • Brevan Howard 401(k) Plan end-of-year assets rose from $15M in the plan year 2022 filing to $31M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 113733651 · Brevan Howard Inc. PY 2023 · 401(k)

Brevan Howard 401(k) Plan · $31M · 179 · 79th

  • EOY $31M
  • 5500 179
  • ASSETS 79th
  • PCT 401(k)
  • EIN near Southwest Missouri Bancorporation, Inc. Employee Stock Ownership Plan
  • RANK ind #6087

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Brevan Howard 401(k) Plan in the asset neighbourhood

Brevan Howard 401(k) Plan$31MSouthwest Missouri Bancorporation, Inc. Employee Stock Ownership PlanSouthwest Missouri Bancorpor…$31MAxogen Corporation 401(k) PlanAxogen Corporation 401(k) Pl…$31MRick Case Enterprises, Inc. 401(k) PlanRick Case Enterprises, Inc. …$31MIsland Hospitality Management, LLC 401(k) Safe Harbor PlanIsland Hospitality Managemen…$31M
End-of-year total assets ($M) among Brevan Howard 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$31M
Net Income$16M
Employer EIN113733651
Plan Effective Date2006-08-25
Filing StatusFILING RECEIVED

Sponsor Plan History (Brevan Howard Inc.)

Sponsor-wide plan assets over time

All Brevan Howard Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$44M 198.53878895454937% vs 2022
2024 filing year
$10M$20M$30M$40M$50M 202220232024 $14.6M $43.5M ▲ +198.4%
Year Plans Participants Total Assets
2022 1 62 $15M
2023 1 179 $31M
2024 1 391 $44M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Brevan Howard 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Brevan Howard 401(k) Plan, Total assets ($B): 0.030550935 · Participants: 179Brevan Howard 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Brevan Howard 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Brevan Howard 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Southwest Missouri Bancorporation, Inc. Employee Stock Ownership Plan in MO ($31M); by covered participants it is Progress Unlimited Inc. 401(k) Profit Sharing Plan and Trust in MD (179 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (179 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Brevan Howard 401(k) Plan assets move in 2023?
Brevan Howard 401(k) Plan surged - up 109.5% during 2023, from $15M to $31M. Reported net income was $16M.
How have Brevan Howard Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Brevan Howard Inc.'s sponsor-wide assets grew 198.5%, from $15M to $44M.
Where does Brevan Howard 401(k) Plan rank by assets among Form 5500 filers?
Brevan Howard 401(k) Plan ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Brevan Howard 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Southwest Missouri Bancorporation, Inc. Employee Stock Ownership Plan in MO ($31M, 221 participants).
Which 401(k) plans cover a similar participant headcount to Brevan Howard 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Progress Unlimited Inc. 401(k) Profit Sharing Plan and Trust in MD (179 participants, $4M in assets).