ESOP · DOL Form 5500 · 2023

Private Client Services, LLC ESOP

Data updated 2026-08-25

$5M
Total assets Small plan by assets
42
Participants Small participant base
43rd
Percentile by assets National rank
$109,504
Avg per participant Below avg balance/head
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Official DOL plan name: Private Client Services ESOP · Sponsored by Private Client Services, LLC · Kentucky · Finance & Insurance

$5M in assets, 42 participants

Private Client Services, LLC's Private Client Services ESOP reported $5M in total assets and 42 participants in its 2023 DOL Form 5500 filing, ranking in the 43rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,666 in Finance & Insurance (8,869 peers)

Private Client Services, LLC multi-year trail

Private Client Services, LLC's plans moved +87.3% in assets from 2022 to 2024; this filing shows Private Client Services ESOP at $5M / 42 participants.

#2,666
in Finance & Insurance (8,869 peers)
+7.8%
assets growth YoY

Private Client Services ESOP's mid-pack asset rank among Finance & Insurance and all filers

Private Client Services ESOP vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,599,172 43rd percentile higher than 43% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Private Client Services ESOP among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Private Client Services ESOP is a small filing (42 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Private Client Services ESOP reported net income rose from -$3M in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Private Client Services ESOP reported participants rose from 34 in the plan year 2022 filing to 42 in the plan year 2023 filing.
  • Private Client Services ESOP end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 611383537 · Private Client Services, LLC PY 2023 · ESOP

Private Client Services ESOP · $5M · 42 · 43rd

  • IND $5M
  • IND 42
  • IND 43rd
  • IND ESOP
  • IND near Johnson, Finch & Mcclure Construction, Inc. Employee Stock Ownership Plan and Trust
  • IND ind #2666

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Private Client Services ESOP in the asset neighbourhood

Private Client Services ESOP$5MJohnson, Finch & Mcclure Construction, Inc. Employee Stock Ownership Plan and TrustJohnson, Finch & Mcclure Con…$5MG & L Holdings, Inc. Employee Stock Ownership PlanG & L Holdings, Inc. Employe…$5MProtingent, Inc. Employee Stock Ownership PlanProtingent, Inc. Employee St…$5MCow Holdings Employee Stock Ownership PlanCow Holdings Employee Stock …$5M
End-of-year total assets ($M) among Private Client Services ESOP and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Private Client Services, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Private Client Services, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$8M 87.26746550735918% vs 2022
2024 filing year
$2M$4M$6M$8M$10M 202220232024 $4.27M $7.99M ▲ +87.1%
Year Plans Participants Total Assets
2022 1 34 $4M
2023 1 42 $5M
2024 1 43 $8M

Private Client Services, LLC filing trail (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)-$1M
Net Income$1M
Employer EIN611383537
Plan Effective Date2020-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Private Client Services ESOP vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -200002000400060008000 -10123 Total assets ($B) Participants Private Client Services ESOP, Total assets ($B): 0.004599172 · Participants: 42Private Client Services ESOPHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.325722921 · Participants: 6764Houchens Industries, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) Employee, Total assets ($B): 0.14680249 · Participants: 1080Stock Yards Bank & Trust Company 401(k) EmployeeGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.126524729 · Participants: 1362Gray, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.104682343 · Participants: 489H & R Agri-Power Employee Stock Ownership PlanKentuckiana Comfort Center, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.094072192 · Participants: 650Kentuckiana Comfort Center, Inc. Employee Stock Ownership Plan
Private Client Services ESOP vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Private Client Services ESOP side-by-side with 3 peers →

Private Client Services ESOP's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is Johnson, Finch & Mcclure Construction, Inc. Employee Stock Ownership Plan and Trust in CA ($5M); by covered participants it is E.V.S. Ltd. Employee Stock Ownership Plan in IN (42 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (42 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Private Client Services ESOP assets move in 2023? ▼
Private Client Services ESOP grew at a solid clip - up 7.8% during 2023, from $4M to $5M. Reported net income was $1M.
How have Private Client Services, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Private Client Services, LLC's sponsor-wide assets grew 87.3%, from $4M to $8M.
Which ESOP plans are similar in size to Private Client Services ESOP? ▼
Among ESOP plans in other states, the closest by assets is Johnson, Finch & Mcclure Construction, Inc. Employee Stock Ownership Plan and Trust in CA ($5M, 91 participants).
Which ESOP plans cover a similar participant headcount to Private Client Services ESOP? ▼
Among ESOP plans in other states, the closest by covered participants is E.V.S. Ltd. Employee Stock Ownership Plan in IN (42 participants, $22M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 611383537.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.