ESOP · DOL Form 5500 · 2023

First National Capital Corporation ESOP

Data updated 2026-08-25

$103M
Total assets Near avg plan size
52
Participants Small participant base
91st
Percentile by assets National rank
$2.0M
Avg per participant High balance/head
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Official DOL plan name: First National Capital Corporation Employee Stock Ownership Plan · Sponsored by First National Capital Corporation · California · Finance & Insurance

$103M in assets, 52 participants

First National Capital Corporation's First National Capital Corporation Employee Stock Ownership Plan reported $103M in total assets and 52 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,711 in Finance & Insurance (8,869 peers)

Where First National Capital Corporation Employee Stock Ownership Plan sits by assets

First National Capital Corporation Employee Stock Ownership Plan sits in the top 10% of all filed plans by assets, $103M for 52 participants (~$2.0M/participant), down 2.7% in 2023.

#7,711
in Finance & Insurance (8,869 peers)
-2.7%
assets change YoY
1.0×
vs typical plan assets (national mean)

The plan reported a net loss of $665K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

First National Capital Corporation Employee Stock Ownership Plan's outsized position by total assets

First National Capital Corporation Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$103,414,987 Top 9% higher than 91% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

First National Capital Corporation Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. First National Capital Corporation Employee Stock Ownership Plan is a small filing (52 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • First National Capital Corporation Employee Stock Ownership Plan reported net income fell from $17M in the plan year 2022 filing to -$665K in the plan year 2023 filing.
  • First National Capital Corporation Employee Stock Ownership Plan reported participants rose from 44 in the plan year 2022 filing to 52 in the plan year 2023 filing.
  • First National Capital Corporation Employee Stock Ownership Plan end-of-year assets fell from $106M in the plan year 2022 filing to $103M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 593796875 · First National Capital Corporation PY 2023 · ESOP

First National Capital Corporation Employee Stock Ownership Plan · $103M · 52 · 91st

  • BOOK $103M
  • VS-ST 52
  • BOY 91st
  • SCH ESOP
  • EBSA near Fj Management Inc. Employee Stock Ownership Plan
  • PART ind #7711

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in California →

First National Capital Corporation Employee Stock Ownership Plan in the asset neighbourhood

Ccmsi Holdings, Inc. Employee Stock Ownership PlanCcmsi Holdings, Inc. Employe…$104MRocky Mountain Atv, Inc. Employee Stock Ownership PlanRocky Mountain Atv, Inc. Emp…$104MFirst National Capital Corporation Employee Stock Ownership PlanFirst National Capital Corpo…$103MFj Management Inc. Employee Stock Ownership PlanFj Management Inc. Employee …$103MDealers Electrical Supply Co. Employee Stock Ownership PlanDealers Electrical Supply Co…$103M
End-of-year total assets ($M) among First National Capital Corporation Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$106M
Net Assets (End of Year)$45M
Net Income-$665K
Employer EIN593796875
Plan Effective Date2015-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (First National Capital Corporation)

Sponsor-wide plan assets over time

All First National Capital Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$103M 2.74251563288589% vs 2022
2023 filing year
$103M$104M$105M$106M$107M 20222023 $106M $103M ▼ -2.7%
Year Plans Participants Total Assets
2022 1 44 $106M
2023 1 52 $103M

Nearby ESOP Plans in California

Peer ESOP plans, same state, same plan type, ranked by total assets.

First National Capital Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -101234 Total assets ($B) Participants First National Capital Corporation Employee Stock Ownership Plan, Total assets ($B): 0.103414987 · Participants: 52First National Capital Corporation Employee Stock Ownership PlanParsons Employee Stock Ownership Plan, Total assets ($B): 3.757068542 · Participants: 7871Parsons Employee Stock Ownership PlanAcco Employee Stock Ownership Plan, Total assets ($B): 1.444524335 · Participants: 1397Acco Employee Stock Ownership PlanRosendin Electric, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.125537204 · Participants: 1700Rosendin Electric, Inc. Employee Stock Ownership PlanAgron, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.533004512 · Participants: 72Agron, Inc. Employee Stock Ownership PlanRecology Employee Stock Ownership Plan, Total assets ($B): 0.497089527 · Participants: 3656Recology Employee Stock Ownership Plan
First National Capital Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants
Compare First National Capital Corporation Employee Stock Ownership Plan side-by-side with 3 peers →

First National Capital Corporation Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside California, the nearest ESOP by assets is Fj Management Inc. Employee Stock Ownership Plan in UT ($103M); by covered participants it is Millwork Distributors Inc. Employee Stock Ownership Plan in WI (52 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (52 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did First National Capital Corporation Employee Stock Ownership Plan assets move in 2023? ▼
First National Capital Corporation Employee Stock Ownership Plan edged down modestly - down 2.7% during 2023, from $106M to $103M. Reported net income was -$665K.
How have First National Capital Corporation plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), First National Capital Corporation's sponsor-wide assets declined 2.7%, from $106M to $103M.
Where does First National Capital Corporation Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
First National Capital Corporation Employee Stock Ownership Plan ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which ESOP plans are similar in size to First National Capital Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Fj Management Inc. Employee Stock Ownership Plan in UT ($103M, 30 participants).
Which ESOP plans cover a similar participant headcount to First National Capital Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Millwork Distributors Inc. Employee Stock Ownership Plan in WI (52 participants, $8M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 593796875.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.