401(k) · DOL Form 5500 · 2023

Root Spitznas & Smiley, Inc. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
5
Participants Small participant base
41st
Percentile by assets National rank
$843,453
Avg per participant High balance/head
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Official DOL plan name: Root Spitznas & Smiley, Inc. 401(k) Plan · Sponsored by Root Spitznas & Smiley, Inc. · Pennsylvania · Professional & Technical Services

$4M in assets, 5 participants

Root Spitznas & Smiley, Inc.'s Root Spitznas & Smiley, Inc. 401(k) Plan reported $4M in total assets and 5 participants in its 2023 DOL Form 5500 filing, ranking in the 41st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,863 in Professional & Technical Services (20,321 peers)

Root Spitznas & Smiley, Inc. multi-year trail

Root Spitznas & Smiley, Inc.'s plans moved +38.3% in assets from 2022 to 2023; this filing shows Root Spitznas & Smiley, Inc. 401(k) Plan at $4M / 5 participants.

#7,863
in Professional & Technical Services (20,321 peers)
+38.3%
assets growth YoY

Root Spitznas & Smiley, Inc. 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Root Spitznas & Smiley, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,217,267 41st percentile higher than 41% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Root Spitznas & Smiley, Inc. 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Root Spitznas & Smiley, Inc. 401(k) Plan is a micro filing (5 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Root Spitznas & Smiley, Inc. 401(k) Plan reported net income rose from $329K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Root Spitznas & Smiley, Inc. 401(k) Plan end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Root Spitznas & Smiley, Inc. 401(k) Plan reported participants rose from 4 in the plan year 2022 filing to 5 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 251381610 · Root Spitznas & Smiley, Inc. PY 2023 · 401(k)

Root Spitznas & Smiley, Inc. 401(k) Plan · $4M · 5 · 41st

  • EOY $4M
  • 5500 5
  • ASSETS 41st
  • PCT 401(k)
  • EIN near Ryan Mechanical Co. 401(k) Profit Sharing Plan
  • RANK ind #7863

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Pennsylvania →

Root Spitznas & Smiley, Inc. 401(k) Plan in the asset neighbourhood

Root Spitznas & Smiley, Inc. 401(k) PlanRoot Spitznas & Smiley, Inc.…$4MRyan Mechanical Co. 401(k) Profit Sharing PlanRyan Mechanical Co. 401(k) P…$4MBarrett-Jackson 401(k) Plan$4MAdvanced Healthcare Management, Inc. 401(k) PlanAdvanced Healthcare Manageme…$4MHirst Applegate, LLP 401(k) Profit Sharing PlanHirst Applegate, LLP 401(k) …$4M
End-of-year total assets ($M) among Root Spitznas & Smiley, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Root Spitznas & Smiley, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Root Spitznas & Smiley, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 38.321706670934894% vs 2022
2023 filing year
$2.5M$3M$3.5M$4M$4.5M 20222023 $3.05M $4.22M ▲ +38.4%
Year Plans Participants Total Assets
2022 1 4 $3M
2023 1 5 $4M

Root Spitznas & Smiley, Inc. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$4M
Net Income$1M
Employer EIN251381610
Plan Effective Date1986-11-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Root Spitznas & Smiley, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Root Spitznas & Smiley, Inc. 401(k) Plan, Total assets ($B): 0.004217267 · Participants: 5Root Spitznas & Smiley, Inc. 401(k) PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Root Spitznas & Smiley, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Root Spitznas & Smiley, Inc. 401(k) Plan side-by-side with 3 peers →

Root Spitznas & Smiley, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Ryan Mechanical Co. 401(k) Profit Sharing Plan in AZ ($4M); by covered participants it is Unkar Systems, Inc. 401(k) Plan in CA (5 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (5 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Root Spitznas & Smiley, Inc. 401(k) Plan assets move in 2023? ▼
Root Spitznas & Smiley, Inc. 401(k) Plan surged - up 38.3% during 2023, from $3M to $4M. Reported net income was $1M.
How have Root Spitznas & Smiley, Inc. plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Root Spitznas & Smiley, Inc.'s sponsor-wide assets grew 38.3%, from $3M to $4M.
Which 401(k) plans are similar in size to Root Spitznas & Smiley, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ryan Mechanical Co. 401(k) Profit Sharing Plan in AZ ($4M, 35 participants).
Which 401(k) plans cover a similar participant headcount to Root Spitznas & Smiley, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Unkar Systems, Inc. 401(k) Plan in CA (5 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 251381610.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.