401(k) · DOL Form 5500 · 2023

Swearingen & Nolan, Inc. 401(k) Plan

Data updated 2026-08-25

$70K
Total assets Small plan by assets
16
Participants Small participant base
5th
Percentile by assets National rank
$4,398
Avg per participant Low balance/head
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Official DOL plan name: Swearingen & Nolan, Inc. 401(k) Plan · Sponsored by Swearingen & Nolan, Inc. · Alabama · Food Services & Accommodation

$70K in assets, 16 participants

Swearingen & Nolan, Inc.'s Swearingen & Nolan, Inc. 401(k) Plan reported $70K in total assets and 16 participants in its 2023 DOL Form 5500 filing, ranking in the 5th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #425 in Food Services & Accommodation (3,828 peers)

Swearingen & Nolan, Inc. multi-year trail

Swearingen & Nolan, Inc.'s plans moved -19.9% in assets from 2022 to 2024; this filing shows Swearingen & Nolan, Inc. 401(k) Plan at $70K / 16 participants.

#425
in Food Services & Accommodation (3,828 peers)
-70.9%
assets change YoY

The plan reported a net loss of $172K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Swearingen & Nolan, Inc. 401(k) Plan among the smaller filed plans by assets

Swearingen & Nolan, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$70,362 5th percentile higher than 5% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Swearingen & Nolan, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Swearingen & Nolan, Inc. 401(k) Plan is a small filing (16 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Swearingen & Nolan, Inc. 401(k) Plan reported net income fell from $9K in the plan year 2022 filing to -$172K in the plan year 2023 filing.
  • Swearingen & Nolan, Inc. 401(k) Plan end-of-year assets fell from $242K in the plan year 2022 filing to $70K in the plan year 2023 filing.
  • Swearingen & Nolan, Inc. 401(k) Plan reported participants rose from 13 in the plan year 2022 filing to 16 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 842625028 · Swearingen & Nolan, Inc. PY 2023 · 401(k)

Swearingen & Nolan, Inc. 401(k) Plan · $70K · 16 · 5th

  • PHOTO $70K
  • IND 16
  • EOY 5th
  • 5500 401(k)
  • ASSETS near Peritus Partners, Inc. 401(k) Profit Sharing Plan
  • PCT ind #425

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Alabama →

Swearingen & Nolan, Inc. 401(k) Plan in the asset neighbourhood

Swearingen & Nolan, Inc. 401(k) PlanSwearingen & Nolan, Inc. 401…$70KPeritus Partners, Inc. 401(k) Profit Sharing PlanPeritus Partners, Inc. 401(k…$70KUnder Par Planning Pep$70KWestwind Coaching Co. 401(k) PlanWestwind Coaching Co. 401(k)…$70KT&t Workshop, Inc. 401(k) Profit Sharing PlanT&t Workshop, Inc. 401(k) Pr…$70K
End-of-year total assets ($M) among Swearingen & Nolan, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Swearingen & Nolan, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Swearingen & Nolan, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$194K 19.879612645216728% vs 2022
2024 filing year
$0M$0.1M$0.2M$0.3M 202220232024 $0.24M $0.19M ▼ -20.8%
Year Plans Participants Total Assets
2022 1 13 $242K
2023 1 16 $70K
2024 1 16 $194K

Swearingen & Nolan, Inc. filing trail (2023)

Total Assets (Beginning of Year)$242K
Net Assets (End of Year)$70K
Net Income-$172K
Employer EIN842625028
Plan Effective Date2019-08-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Swearingen & Nolan, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Swearingen & Nolan, Inc. 401(k) Plan, Total assets ($B): 0.000070362 · Participants: 16Swearingen & Nolan, Inc. 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Swearingen & Nolan, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Swearingen & Nolan, Inc. 401(k) Plan side-by-side with 3 peers →

Swearingen & Nolan, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Peritus Partners, Inc. 401(k) Profit Sharing Plan in TX ($70K); by covered participants it is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($70K here).

Similar participant headcount

Nearest other-state filings by covered participants (16 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Swearingen & Nolan, Inc. 401(k) Plan assets move in 2023? ▼
Swearingen & Nolan, Inc. 401(k) Plan contracted severely - down 70.9% during 2023, from $242K to $70K. Reported net income was -$172K.
How have Swearingen & Nolan, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Swearingen & Nolan, Inc.'s sponsor-wide assets declined 19.9%, from $242K to $194K.
Where does Swearingen & Nolan, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Swearingen & Nolan, Inc. 401(k) Plan ranks in the 5th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Swearingen & Nolan, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Peritus Partners, Inc. 401(k) Profit Sharing Plan in TX ($70K, 2 participants).
Which 401(k) plans cover a similar participant headcount to Swearingen & Nolan, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (16 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 842625028.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.