401(k) · DOL Form 5500 · 2023

Collateral Holdings, LLC 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
205
Participants Below avg headcount
63rd
Percentile by assets National rank
$59,145
Avg per participant Low balance/head
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Official DOL plan name: The Collateral Family of Companies 401(k) Plan · Sponsored by Collateral Holdings, LLC · Alabama · Finance & Insurance

$12M in assets, 205 participants

Collateral Holdings, LLC's The Collateral Family of Companies 401(k) Plan reported $12M in total assets and 205 participants in its 2023 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,226 in Finance & Insurance (8,869 peers)

Collateral Holdings, LLC multi-year trail

Collateral Holdings, LLC's plans moved +11.1% in assets from 2022 to 2024; this filing shows The Collateral Family of Companies 401(k) Plan at $12M / 205 participants.

#4,226
in Finance & Insurance (8,869 peers)
+7.7%
assets growth YoY

The Collateral Family of Companies 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

The Collateral Family of Companies 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,124,625 Top 37% higher than 63% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Collateral Family of Companies 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Collateral Family of Companies 401(k) Plan sits mid-pack in the medium band (205 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Collateral Family of Companies 401(k) Plan reported participants rose from 48 in the plan year 2022 filing to 205 in the plan year 2023 filing.
  • The Collateral Family of Companies 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $872K in the plan year 2023 filing.
  • The Collateral Family of Companies 401(k) Plan end-of-year assets rose from $11M in the plan year 2022 filing to $12M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 630925217 · Collateral Holdings, LLC PY 2023 · 401(k)

The Collateral Family of Companies 401(k) Plan · $12M · 205 · 63rd

  • PART $12M
  • PART 205
  • PART 63rd
  • PART 401(k)
  • PART near Shady Canyon Golf Club 401(k) Savings Plan
  • PART ind #4226

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

The Collateral Family of Companies 401(k) Plan in the asset neighbourhood

Our World Neighborhood Charter School 401(k) PlanOur World Neighborhood Chart…$12MAmerican Fence and Security Company 401(k) PlanAmerican Fence and Security …$12MThe Collateral Family of Companies 401(k) PlanThe Collateral Family of Com…$12MShady Canyon Golf Club 401(k) Savings PlanShady Canyon Golf Club 401(k…$12MExela Pharma Sciences, LLC 401(k) Safe Harbor PlanExela Pharma Sciences, LLC 4…$12M
End-of-year total assets ($M) among The Collateral Family of Companies 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Collateral Holdings, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Collateral Holdings, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$13M 11.113638930728747% vs 2022
2024 filing year
$11M$11.5M$12M$12.5M$13M 202220232024 $11.3M $12.5M ▲ +11.1%
Year Plans Participants Total Assets
2022 1 48 $11M
2023 1 205 $12M
2024 1 208 $13M

Collateral Holdings, LLC filing trail (2023)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$12M
Net Income$872K
Employer EIN630925217
Plan Effective Date1990-07-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants The Collateral Family of Companies 401(k) Plan, Total assets ($B): 0.012124625 · Participants: 205The Collateral Family of Companies 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare The Collateral Family of Companies 401(k) Plan side-by-side with 3 peers →

The Collateral Family of Companies 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Shady Canyon Golf Club 401(k) Savings Plan in CA ($12M); by covered participants it is Healthstar Physicians 401(k) & Profit Sharing Plan in AR (205 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (205 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Collateral Family of Companies 401(k) Plan assets move in 2023? ▼
The Collateral Family of Companies 401(k) Plan grew at a solid clip - up 7.7% during 2023, from $11M to $12M. Reported net income was $872K.
How have Collateral Holdings, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Collateral Holdings, LLC's sponsor-wide assets grew 11.1%, from $11M to $13M.
Which 401(k) plans are similar in size to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Shady Canyon Golf Club 401(k) Savings Plan in CA ($12M, 190 participants).
Which 401(k) plans cover a similar participant headcount to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Healthstar Physicians 401(k) & Profit Sharing Plan in AR (205 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630925217.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.