401(k) · DOL Form 5500 · 2023
Upgrade Inc. 401(k) Plan
Data updated 2026-08-25
- $29M
- Total assets Below avg plan size
- 1,170
- Participants Near avg headcount
- 79th
- Percentile by assets National rank
- $24,599
- Avg per participant Low balance/head
Official DOL plan name: Upgrade Inc. 401(k) Plan · Sponsored by Upgrade Inc. · California · Finance & Insurance
$29M in assets, 1,170 participants
Upgrade Inc.'s Upgrade Inc. 401(k) Plan reported $29M in total assets and 1,170 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #5,966 in Finance & Insurance (8,869 peers)
Where Upgrade Inc. 401(k) Plan sits by assets
Upgrade Inc. 401(k) Plan sits in the top quartile of all filed plans by assets, $29M for 1,170 participants (~$24,599/participant), up 90.2% in 2023.
- #5,966
- in Finance & Insurance (8,869 peers)
- +90.2%
- assets growth YoY
- 0.3×
- vs typical plan assets (national mean)
Upgrade Inc. 401(k) Plan's outsized position by total assets
Upgrade Inc. 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$28,781,312 Top 21% higher than 79% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Upgrade Inc. 401(k) Plan's large-plan peer group by participant headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upgrade Inc. 401(k) Plan lands in the large band (1,170 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Upgrade Inc. 401(k) Plan reported net income rose from $5M in the plan year 2022 filing to $14M in the plan year 2023 filing.
- Upgrade Inc. 401(k) Plan reported participants rose from 522 in the plan year 2022 filing to 1,170 in the plan year 2023 filing.
- Upgrade Inc. 401(k) Plan end-of-year assets rose from $15M in the plan year 2022 filing to $29M in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 812807376 · Upgrade Inc. PY 2023 · 401(k)
Upgrade Inc. 401(k) Plan · $29M · 1,170 · 79th
- IND $29M
- IND 1,170
- IND 79th
- IND 401(k)
- IND near Uropartners, LLC 401(k) Profit Sharing Plan
- IND ind #5966
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →
Upgrade Inc. 401(k) Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $15M |
|---|---|
| Net Assets (End of Year) | $29M |
| Net Income | $14M |
| Employer EIN | 812807376 |
| Plan Effective Date | 2022-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Upgrade Inc.)
Sponsor-wide plan assets over time
All Upgrade Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $55M 260.4164844940267% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,124 | $15M |
| 2023 | 1 | 1,170 | $29M |
| 2024 | 1 | 1,221 | $55M |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Upgrade Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside California, the nearest 401(k) by assets is Uropartners, LLC 401(k) Profit Sharing Plan in IL ($29M); by covered participants it is Garver Retirement Plan in AR (1,170 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($29M here).
- Uropartners, LLC 401(k) Profit Sharing Plan (IL) $29M · 413
- A-P-T Research, Inc. 401(k) Plan (AL) $29M · 157
- Hfs 401(k) Savings Plan (TX) $29M · 418
- Yes Management, LLC 401(k) Plan (CO) $29M · 1,228
Similar participant headcount
Nearest other-state filings by covered participants (1,170 participants); asset peers above are excluded.
- Garver Retirement Plan (AR) 1,170 · 0 off
- First Bancorp Employees' 401(k) Savings Plan (NC) 1,169 · 1 off
- Humana Puerto Rico Retirement Savings Plan (KY) 1,171 · 1 off
- Ventra Health Retirement Plan (TX) 1,169 · 1 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.