ESOP · DOL Form 5500 · 2023

Roberts Holdings, Inc. ESOP

Data updated 2026-08-25

$3M
Total assets Small plan by assets
61
Participants Small participant base
34th
Percentile by assets National rank
$44,501
Avg per participant Low balance/head
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Official DOL plan name: Roberts Holdings, Inc. Employee Stock Ownership Plan · Sponsored by Roberts Holdings, Inc. · Kentucky · Transportation & Warehousing

$3M in assets, 61 participants

Roberts Holdings, Inc.'s Roberts Holdings, Inc. Employee Stock Ownership Plan reported $3M in total assets and 61 participants in its 2023 DOL Form 5500 filing, ranking in the 34th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,128 in Transportation & Warehousing (3,362 peers)

Roberts Holdings, Inc. multi-year trail

Roberts Holdings, Inc.'s plans moved -65.5% in assets from 2022 to 2024; this filing shows Roberts Holdings, Inc. Employee Stock Ownership Plan at $3M / 61 participants.

#1,128
in Transportation & Warehousing (3,362 peers)
+20.5%
assets growth YoY

Roberts Holdings, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Transportation & Warehousing and all filers

Roberts Holdings, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,714,554 34th percentile higher than 34% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Roberts Holdings, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roberts Holdings, Inc. Employee Stock Ownership Plan is a small filing (61 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Roberts Holdings, Inc. Employee Stock Ownership Plan reported net income rose from $902K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Roberts Holdings, Inc. Employee Stock Ownership Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Roberts Holdings, Inc. Employee Stock Ownership Plan reported participants rose from 55 in the plan year 2022 filing to 61 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 822399570 · Roberts Holdings, Inc. PY 2023 · ESOP

Roberts Holdings, Inc. Employee Stock Ownership Plan · $3M · 61 · 34th

  • PCT $3M
  • PCT 61
  • PCT 34th
  • PCT ESOP
  • PCT near Sdg Architects, Inc. ESOP
  • PCT ind #1128

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Roberts Holdings, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Sdg Architects, Inc. ESOP$3MP & M Steel Co. Employee Stock Ownership PlanP & M Steel Co. Employee Sto…$3MHenick-Lane Service Corp. Employee Stock Ownership PlanHenick-Lane Service Corp. Em…$3MRoberts Holdings, Inc. Employee Stock Ownership PlanRoberts Holdings, Inc. Emplo…$3MMidstate Financial Corp. Employee Stock Ownership PlanMidstate Financial Corp. Emp…$3M
End-of-year total assets ($M) among Roberts Holdings, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Roberts Holdings, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Roberts Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$777K 65.47724619422898% vs 2022
2024 filing year
$0M$1M$2M$3M 202220232024 $2.25M $0.78M ▼ -65.3%
Year Plans Participants Total Assets
2022 1 55 $2M
2023 1 61 $3M
2024 1 66 $777K

Roberts Holdings, Inc. filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$1M
Employer EIN822399570
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Roberts Holdings, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -200002000400060008000 -10123 Total assets ($B) Participants Roberts Holdings, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.002714554 · Participants: 61Roberts Holdings, Inc. Employee Stock Ownership PlanHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.325722921 · Participants: 6764Houchens Industries, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) Employee, Total assets ($B): 0.14680249 · Participants: 1080Stock Yards Bank & Trust Company 401(k) EmployeeGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.126524729 · Participants: 1362Gray, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.104682343 · Participants: 489H & R Agri-Power Employee Stock Ownership PlanKentuckiana Comfort Center, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.094072192 · Participants: 650Kentuckiana Comfort Center, Inc. Employee Stock Ownership Plan
Roberts Holdings, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Roberts Holdings, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Roberts Holdings, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is Sdg Architects, Inc. ESOP in CA ($3M); by covered participants it is Employee Stock Ownership Plan for Employees of Perry Bancshares, Inc. in OK (61 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (61 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roberts Holdings, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Roberts Holdings, Inc. Employee Stock Ownership Plan grew sharply - up 20.5% during 2023, from $2M to $3M. Reported net income was $1M.
How have Roberts Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roberts Holdings, Inc.'s sponsor-wide assets declined 65.5%, from $2M to $777K.
Which ESOP plans are similar in size to Roberts Holdings, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Sdg Architects, Inc. ESOP in CA ($3M, 40 participants).
Which ESOP plans cover a similar participant headcount to Roberts Holdings, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Employee Stock Ownership Plan for Employees of Perry Bancshares, Inc. in OK (61 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 822399570.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.