ESOP · DOL Form 5500 · 2024

Katz & Associates Inc. ESOP

Data updated 2026-08-25

N/A
Total assets
39
Participants Small participant base
PlainRetire home → About this data RSS: change history

Official DOL plan name: Katz & Associates, Inc. Employee Stock Ownership Plan · Sponsored by Katz & Associates Inc. · California · Professional & Technical Services

N/A in assets, 39 participants

Katz & Associates Inc.'s Katz & Associates, Inc. Employee Stock Ownership Plan reported N/A in total assets and 39 participants in its 2024 DOL Form 5500 filing. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

What the 2024 filing shows

Katz & Associates, Inc. Employee Stock Ownership Plan holds N/A for 39 participants.

-$2M
reported net income

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Katz & Associates, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Katz & Associates, Inc. Employee Stock Ownership Plan is a small filing (39 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Katz & Associates, Inc. Employee Stock Ownership Plan reported net income fell from $528K in the plan year 2023 filing to -$2M in the plan year 2024 filing.
  • Katz & Associates, Inc. Employee Stock Ownership Plan reported participants rose from 31 in the plan year 2023 filing to 39 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 880285918 · Katz & Associates Inc. PY 2024 · ESOP

Katz & Associates, Inc. Employee Stock Ownership Plan · N/A · 39

  • IND N/A
  • IND 39
  • IND PY 2024
  • IND ESOP
  • IND near Sacred Wind Employee Stock Ownership Plan
  • IND -$2M

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in California →

Filing particulars (2024)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)N/A
Net Income-$2M
Employer EIN880285918
Plan Effective Date2012-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Katz & Associates Inc.)

Sponsor-wide plan assets over time

All Katz & Associates Inc. plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2024 filing year
$0M$1M$2M$3M 202220232024 $1.82M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 31 $2M
2023 1 31 $2M
2024 1 39 N/A

Nearby ESOP Plans in California

Peer ESOP plans, same state, same plan type, ranked by total assets.

Katz & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants Scatter plot of 5 data points. -20000200040006000800010000 0123456 Total assets ($B) Participants Parsons Employee Stock Ownership Plan, Total assets ($B): 4.994512995 · Participants: 8040Parsons Employee Stock Ownership PlanAcco Employee Stock Ownership Plan, Total assets ($B): 1.694943363 · Participants: 1499Acco Employee Stock Ownership PlanRosendin Electric, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.538046697 · Participants: 1998Rosendin Electric, Inc. Employee Stock Ownership PlanEcc Employee Stock Ownership Plan, Total assets ($B): 0.632082376 · Participants: 317Ecc Employee Stock Ownership PlanAgron, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.596115632 · Participants: 68Agron, Inc. Employee Stock Ownership Plan
Katz & Associates, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants

Katz & Associates, Inc. Employee Stock Ownership Plan's closest out-of-state ESOP peers by headcount

Outside California, the nearest ESOP by covered participants is Sacred Wind Employee Stock Ownership Plan in NM (39 participants; this filing: 39 participants).

Similar participant headcount

Nearest other-state filings by covered participants (39 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

Which ESOP plans cover a similar participant headcount to Katz & Associates, Inc. Employee Stock Ownership Plan?
Among ESOP plans in other states, the closest by covered participants is Sacred Wind Employee Stock Ownership Plan in NM (39 participants, $1M in assets).