401(k) · DOL Form 5500 · 2023

Upper Manhattan Mental Health 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
54
Participants Small participant base
32nd
Percentile by assets National rank
$40,971
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. · Sponsored by Upper Manhattan Mental Health · New York · Healthcare & Social Assistance

$2M in assets, 54 participants

Upper Manhattan Mental Health's 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. reported $2M in total assets and 54 participants in its 2023 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,445 in Healthcare & Social Assistance (17,684 peers)

Upper Manhattan Mental Health multi-year trail

Upper Manhattan Mental Health's plans moved +16.2% in assets from 2022 to 2024; this filing shows 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. at $2M / 54 participants.

#5,445
in Healthcare & Social Assistance (17,684 peers)
+2.2%
assets growth YoY

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. among the smaller filed plans by assets

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,212,442 32nd percentile higher than 32% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. is a small filing (54 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. reported net income rose from -$176K in the plan year 2022 filing to $47K in the plan year 2023 filing.
  • 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. reported participants fell from 56 in the plan year 2022 filing to 54 in the plan year 2023 filing.
  • 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 133389470 · Upper Manhattan Mental Health PY 2023 · 401(k)

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. · $2M · 54 · 32nd

  • TYPE $2M
  • NET 54
  • BOOK 32nd
  • VS-ST 401(k)
  • BOY near Tawkify 401(k) Plan
  • SCH ind #5445

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New York →

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. in the asset neighbourhood

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc.401(a) Profit-Sharing Plan f…$2MTawkify 401(k) Plan$2MHearthstone Senior Communities Inc 401(k) PlanHearthstone Senior Communiti…$2MEdmore Tool & Grinding, Inc. 401(k) PlanEdmore Tool & Grinding, Inc.…$2MTalent 101 Inc. 401(k) Profit Sharing Plan and TrustTalent 101 Inc. 401(k) Profi…$2M
End-of-year total assets ($M) among 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Upper Manhattan Mental Health multi-year asset trail

Sponsor-wide plan assets over time

All Upper Manhattan Mental Health plans reported in each filing year

Latest sponsor-wide plan assets
$6M 16.2332629564034% vs 2022
2024 filing year
$4.5M$5M$5.5M$6M 202220232024 $5.03M $5.85M ▲ +16.3%
Year Plans Participants Total Assets
2022 2 179 $5M
2023 2 309 $6M
2024 2 301 $6M

Upper Manhattan Mental Health filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$47K
Employer EIN133389470
Plan Effective Date1975-06-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc., Total assets ($B): 0.002212442 · Participants: 54401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc.IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. vs. nearby 401(k) plans in New York, assets vs. participants
Compare 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. side-by-side with 3 peers →

401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc.'s out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Tawkify 401(k) Plan in DE ($2M); by covered participants it is Arco Publicidad Retirement Plan in PR (54 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (54 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. assets move in 2023? ▼
401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc. edged up modestly - up 2.2% during 2023, from $2M to $2M. Reported net income was $47K.
How have Upper Manhattan Mental Health plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Upper Manhattan Mental Health's sponsor-wide assets grew 16.2%, from $5M to $6M.
Which 401(k) plans are similar in size to 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc.? ▼
Among 401(k) plans in other states, the closest by assets is Tawkify 401(k) Plan in DE ($2M, 116 participants).
Which 401(k) plans cover a similar participant headcount to 401(a) Profit-Sharing Plan for Employees of Upper Manhattan Mental Health Center, Inc.? ▼
Among 401(k) plans in other states, the closest by covered participants is Arco Publicidad Retirement Plan in PR (54 participants, $231K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133389470.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.