401(k) · DOL Form 5500 · 2023

Charter One, LLC 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
2,366
Participants Above avg headcount
75th
Percentile by assets National rank
$9,808
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Charter One 401(k) Plan · Sponsored by Charter One, LLC · Arizona · Educational Services

$23M in assets, 2,366 participants

Charter One, LLC's Charter One 401(k) Plan reported $23M in total assets and 2,366 participants in its 2023 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,203 in Educational Services (3,735 peers)

Coverage in Arizona

Charter One 401(k) Plan covers 2,366 participants in Arizona, 4.2x the typical Arizona plan (state average ~564 per filing). Assets: $23M.

#2,203
in Educational Services (3,735 peers)
+55.6%
assets growth YoY
0.2×
vs typical plan assets (national mean)

Charter One 401(k) Plan's outsized position by total assets

Charter One 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$23,205,934 Top 25% higher than 75% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Charter One 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Charter One 401(k) Plan lands in the large band (2,366 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Charter One 401(k) Plan reported net income rose from $5M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Charter One 401(k) Plan reported participants rose from 1,435 in the plan year 2022 filing to 2,366 in the plan year 2023 filing.
  • Charter One 401(k) Plan end-of-year assets rose from $15M in the plan year 2022 filing to $23M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 823735558 · Charter One, LLC PY 2023 · 401(k)

Charter One 401(k) Plan · $23M · 2,366 · 75th

  • NET $23M
  • NET 2,366
  • NET 75th
  • NET 401(k)
  • NET near Cutters, Inc. Profit Sharing and 401(k) Plan
  • NET ind #2203

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in Arizona →

Charter One 401(k) Plan in the asset neighbourhood

Charter One 401(k) Plan$23MCutters, Inc. Profit Sharing and 401(k) PlanCutters, Inc. Profit Sharing…$23MW.W. Wood Products, Inc. 401(k) PlanW.W. Wood Products, Inc. 401…$23MWic Group 401(k) Plan$23MAlton Steel, Inc. 401(k) Plan$23M
End-of-year total assets ($M) among Charter One 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Arizona filing particulars

Total Assets (Beginning of Year)$15M
Net Assets (End of Year)$23M
Net Income$8M
Employer EIN823735558
Plan Effective Date2017-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Charter One, LLC)

Sponsor-wide plan assets over time

All Charter One, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$33M 122.86416619389911% vs 2022
2024 filing year
$10M$20M$30M$40M 202220232024 $14.9M $33.2M ▲ +122.9%
Year Plans Participants Total Assets
2022 1 1,435 $15M
2023 1 2,366 $23M
2024 1 3,141 $33M

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Charter One 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants Charter One 401(k) Plan, Total assets ($B): 0.023205934 · Participants: 2366Charter One 401(k) PlanBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
Charter One 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare Charter One 401(k) Plan side-by-side with 3 peers →

Charter One 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Cutters, Inc. Profit Sharing and 401(k) Plan in IL ($23M); by covered participants it is Genworth Financial Inc. Retirement and Savings Plan in VA (2,366 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($23M here).

Similar participant headcount

Nearest other-state filings by covered participants (2,366 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Charter One 401(k) Plan assets move in 2023? ▼
Charter One 401(k) Plan surged - up 55.6% during 2023, from $15M to $23M. Reported net income was $8M.
How have Charter One, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Charter One, LLC's sponsor-wide assets grew 122.9%, from $15M to $33M.
Where does Charter One 401(k) Plan rank by assets among Form 5500 filers? ▼
Charter One 401(k) Plan ranks in the 75th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Charter One 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Cutters, Inc. Profit Sharing and 401(k) Plan in IL ($23M, 95 participants).
Which 401(k) plans cover a similar participant headcount to Charter One 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Genworth Financial Inc. Retirement and Savings Plan in VA (2,366 participants, $847M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 823735558.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.