401(k) · DOL Form 5500 · 2023

Appellate Advocates 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
79
Participants Small participant base
61st
Percentile by assets National rank
$144,506
Avg per participant Above avg balance/head
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Official DOL plan name: Appellate Advocates Retirement Plan · Sponsored by Appellate Advocates · New York · Professional & Technical Services

$11M in assets, 79 participants

Appellate Advocates's Appellate Advocates Retirement Plan reported $11M in total assets and 79 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #12,262 in Professional & Technical Services (20,321 peers)

Appellate Advocates multi-year trail

Appellate Advocates's plans moved +64.3% in assets from 2022 to 2024; this filing shows Appellate Advocates Retirement Plan at $11M / 79 participants.

#12,262
in Professional & Technical Services (20,321 peers)
+33.5%
assets growth YoY

Appellate Advocates Retirement Plan's mid-pack asset rank among Professional & Technical Services and all filers

Appellate Advocates Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,415,979 Top 39% higher than 61% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Appellate Advocates Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Appellate Advocates Retirement Plan is a small filing (79 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Appellate Advocates Retirement Plan reported net income rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Appellate Advocates Retirement Plan end-of-year assets rose from $9M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Appellate Advocates Retirement Plan reported participants rose from 63 in the plan year 2022 filing to 79 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 113305212 · Appellate Advocates PY 2023 · 401(k)

Appellate Advocates Retirement Plan · $11M · 79 · 61st

  • TYPE $11M
  • NET 79
  • BOOK 61st
  • VS-ST 401(k)
  • BOY near Aapc 401(k) Plan
  • SCH ind #12262

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Appellate Advocates Retirement Plan in the asset neighbourhood

Appellate Advocates Retirement PlanAppellate Advocates Retireme…$11MAapc 401(k) Plan$11MSouth Carolina Youth Advocate Program 401(k) PlanSouth Carolina Youth Advocat…$11MDelta Group Electronics, Inc. 401(k) Retirement PlanDelta Group Electronics, Inc…$11MAspect Ratio, Inc. 401(k) Profit Sharing PlanAspect Ratio, Inc. 401(k) Pr…$11M
End-of-year total assets ($M) among Appellate Advocates Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Appellate Advocates multi-year asset trail

Sponsor-wide plan assets over time

All Appellate Advocates plans reported in each filing year

Latest sponsor-wide plan assets
$14M 64.2748742315613% vs 2022
2024 filing year
$8M$10M$12M$14M$16M 202220232024 $8.55M $14M ▲ +64.2%
Year Plans Participants Total Assets
2022 1 63 $9M
2023 1 79 $11M
2024 1 82 $14M

Appellate Advocates filing trail (2023)

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$11M
Net Income$3M
Employer EIN113305212
Plan Effective Date1996-07-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Appellate Advocates Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Appellate Advocates Retirement Plan, Total assets ($B): 0.011415979 · Participants: 79Appellate Advocates Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Appellate Advocates Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Appellate Advocates Retirement Plan side-by-side with 3 peers →

Appellate Advocates Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Aapc 401(k) Plan in UT ($11M); by covered participants it is Heart of America Beverage Company, LLC 401(k) Plan in MO (79 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Similar participant headcount

Nearest other-state filings by covered participants (79 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Appellate Advocates Retirement Plan assets move in 2023? ▼
Appellate Advocates Retirement Plan surged - up 33.5% during 2023, from $9M to $11M. Reported net income was $3M.
How have Appellate Advocates plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Appellate Advocates's sponsor-wide assets grew 64.3%, from $9M to $14M.
Which 401(k) plans are similar in size to Appellate Advocates Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Aapc 401(k) Plan in UT ($11M, 243 participants).
Which 401(k) plans cover a similar participant headcount to Appellate Advocates Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Heart of America Beverage Company, LLC 401(k) Plan in MO (79 participants, $9M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113305212.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.