401(k) · DOL Form 5500 · 2024

Carl Marks & Co., Inc. 401(k) Plan

Data updated 2026-08-25

$35M
Total assets Below avg plan size
47
Participants Small participant base
80th
Percentile by assets National rank
$745,376
Avg per participant High balance/head
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Official DOL plan name: Carl Marks & Co., Inc Retirement Savings Plan · Sponsored by Carl Marks & Co., Inc. · New York · Finance & Insurance

$35M in assets, 47 participants

Carl Marks & Co., Inc.'s Carl Marks & Co., Inc Retirement Savings Plan reported $35M in total assets and 47 participants in its 2024 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,828 in Finance & Insurance (8,549 peers)

Where Carl Marks & Co., Inc Retirement Savings Plan sits by assets

Carl Marks & Co., Inc Retirement Savings Plan sits in the top quartile of all filed plans by assets, $35M for 47 participants (~$745,376/participant), up 16.0% in 2024.

#5,828
in Finance & Insurance (8,549 peers)
+16.0%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Carl Marks & Co., Inc Retirement Savings Plan's outsized position by total assets

Carl Marks & Co., Inc Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$35,032,654 Top 20% higher than 80% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Carl Marks & Co., Inc Retirement Savings Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Carl Marks & Co., Inc Retirement Savings Plan is a small filing (47 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Carl Marks & Co., Inc Retirement Savings Plan reported net income fell from $6M in the plan year 2023 filing to $5M in the plan year 2024 filing.
  • Carl Marks & Co., Inc Retirement Savings Plan end-of-year assets rose from $30M in the plan year 2023 filing to $35M in the plan year 2024 filing.
  • Carl Marks & Co., Inc Retirement Savings Plan reported participants rose from 46 in the plan year 2023 filing to 47 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 133146265 · Carl Marks & Co., Inc. PY 2024 · 401(k)

Carl Marks & Co., Inc Retirement Savings Plan · $35M · 47 · 80th

  • BOY $35M
  • SCH 47
  • EBSA 80th
  • PART 401(k)
  • TYPE near Hmr Veterans Services, Inc. 401(k) Plan
  • NET ind #5828

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Carl Marks & Co., Inc Retirement Savings Plan in the asset neighbourhood

Rouse, P.C. Savings & Profit Sharing PlanRouse, P.C. Savings & Profit…$35MMoroch Holdings, Inc. 401(k) Savings PlanMoroch Holdings, Inc. 401(k)…$35MCarl Marks & Co., Inc Retirement Savings PlanCarl Marks & Co., Inc Retire…$35MHmr Veterans Services, Inc. 401(k) PlanHmr Veterans Services, Inc. …$35MKtimehr Profit Sharing and Retirement Savings 401(k) PlanKtimehr Profit Sharing and R…$35M
End-of-year total assets ($M) among Carl Marks & Co., Inc Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$30M
Net Assets (End of Year)$35M
Net Income$5M
Employer EIN133146265
Plan Effective Date1984-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Carl Marks & Co., Inc.)

Sponsor-wide plan assets over time

All Carl Marks & Co., Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$35M 44.65030743190668% vs 2022
2024 filing year
$20M$25M$30M$35M$40M 202220232024 $24.2M $35M ▲ +44.6%
Year Plans Participants Total Assets
2022 1 53 $24M
2023 1 46 $30M
2024 1 47 $35M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Carl Marks & Co., Inc Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Carl Marks & Co., Inc Retirement Savings Plan, Total assets ($B): 0.035032654 · Participants: 47Carl Marks & Co., Inc Retirement Savings PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Carl Marks & Co., Inc Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Carl Marks & Co., Inc Retirement Savings Plan side-by-side with 3 peers →

Carl Marks & Co., Inc Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Hmr Veterans Services, Inc. 401(k) Plan in SC ($35M); by covered participants it is R D White & Sons, Inc. 401(k) Ps Plan & Trust in NC (47 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (47 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Carl Marks & Co., Inc Retirement Savings Plan assets move in 2024? ▼
Carl Marks & Co., Inc Retirement Savings Plan grew sharply - up 16.0% during 2024, from $30M to $35M. Reported net income was $5M.
How have Carl Marks & Co., Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Carl Marks & Co., Inc.'s sponsor-wide assets grew 44.7%, from $24M to $35M.
Where does Carl Marks & Co., Inc Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Carl Marks & Co., Inc Retirement Savings Plan ranks in the 80th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Carl Marks & Co., Inc Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hmr Veterans Services, Inc. 401(k) Plan in SC ($35M, 2,535 participants).
Which 401(k) plans cover a similar participant headcount to Carl Marks & Co., Inc Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is R D White & Sons, Inc. 401(k) Ps Plan & Trust in NC (47 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133146265.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.