401(k) · DOL Form 5500 · 2024

Sophis Investments LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
1
Participants Small participant base
27th
Percentile by assets National rank
$1.6M
Avg per participant High balance/head
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Official DOL plan name: Sophis Investments LLC 401(k) Profit Sharing Plan & Trust · Sponsored by Sophis Investments LLC · New York · Other Services

$2M in assets, 1 participants

Sophis Investments LLC's Sophis Investments LLC 401(k) Profit Sharing Plan & Trust reported $2M in total assets and 1 participant in its 2024 DOL Form 5500 filing, ranking in the 27th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,979 in Other Services (7,719 peers)

Other Services sector rank

Within Other Services, Sophis Investments LLC 401(k) Profit Sharing Plan & Trust ranks #3,979 of 7,719 2024 filers by assets (1290% of the sector average)-$2M for 1 participant.

#3,979
in Other Services (7,719 peers)
+3.6%
assets growth YoY

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust among the smaller filed plans by assets

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$1,555,915 27th percentile higher than 27% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust among micro filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Sophis Investments LLC 401(k) Profit Sharing Plan & Trust is a micro filing (1 participant), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Sophis Investments LLC 401(k) Profit Sharing Plan & Trust reported net income fell from $89K in the plan year 2023 filing to $54K in the plan year 2024 filing.
  • Sophis Investments LLC 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $2M in the plan year 2023 filing to $2M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 392074260 · Sophis Investments LLC PY 2024 · 401(k)

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust · $2M · 1 · 27th

  • BOY $2M
  • BOY 1
  • BOY 27th
  • BOY 401(k)
  • BOY near Caring Spirit Home Care Services, Inc. 401(k) Plan
  • BOY ind #3979

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

Sophis Investments LLC 401(k) Profit Sharing Plan & TrustSophis Investments LLC 401(k…$2MCaring Spirit Home Care Services, Inc. 401(k) PlanCaring Spirit Home Care Serv…$2MOmega Senior Living 401(k) PlanOmega Senior Living 401(k) P…$2MCore Outdoor Living LLC 401(k) Profit Sharing Plan & TrustCore Outdoor Living LLC 401(…$2MElm Ridge Resources$2M
End-of-year total assets ($M) among Sophis Investments LLC 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Other Services filing particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$54K
Employer EIN392074260
Plan Effective Date2020-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Sophis Investments LLC)

Sponsor-wide plan assets over time

All Sophis Investments LLC plans reported in each filing year

Latest sponsor-wide plan assets
$2M 10.153118367266028% vs 2022
2024 filing year
$1.35M$1.4M$1.45M$1.5M$1.55M$1.6M 202220232024 $1.41M $1.56M ▲ +10.6%
Year Plans Participants Total Assets
2022 1 1 $1M
2023 1 1 $2M
2024 1 1 $2M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Sophis Investments LLC 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.001555915 · Participants: 1Sophis Investments LLC 401(k) Profit Sharing Plan & TrustIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Sophis Investments LLC 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants

Sophis Investments LLC 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Caring Spirit Home Care Services, Inc. 401(k) Plan in PA ($2M); by covered participants it is Concorde Support & Development, Inc. 401(k) Profit Sharing Plan in TX (1 participant). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1 participant); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Sophis Investments LLC 401(k) Profit Sharing Plan & Trust assets move in 2024?
Sophis Investments LLC 401(k) Profit Sharing Plan & Trust edged up modestly - up 3.6% during 2024, from $2M to $2M. Reported net income was $54K.
How have Sophis Investments LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Sophis Investments LLC's sponsor-wide assets grew 10.2%, from $1M to $2M.
Which 401(k) plans are similar in size to Sophis Investments LLC 401(k) Profit Sharing Plan & Trust?
Among 401(k) plans in other states, the closest by assets is Caring Spirit Home Care Services, Inc. 401(k) Plan in PA ($2M, 18 participants).
Which 401(k) plans cover a similar participant headcount to Sophis Investments LLC 401(k) Profit Sharing Plan & Trust?
Among 401(k) plans in other states, the closest by covered participants is Concorde Support & Development, Inc. 401(k) Profit Sharing Plan in TX (1 participant, $415K in assets).