401(k) · DOL Form 5500 · 2024

Horizon Kinetics LLC 401(k) Plan

Data updated 2026-08-25

$76M
Total assets Below avg plan size
80
Participants Small participant base
88th
Percentile by assets National rank
$951,855
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Horizon Kinetics LLC 401(k) Plan · Sponsored by Horizon Kinetics LLC · New York · Finance & Insurance

$76M in assets, 80 participants

Horizon Kinetics LLC's Horizon Kinetics LLC 401(k) Plan reported $76M in total assets and 80 participants in its 2024 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,999 in Finance & Insurance (8,549 peers)

Where Horizon Kinetics LLC 401(k) Plan sits by assets

Horizon Kinetics LLC 401(k) Plan sits in the top quartile of all filed plans by assets, $76M for 80 participants (~$951,855/participant), up 84.8% in 2024.

#6,999
in Finance & Insurance (8,549 peers)
+84.8%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Horizon Kinetics LLC 401(k) Plan's outsized position by total assets

Horizon Kinetics LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$76,148,425 Top 12% higher than 88% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Horizon Kinetics LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Horizon Kinetics LLC 401(k) Plan is a small filing (80 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Horizon Kinetics LLC 401(k) Plan reported net income rose from $4M in the plan year 2023 filing to $35M in the plan year 2024 filing.
  • Horizon Kinetics LLC 401(k) Plan end-of-year assets rose from $41M in the plan year 2023 filing to $76M in the plan year 2024 filing.
  • Horizon Kinetics LLC 401(k) Plan reported participants rose from 76 in the plan year 2023 filing to 80 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 450642972 · Horizon Kinetics LLC PY 2024 · 401(k)

Horizon Kinetics LLC 401(k) Plan · $76M · 80 · 88th

  • EOY $76M
  • 5500 80
  • ASSETS 88th
  • PCT 401(k)
  • EIN near Ccb 401(k) Retirement Plan
  • RANK ind #6999

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Horizon Kinetics LLC 401(k) Plan in the asset neighbourhood

Gtt Americas 401(k) Plan$76MHorizon Kinetics LLC 401(k) PlanHorizon Kinetics LLC 401(k) …$76MCcb 401(k) Retirement Plan$76MRathje Companies 401(k) Plan$76MBadger Mining Corporation 401(k) Savings PlanBadger Mining Corporation 40…$76M
End-of-year total assets ($M) among Horizon Kinetics LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Scale-class filing particulars (2024)

Total Assets (Beginning of Year)$41M
Net Assets (End of Year)$76M
Net Income$35M
Employer EIN450642972
Plan Effective Date2011-10-03
Filing StatusFILING RECEIVED

Sponsor Plan History (Horizon Kinetics LLC)

Sponsor-wide plan assets over time

All Horizon Kinetics LLC plans reported in each filing year

Latest sponsor-wide plan assets
$76M 105.00746266828425% vs 2022
2024 filing year
$20M$40M$60M$80M$100M 202220232024 $37.1M $76.2M ▲ +105.0%
Year Plans Participants Total Assets
2022 1 75 $37M
2023 1 76 $41M
2024 1 80 $76M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Horizon Kinetics LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Horizon Kinetics LLC 401(k) Plan, Total assets ($B): 0.076148425 · Participants: 80Horizon Kinetics LLC 401(k) PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Horizon Kinetics LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Horizon Kinetics LLC 401(k) Plan side-by-side with 3 peers →

Horizon Kinetics LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ccb 401(k) Retirement Plan in MO ($76M); by covered participants it is Lewa America Inc 401(k) Profit Sharing Plan & Trust in MA (80 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($76M here).

Similar participant headcount

Nearest other-state filings by covered participants (80 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Horizon Kinetics LLC 401(k) Plan assets move in 2024? ▼
Horizon Kinetics LLC 401(k) Plan surged - up 84.8% during 2024, from $41M to $76M. Reported net income was $35M.
How have Horizon Kinetics LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Horizon Kinetics LLC's sponsor-wide assets grew 105.0%, from $37M to $76M.
Where does Horizon Kinetics LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Horizon Kinetics LLC 401(k) Plan ranks in the 88th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Horizon Kinetics LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ccb 401(k) Retirement Plan in MO ($76M, 411 participants).
Which 401(k) plans cover a similar participant headcount to Horizon Kinetics LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Lewa America Inc 401(k) Profit Sharing Plan & Trust in MA (80 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 450642972.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.