Other
2023 plan-year Other DOL Form 5500

NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

NOTT COMPANY

This Other plan holds $100M in total assets and serves 299 participants as of 2023. It is sponsored by NOTT COMPANY in Minnesota. The plan reported a net loss of $6M for the year.

Total Assets (2023)
$100M
Participants
299
State
Industry
Wholesale Trade

What the Filing Says About NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY

NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY is a Other retirement plan sponsored by NOTT COMPANY, headquartered in Minnesota. As of the 2023 Form 5500 filing, the plan reports $100M in total end-of-year assets and covers 299 participants across the Wholesale Trade industry. The sponsor's EIN on file with the U.S. Department of Labor is 410452050, and the plan has been effective since 1984-12-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $95M at the beginning of 2023 to $100M at year-end — a gain of 4.7%. Net assets (after liabilities) closed the year at $49M, with reported net income of $-5,599,378 driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$95M
Total Assets (End of Year)$100M
Net Assets (End of Year)$49M
Net Income$-5,599,378
Plan TypeOther
Employer EIN410452050
Plan Effective Date1984-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (NOTT COMPANY)

Year Plans Participants Total Assets
2022 2 376 $104M
2023 1 299 $100M
2024 1 320 $101M

Nearby Other Plans in Minnesota

Peer Other plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY?
As of the 2023 Form 5500 filing, NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY holds $100M in total assets with 299 participants. It is sponsored by NOTT COMPANY.
What type of plan is NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY?
NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY is a Other plan. It has been effective since 1984-12-01. The plan is filed with the U.S. Department of Labor under EIN 410452050.
Who sponsors the NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY?
NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY is sponsored by NOTT COMPANY, located in Minnesota. The sponsor's EIN is 410452050 and the plan operates in the Wholesale Trade industry.
How did NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY perform in 2023?
NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY grew by 4.7% during 2023, moving from $95M to $100M in total assets. Net income was $-5,599,378.
Where can I find official filings for NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY?
Official Form 5500 filings for NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 410452050 or plan name at efast.dol.gov.
How does NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY compare to other plans?
You can compare NOTT COMPANY EMPLOYEE STOCK OWNERSHIP COMPANY against other Other plans on the plan type page, or view plans in Minnesota on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 410452050.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.