401(k) · DOL Form 5500 · 2023

Rockefeller Philanthropy Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$61M
Total assets Below avg plan size
435
Participants Below avg headcount
87th
Percentile by assets National rank
$141,230
Avg per participant Near avg balance/head
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Official DOL plan name: Rockefeller Philanthropy Advisors 401(k) Plan · Sponsored by Rockefeller Philanthropy Advisors, Inc. · New York · Other Services

$61M in assets, 435 participants

Rockefeller Philanthropy Advisors, Inc.'s Rockefeller Philanthropy Advisors 401(k) Plan reported $61M in total assets and 435 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,443 in Other Services (7,857 peers)

Where Rockefeller Philanthropy Advisors 401(k) Plan sits by assets

Rockefeller Philanthropy Advisors 401(k) Plan sits in the top quartile of all filed plans by assets, $61M for 435 participants (~$141,230/participant), up 70.0% in 2023.

#7,443
in Other Services (7,857 peers)
+70.0%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Rockefeller Philanthropy Advisors 401(k) Plan's outsized position by total assets

Rockefeller Philanthropy Advisors 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$61,435,178 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rockefeller Philanthropy Advisors 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockefeller Philanthropy Advisors 401(k) Plan sits mid-pack in the medium band (435 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rockefeller Philanthropy Advisors 401(k) Plan reported net income rose from -$357K in the plan year 2022 filing to $25M in the plan year 2023 filing.
  • Rockefeller Philanthropy Advisors 401(k) Plan reported participants rose from 222 in the plan year 2022 filing to 435 in the plan year 2023 filing.
  • Rockefeller Philanthropy Advisors 401(k) Plan end-of-year assets rose from $36M in the plan year 2022 filing to $61M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 133615533 · Rockefeller Philanthropy Advisors, Inc. PY 2023 · 401(k)

Rockefeller Philanthropy Advisors 401(k) Plan · $61M · 435 · 87th

  • EOY $61M
  • EOY 435
  • EOY 87th
  • EOY 401(k)
  • EOY near Ecumen 401(k) Retirement Savings Plan
  • EOY ind #7443

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Rockefeller Philanthropy Advisors 401(k) Plan in the asset neighbourhood

Ecumen 401(k) Retirement Savings PlanEcumen 401(k) Retirement Sav…$61MRockefeller Philanthropy Advisors 401(k) PlanRockefeller Philanthropy Adv…$61MPowersecure, Inc. 401(k) Retirment PlanPowersecure, Inc. 401(k) Ret…$61MFort Mcdowell Yavapai Nation Retirement PlanFort Mcdowell Yavapai Nation…$61MSolix, Inc. Savings and Retirement PlanSolix, Inc. Savings and Reti…$61M
End-of-year total assets ($M) among Rockefeller Philanthropy Advisors 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$36M
Net Assets (End of Year)$61M
Net Income$25M
Employer EIN133615533
Plan Effective Date2011-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockefeller Philanthropy Advisors, Inc.)

Sponsor-wide plan assets over time

All Rockefeller Philanthropy Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$75M 107.99235788364321% vs 2022
2024 filing year
$20M$40M$60M$80M 202220232024 $36.1M $75.2M ▲ +108.0%
Year Plans Participants Total Assets
2022 1 222 $36M
2023 1 435 $61M
2024 1 516 $75M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockefeller Philanthropy Advisors 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rockefeller Philanthropy Advisors 401(k) Plan, Total assets ($B): 0.061435178 · Participants: 435Rockefeller Philanthropy Advisors 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rockefeller Philanthropy Advisors 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rockefeller Philanthropy Advisors 401(k) Plan side-by-side with 3 peers →

Rockefeller Philanthropy Advisors 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ecumen 401(k) Retirement Savings Plan in MN ($61M); by covered participants it is Twin Oaks Juvenile Development, Inc. 401(k) Plan in FL (435 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($61M here).

Similar participant headcount

Nearest other-state filings by covered participants (435 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockefeller Philanthropy Advisors 401(k) Plan assets move in 2023? ▼
Rockefeller Philanthropy Advisors 401(k) Plan surged - up 70.0% during 2023, from $36M to $61M. Reported net income was $25M.
How have Rockefeller Philanthropy Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockefeller Philanthropy Advisors, Inc.'s sponsor-wide assets grew 108.0%, from $36M to $75M.
Where does Rockefeller Philanthropy Advisors 401(k) Plan rank by assets among Form 5500 filers? ▼
Rockefeller Philanthropy Advisors 401(k) Plan ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rockefeller Philanthropy Advisors 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ecumen 401(k) Retirement Savings Plan in MN ($61M, 898 participants).
Which 401(k) plans cover a similar participant headcount to Rockefeller Philanthropy Advisors 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Twin Oaks Juvenile Development, Inc. 401(k) Plan in FL (435 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133615533.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.