401(k) · DOL Form 5500 · 2023

Ballast Investments, LLC 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
161
Participants Small participant base
42nd
Percentile by assets National rank
$26,912
Avg per participant Low balance/head
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Official DOL plan name: Ballast Investments, LLC 401(k) Plan · Sponsored by Ballast Investments, LLC · California · Real Estate

$4M in assets, 161 participants

Ballast Investments, LLC's Ballast Investments, LLC 401(k) Plan reported $4M in total assets and 161 participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,903 in Real Estate (4,727 peers)

Coverage in California

Ballast Investments, LLC 401(k) Plan covers 161 participants in California, about 26% of the average California filer (state average ~630 per filing). Assets: $4M.

#2,903
in Real Estate (4,727 peers)
+38.8%
assets growth YoY

Ballast Investments, LLC 401(k) Plan's mid-pack asset rank among Real Estate and all filers

Ballast Investments, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,332,820 42nd percentile higher than 42% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ballast Investments, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ballast Investments, LLC 401(k) Plan sits mid-pack in the medium band (161 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ballast Investments, LLC 401(k) Plan reported net income rose from -$713K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Ballast Investments, LLC 401(k) Plan end-of-year assets rose from $3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Ballast Investments, LLC 401(k) Plan reported participants rose from 159 in the plan year 2022 filing to 161 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 471811248 · Ballast Investments, LLC PY 2023 · 401(k)

Ballast Investments, LLC 401(k) Plan · $4M · 161 · 42nd

  • SCH $4M
  • EBSA 161
  • PART 42nd
  • TYPE 401(k)
  • NET near Powers Farley, PC Profit Sharing & 401(k) Plan
  • BOOK ind #2903

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in California →

Ballast Investments, LLC 401(k) Plan in the asset neighbourhood

Ballast Investments, LLC 401(k) PlanBallast Investments, LLC 401…$4MPowers Farley, PC Profit Sharing & 401(k) PlanPowers Farley, PC Profit Sha…$4MNea-New Hampshire 401(k) Plan$4MSpi Group 401(k) Plan$4MHelping Hands Center for Special Needs 401(k) Profit Sharing PlanHelping Hands Center for Spe…$4M
End-of-year total assets ($M) among Ballast Investments, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$4M
Net Income$1M
Employer EIN471811248
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ballast Investments, LLC)

Sponsor-wide plan assets over time

All Ballast Investments, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$6M 91.8712109418294% vs 2022
2024 filing year
$2M$3M$4M$5M$6M$7M 202220232024 $3.12M $5.99M ▲ +92.0%
Year Plans Participants Total Assets
2022 1 159 $3M
2023 1 161 $4M
2024 1 168 $6M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ballast Investments, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Ballast Investments, LLC 401(k) Plan, Total assets ($B): 0.00433282 · Participants: 161Ballast Investments, LLC 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Ballast Investments, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Ballast Investments, LLC 401(k) Plan side-by-side with 3 peers →

Ballast Investments, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Powers Farley, PC Profit Sharing & 401(k) Plan in ID ($4M); by covered participants it is Kansas Crossing Casino, Lc 401(k) Plan in KS (161 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (161 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ballast Investments, LLC 401(k) Plan assets move in 2023? ▼
Ballast Investments, LLC 401(k) Plan surged - up 38.8% during 2023, from $3M to $4M. Reported net income was $1M.
How have Ballast Investments, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Ballast Investments, LLC's sponsor-wide assets grew 91.9%, from $3M to $6M.
Which 401(k) plans are similar in size to Ballast Investments, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Powers Farley, PC Profit Sharing & 401(k) Plan in ID ($4M, 13 participants).
Which 401(k) plans cover a similar participant headcount to Ballast Investments, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kansas Crossing Casino, Lc 401(k) Plan in KS (161 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 471811248.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.