401(k) · DOL Form 5500 · 2024

Heartland Advisors, Inc. 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
26
Participants Small participant base
72nd
Percentile by assets National rank
$867,151
Avg per participant High balance/head
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Official DOL plan name: Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · Sponsored by Heartland Advisors, Inc. · Wisconsin · Finance & Insurance

$23M in assets, 26 participants

Heartland Advisors, Inc.'s Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported $23M in total assets and 26 participants in its 2024 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,969 in Finance & Insurance (8,549 peers)

What the 2024 filing shows

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust holds $23M for 26 participants - about $867,151 per participant, above the median plan by assets.

#4,969
in Finance & Insurance (8,549 peers)
+2.7%
assets growth YoY

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's outsized position by total assets

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$22,545,928 Top 28% higher than 72% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust among smaller filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust is a small filing (26 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported net income rose from $397K in the plan year 2023 filing to $589K in the plan year 2024 filing.
  • Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust reported participants fell from 29 in the plan year 2023 filing to 26 in the plan year 2024 filing.
  • Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust end-of-year assets rose from $22M in the plan year 2023 filing to $23M in the plan year 2024 filing.

See the national 2023→2024 release diff →

EBSA filing schedule strip

Filing strip 391078128 · Heartland Advisors, Inc. PY 2024 · 401(k)

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust · $23M · 26 · 72nd

  • 5500 $23M
  • ASSETS 26
  • PCT 72nd
  • EIN 401(k)
  • RANK near Pccw Global, Inc. 401(k) Plan
  • PHOTO ind #4969

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Wisconsin →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust in the asset neighbourhood

Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustHeartland Advisors Employees…$23MPccw Global, Inc. 401(k) Plan$23MPrecise Tool & Manufacturing, Inc. Profit Sharing & 401(k) PlanPrecise Tool & Manufacturing…$23MNational Community Renaissance Voluntary 401(k) PlanNational Community Renaissan…$23MSimpleview 401(k) Plan$23M
End-of-year total assets ($M) among Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Filing particulars (2024)

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$23M
Net Income$589K
Employer EIN391078128
Plan Effective Date1990-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Heartland Advisors, Inc.)

Sponsor-wide plan assets over time

All Heartland Advisors, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 4.573012961464216% vs 2022
2024 filing year
$21M$21.5M$22M$22.5M$23M 202220232024 $21.6M $22.6M ▲ +4.6%
Year Plans Participants Total Assets
2022 1 29 $22M
2023 1 29 $22M
2024 1 26 $23M

Nearby 401(k) Plans in Wisconsin

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -5051015 Total assets ($B) Participants Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust, Total assets ($B): 0.022545928 · Participants: 26Heartland Advisors Employees Profit Sharing/401(k) Plan and TrustAdvocate Aurora Health 401(k) Plan, Total assets ($B): 10.487791739 · Participants: 80015Advocate Aurora Health 401(k) PlanJohnson Controls Retirement Savings and Investment Plan, Total assets ($B): 7.188548319 · Participants: 28489Johnson Controls Retirement Savings and Investment PlanFiserv 401(k) Savings Plan, Total assets ($B): 5.136404794 · Participants: 26372Fiserv 401(k) Savings PlanKimberly-Clark Corporation 401(k) & Profit Sharing Plan, Total assets ($B): 4.988151 · Participants: 11661Kimberly-Clark Corporation 401(k) & Profit Sharing PlanRockwell Automation Retirement Savings Plan, Total assets ($B): 3.765132976 · Participants: 9217Rockwell Automation Retirement Savings Plan
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust vs. nearby 401(k) plans in Wisconsin, assets vs. participants
Compare Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust side-by-side with 3 peers →

Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Wisconsin, the nearest 401(k) by assets is Pccw Global, Inc. 401(k) Plan in VA ($23M); by covered participants it is Mika Digital Services, Inc. 401(k) Plan in TX (26 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (26 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust assets move in 2024? ▼
Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust edged up modestly - up 2.7% during 2024, from $22M to $23M. Reported net income was $589K.
How have Heartland Advisors, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Heartland Advisors, Inc.'s sponsor-wide assets grew 4.6%, from $22M to $23M.
Which 401(k) plans are similar in size to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Pccw Global, Inc. 401(k) Plan in VA ($23M, 154 participants).
Which 401(k) plans cover a similar participant headcount to Heartland Advisors Employees Profit Sharing/401(k) Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Mika Digital Services, Inc. 401(k) Plan in TX (26 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 391078128.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.