ESOP · DOL Form 5500 · 2023

Capitol Federal Financial, Inc ESOP

Data updated 2026-08-25

$40M
Total assets Below avg plan size
510
Participants Below avg headcount
83rd
Percentile by assets National rank
$78,834
Avg per participant Below avg balance/head
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Official DOL plan name: Capitol Federal Financial, Inc. Employee Stock Ownership Plan · Sponsored by Capitol Federal Financial, Inc · Kansas · Finance & Insurance

$40M in assets, 510 participants

Capitol Federal Financial, Inc's Capitol Federal Financial, Inc. Employee Stock Ownership Plan reported $40M in total assets and 510 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,569 in Finance & Insurance (8,869 peers)

Where Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits by assets

Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits in the top quartile of all filed plans by assets, $40M for 510 participants (~$78,834/participant), up 19.9% in 2023.

#6,569
in Finance & Insurance (8,869 peers)
+19.9%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Capitol Federal Financial, Inc. Employee Stock Ownership Plan's outsized position by total assets

Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$40,205,269 Top 17% higher than 83% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Capitol Federal Financial, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capitol Federal Financial, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (510 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Capitol Federal Financial, Inc. Employee Stock Ownership Plan reported net income rose from -$25M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Capitol Federal Financial, Inc. Employee Stock Ownership Plan end-of-year assets rose from $34M in the plan year 2022 filing to $40M in the plan year 2023 filing.
  • Capitol Federal Financial, Inc. Employee Stock Ownership Plan reported participants fell from 550 in the plan year 2022 filing to 510 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 272631712 · Capitol Federal Financial, Inc PY 2023 · ESOP

Capitol Federal Financial, Inc. Employee Stock Ownership Plan · $40M · 510 · 83rd

  • 5500 $40M
  • ASSETS 510
  • PCT 83rd
  • EIN ESOP
  • RANK near Vulcan, Inc. Employee Stock Ownership Plan
  • PHOTO ind #6569

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kansas →

Capitol Federal Financial, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Weinbrenner Shoe Company, Inc. Employee Stock Ownership PlanWeinbrenner Shoe Company, In…$40MAnvil Corporation Employee Stock Ownership PlanAnvil Corporation Employee S…$40MVulcan, Inc. Employee Stock Ownership PlanVulcan, Inc. Employee Stock …$40MCapitol Federal Financial, Inc. Employee Stock Ownership PlanCapitol Federal Financial, I…$40MW&w Glass, Inc. Employee Stock Ownership PlanW&w Glass, Inc. Employee Sto…$40M
End-of-year total assets ($M) among Capitol Federal Financial, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$34M
Net Assets (End of Year)$7M
Net Income$8M
Employer EIN272631712
Plan Effective Date1998-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Capitol Federal Financial, Inc)

Sponsor-wide plan assets over time

All Capitol Federal Financial, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$78M 25.201006614408648% vs 2022
2024 filing year
$60M$65M$70M$75M$80M 202220232024 $62.2M $77.9M ▲ +25.2%
Year Plans Participants Total Assets
2022 2 1,181 $62M
2023 2 1,125 $71M
2024 2 1,106 $78M

Nearby ESOP Plans in Kansas

Peer ESOP plans, same state, same plan type, ranked by total assets.

Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kansas, assets vs. participants Scatter plot of 6 data points. 200400600800 0100200300400 Total assets ($M) Participants Capitol Federal Financial, Inc. Employee Stock Ownership Plan, Total assets ($M): 40.205269 · Participants: 510Capitol Federal Financial, Inc. Employee Stock Ownership PlanPbi-Gordon Companies, Inc. Employee Stock Ownership Plan, Total assets ($M): 358.733267 · Participants: 488Pbi-Gordon Companies, Inc. Employee Stock Ownership PlanHarcros Chemicals, Inc. Employee Stock Ownership Plan, Total assets ($M): 296.082944 · Participants: 549Harcros Chemicals, Inc. Employee Stock Ownership PlanMmc Corp Employee Stock Ownership Plan, Total assets ($M): 239.968034 · Participants: 754Mmc Corp Employee Stock Ownership PlanGlobe Engineering Co Inc Employee Stock Ownership Plan and Trust, Total assets ($M): 136.184991 · Participants: 236Globe Engineering Co Inc Employee Stock Ownership Plan and TrustInland Truck Parts Company Employee Stock Ownership Plan and Trust, Total assets ($M): 98.736189 · Participants: 665Inland Truck Parts Company Employee Stock Ownership Plan and Trust
Capitol Federal Financial, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kansas, assets vs. participants
Compare Capitol Federal Financial, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Capitol Federal Financial, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kansas, the nearest ESOP by assets is Vulcan, Inc. Employee Stock Ownership Plan in AL ($40M); by covered participants it is Xtek Inc Employee Stock Ownership Plan in OH (510 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (510 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capitol Federal Financial, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Capitol Federal Financial, Inc. Employee Stock Ownership Plan grew sharply - up 19.9% during 2023, from $34M to $40M. Reported net income was $8M.
How have Capitol Federal Financial, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Capitol Federal Financial, Inc's sponsor-wide assets grew 25.2%, from $62M to $78M.
Where does Capitol Federal Financial, Inc. Employee Stock Ownership Plan rank by assets among Form 5500 filers? ▼
Capitol Federal Financial, Inc. Employee Stock Ownership Plan ranks in the 83rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Capitol Federal Financial, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Vulcan, Inc. Employee Stock Ownership Plan in AL ($40M, 238 participants).
Which ESOP plans cover a similar participant headcount to Capitol Federal Financial, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Xtek Inc Employee Stock Ownership Plan in OH (510 participants, $66M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 272631712.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.