401(k) · DOL Form 5500 · 2024

Collateral Holdings, LLC 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets
208
Participants Below avg headcount
61st
Percentile by assets National rank
$60,111
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: The Collateral Family of Companies 401(k) Plan · Sponsored by Collateral Holdings, LLC · Alabama · Finance & Insurance

$13M in assets, 208 participants

Collateral Holdings, LLC's The Collateral Family of Companies 401(k) Plan reported $13M in total assets and 208 participants in its 2024 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,807 in Finance & Insurance (8,549 peers)

Collateral Holdings, LLC multi-year trail

Collateral Holdings, LLC's plans moved +11.1% in assets from 2022 to 2024; this filing shows The Collateral Family of Companies 401(k) Plan at $13M / 208 participants.

#3,807
in Finance & Insurance (8,549 peers)
+3.1%
assets growth YoY

The Collateral Family of Companies 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

The Collateral Family of Companies 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$12,503,130 Top 39% higher than 61% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

The Collateral Family of Companies 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Collateral Family of Companies 401(k) Plan sits mid-pack in the medium band (208 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • The Collateral Family of Companies 401(k) Plan reported net income fell from $872K in the plan year 2023 filing to $379K in the plan year 2024 filing.
  • The Collateral Family of Companies 401(k) Plan end-of-year assets rose from $12M in the plan year 2023 filing to $13M in the plan year 2024 filing.
  • The Collateral Family of Companies 401(k) Plan reported participants rose from 205 in the plan year 2023 filing to 208 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 630925217 · Collateral Holdings, LLC PY 2024 · 401(k)

The Collateral Family of Companies 401(k) Plan · $13M · 208 · 61st

  • ASSETS $13M
  • PCT 208
  • EIN 61st
  • RANK 401(k)
  • PHOTO near Hughes Circuits 401(k) Plan
  • IND ind #3807

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

The Collateral Family of Companies 401(k) Plan in the asset neighbourhood

The Collateral Family of Companies 401(k) PlanThe Collateral Family of Com…$13MHughes Circuits 401(k) Plan$13MMonoflo International, Inc. 401(k) Profit Sharing PlanMonoflo International, Inc. …$13MUnc Physicians Group Practices II, LLC 401(k) PlanUnc Physicians Group Practic…$13MWaste Control Specialists, LLC 401(k) PlanWaste Control Specialists, L…$13M
End-of-year total assets ($M) among The Collateral Family of Companies 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Collateral Holdings, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Collateral Holdings, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$13M 11.113638930728747% vs 2022
2024 filing year
$11M$11.5M$12M$12.5M$13M 202220232024 $11.3M $12.5M ▲ +11.1%
Year Plans Participants Total Assets
2022 1 48 $11M
2023 1 205 $12M
2024 1 208 $13M

Collateral Holdings, LLC filing trail (2024)

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$13M
Net Income$379K
Employer EIN630925217
Plan Effective Date1990-07-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -10000010000200003000040000 -101234 Total assets ($B) Participants The Collateral Family of Companies 401(k) Plan, Total assets ($B): 0.01250313 · Participants: 208The Collateral Family of Companies 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 3.197489981 · Participants: 20783Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.722944967 · Participants: 29454Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.651353194 · Participants: 4638Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.472398962 · Participants: 8628Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.234118844 · Participants: 6167Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
The Collateral Family of Companies 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare The Collateral Family of Companies 401(k) Plan side-by-side with 3 peers →

The Collateral Family of Companies 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Hughes Circuits 401(k) Plan in CA ($13M); by covered participants it is Valley Stream Payroll Corp. 401(k) Plan in NY (208 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (208 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Collateral Family of Companies 401(k) Plan assets move in 2024? ▼
The Collateral Family of Companies 401(k) Plan edged up modestly - up 3.1% during 2024, from $12M to $13M. Reported net income was $379K.
How have Collateral Holdings, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Collateral Holdings, LLC's sponsor-wide assets grew 11.1%, from $11M to $13M.
Which 401(k) plans are similar in size to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hughes Circuits 401(k) Plan in CA ($13M, 212 participants).
Which 401(k) plans cover a similar participant headcount to The Collateral Family of Companies 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Valley Stream Payroll Corp. 401(k) Plan in NY (208 participants, $24M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630925217.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.