401(k) · DOL Form 5500 · 2024

Hercules Capital, Inc. 401(k) Plan

Data updated 2026-08-25

$33M
Total assets Below avg plan size
104
Participants Small participant base
79th
Percentile by assets National rank
$316,533
Avg per participant High balance/head
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Official DOL plan name: Hercules Capital, Inc. Retirement Savings Plan · Sponsored by Hercules Capital, Inc. · California · Finance & Insurance

$33M in assets, 104 participants

Hercules Capital, Inc.'s Hercules Capital, Inc. Retirement Savings Plan reported $33M in total assets and 104 participants in its 2024 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,700 in Finance & Insurance (8,549 peers)

Coverage in California

Hercules Capital, Inc. Retirement Savings Plan covers 104 participants in California, about 17% of the average California filer (state average ~630 per filing). Assets: $33M.

#5,700
in Finance & Insurance (8,549 peers)
+22.3%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Hercules Capital, Inc. Retirement Savings Plan's outsized position by total assets

Hercules Capital, Inc. Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$32,919,423 Top 21% higher than 79% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Hercules Capital, Inc. Retirement Savings Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hercules Capital, Inc. Retirement Savings Plan sits mid-pack in the medium band (104 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Hercules Capital, Inc. Retirement Savings Plan end-of-year assets rose from $27M in the plan year 2023 filing to $33M in the plan year 2024 filing.
  • Hercules Capital, Inc. Retirement Savings Plan reported participants rose from 89 in the plan year 2023 filing to 104 in the plan year 2024 filing.
  • Hercules Capital, Inc. Retirement Savings Plan reported net income fell from $6M in the plan year 2023 filing to $6M in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 743113410 · Hercules Capital, Inc. PY 2024 · 401(k)

Hercules Capital, Inc. Retirement Savings Plan · $33M · 104 · 79th

  • PHOTO $33M
  • PHOTO 104
  • PHOTO 79th
  • PHOTO 401(k)
  • PHOTO near Ag 401(k)
  • PHOTO ind #5700

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Hercules Capital, Inc. Retirement Savings Plan in the asset neighbourhood

Hercules Capital, Inc. Retirement Savings PlanHercules Capital, Inc. Retir…$33MAg 401(k)$33MExotic Rubber & Plastics Corp. 401(k) PlanExotic Rubber & Plastics Cor…$33MMorris Rothenberg & Son, Inc. Profit Sharing PlanMorris Rothenberg & Son, Inc…$33MMaintech 401(k) Retirement Plan and TrustMaintech 401(k) Retirement P…$33M
End-of-year total assets ($M) among Hercules Capital, Inc. Retirement Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$27M
Net Assets (End of Year)$33M
Net Income$6M
Employer EIN743113410
Plan Effective Date2006-08-15
Filing StatusFILING RECEIVED

Sponsor Plan History (Hercules Capital, Inc.)

Sponsor-wide plan assets over time

All Hercules Capital, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$33M 59.027848428538675% vs 2022
2024 filing year
$15M$20M$25M$30M$35M 202220232024 $20.7M $32.9M ▲ +59.0%
Year Plans Participants Total Assets
2022 1 84 $21M
2023 1 89 $27M
2024 1 104 $33M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Hercules Capital, Inc. Retirement Savings Plan, Total assets ($B): 0.032919423 · Participants: 104Hercules Capital, Inc. Retirement Savings PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
Hercules Capital, Inc. Retirement Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Hercules Capital, Inc. Retirement Savings Plan side-by-side with 3 peers →

Hercules Capital, Inc. Retirement Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Ag 401(k) in TX ($33M); by covered participants it is Ahold Ecommerce Sales Company 401(k) Plan in NJ (104 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($33M here).

Similar participant headcount

Nearest other-state filings by covered participants (104 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hercules Capital, Inc. Retirement Savings Plan assets move in 2024? ▼
Hercules Capital, Inc. Retirement Savings Plan grew sharply - up 22.3% during 2024, from $27M to $33M. Reported net income was $6M.
How have Hercules Capital, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hercules Capital, Inc.'s sponsor-wide assets grew 59.0%, from $21M to $33M.
Where does Hercules Capital, Inc. Retirement Savings Plan rank by assets among Form 5500 filers? ▼
Hercules Capital, Inc. Retirement Savings Plan ranks in the 79th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ag 401(k) in TX ($33M, 1,039 participants).
Which 401(k) plans cover a similar participant headcount to Hercules Capital, Inc. Retirement Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Ahold Ecommerce Sales Company 401(k) Plan in NJ (104 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 743113410.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.