401(k) · DOL Form 5500 · 2023

Jefferies Financial Group, Inc. 401(k) Plan

Data updated 2026-08-25

$1.3B
Total assets Very large vs avg
3,285
Participants Above avg headcount
99th
Percentile by assets National rank
$391,960
Avg per participant High balance/head
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Official DOL plan name: Jefferies Employees' Profit Sharing Plan · Sponsored by Jefferies Financial Group, Inc. · New York · Finance & Insurance

$1.3B in assets, 3,285 participants

Jefferies Financial Group, Inc.'s Jefferies Employees' Profit Sharing Plan reported $1.3B in total assets and 3,285 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,687 in Finance & Insurance (8,869 peers)

Coverage in New York

Jefferies Employees' Profit Sharing Plan covers 3,285 participants in New York, 4.1x the typical New York plan (state average ~798 per filing). Assets: $1.3B.

#8,687
in Finance & Insurance (8,869 peers)
+38.8%
assets growth YoY
13×
vs typical plan assets (national mean)

Jefferies Employees' Profit Sharing Plan's outsized position by total assets

Jefferies Employees' Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,287,589,543 Top 1% higher than 99% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Jefferies Employees' Profit Sharing Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Jefferies Employees' Profit Sharing Plan lands in the large band (3,285 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Jefferies Employees' Profit Sharing Plan reported net income rose from $108M in the plan year 2022 filing to $360M in the plan year 2023 filing.
  • Jefferies Employees' Profit Sharing Plan end-of-year assets rose from $928M in the plan year 2022 filing to $1.3B in the plan year 2023 filing.
  • Jefferies Employees' Profit Sharing Plan reported participants rose from 3,070 in the plan year 2022 filing to 3,285 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 132615557 · Jefferies Financial Group, Inc. PY 2023 · 401(k)

Jefferies Employees' Profit Sharing Plan · $1.3B · 3,285 · 99th

  • IND $1.3B
  • IND 3,285
  • IND 99th
  • IND 401(k)
  • IND near Wpmg 401(k) Retirement Savings Plan
  • IND ind #8687

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Jefferies Employees' Profit Sharing Plan in the asset neighbourhood

Jefferies Employees' Profit Sharing PlanJefferies Employees' Profit …$1.3BWpmg 401(k) Retirement Savings PlanWpmg 401(k) Retirement Savin…$1.3BCambia Health Solutions, Inc. 401(k) Savings PlanCambia Health Solutions, Inc…$1.3BJackson National Life Insurance Company Defined Contribution PlanJackson National Life Insura…$1.3BGibson, Dunn & Crutcher LLP Retirement PlanGibson, Dunn & Crutcher LLP …$1.3B
End-of-year total assets ($B) among Jefferies Employees' Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$928M
Net Assets (End of Year)$1.3B
Net Income$360M
Employer EIN132615557
Plan Effective Date1964-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Jefferies Financial Group, Inc.)

Sponsor-wide plan assets over time

All Jefferies Financial Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$1.7B 45.73966156191937% vs 2022
2024 filing year
$1B$1.2B$1.4B$1.6B$1.8B 202220232024 $1.14B $1.66B ▲ +45.6%
Year Plans Participants Total Assets
2022 4 3,342 $1.1B
2023 4 3,535 $1.5B
2024 4 3,869 $1.7B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Jefferies Employees' Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Jefferies Employees' Profit Sharing Plan, Total assets ($B): 1.287589543 · Participants: 3285Jefferies Employees' Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Jefferies Employees' Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Jefferies Employees' Profit Sharing Plan side-by-side with 3 peers →

Jefferies Employees' Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Wpmg 401(k) Retirement Savings Plan in WA ($1.3B); by covered participants it is Kubota Manufacturing of America Corporation 401(k) Plan & Trust in GA (3,284 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (3,285 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Jefferies Employees' Profit Sharing Plan assets move in 2023? ▼
Jefferies Employees' Profit Sharing Plan surged - up 38.8% during 2023, from $928M to $1.3B. Reported net income was $360M.
How have Jefferies Financial Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Jefferies Financial Group, Inc.'s sponsor-wide assets grew 45.7%, from $1.1B to $1.7B.
Where does Jefferies Employees' Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Jefferies Employees' Profit Sharing Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Jefferies Employees' Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Wpmg 401(k) Retirement Savings Plan in WA ($1.3B, 1,771 participants).
Which 401(k) plans cover a similar participant headcount to Jefferies Employees' Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Kubota Manufacturing of America Corporation 401(k) Plan & Trust in GA (3,284 participants, $132M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132615557.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.