401(k) · DOL Form 5500 · 2024
Klingenstein, Fields & Co., L.P. 401(k) Plan
Data updated 2026-08-25
- $61M
- Total assets Below avg plan size
- 41
- Participants Small participant base
- 86th
- Percentile by assets National rank
- $1.5M
- Avg per participant High balance/head
Official DOL plan name: Klingenstein, Fields & Co., L.P. Savings and Investment Plan · Sponsored by Klingenstein, Fields & Co., L.P. · New York · Finance & Insurance
$61M in assets, 41 participants
Klingenstein, Fields & Co., L.P.'s Klingenstein, Fields & Co., L.P. Savings and Investment Plan reported $61M in total assets and 41 participants in its 2024 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #6,734 in Finance & Insurance (8,549 peers)
Where Klingenstein, Fields & Co., L.P. Savings and Investment Plan sits by assets
Klingenstein, Fields & Co., L.P. Savings and Investment Plan sits in the top quartile of all filed plans by assets, $61M for 41 participants (~$1.5M/participant), up 17.6% in 2024.
- #6,734
- in Finance & Insurance (8,549 peers)
- +17.6%
- assets growth YoY
- 0.6×
- vs typical plan assets (national mean)
Klingenstein, Fields & Co., L.P. Savings and Investment Plan's outsized position by total assets
Klingenstein, Fields & Co., L.P. Savings and Investment Plan vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$60,965,178 Top 14% higher than 86% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Klingenstein, Fields & Co., L.P. Savings and Investment Plan among smaller filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Klingenstein, Fields & Co., L.P. Savings and Investment Plan is a small filing (41 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Klingenstein, Fields & Co., L.P. Savings and Investment Plan end-of-year assets rose from $52M in the plan year 2023 filing to $61M in the plan year 2024 filing.
- Klingenstein, Fields & Co., L.P. Savings and Investment Plan reported net income fell from $10M in the plan year 2023 filing to $9M in the plan year 2024 filing.
- Klingenstein, Fields & Co., L.P. Savings and Investment Plan reported participants rose from 39 in the plan year 2023 filing to 41 in the plan year 2024 filing.
Plan-year Form 5500 strip
Filing strip 133479093 · Klingenstein, Fields & Co., L.P. PY 2024 · 401(k)
Klingenstein, Fields & Co., L.P. Savings and Investment Plan · $61M · 41 · 86th
- IND $61M
- IND 41
- IND 86th
- IND 401(k)
- IND near Rxbenefits, Inc. Retirement Savings Plan
- IND ind #6734
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Klingenstein, Fields & Co., L.P. Savings and Investment Plan in the asset neighbourhood
Scale-class filing particulars (2024)
| Total Assets (Beginning of Year) | $52M |
|---|---|
| Net Assets (End of Year) | $61M |
| Net Income | $9M |
| Employer EIN | 133479093 |
| Plan Effective Date | 1989-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Klingenstein, Fields & Co., L.P.)
Sponsor-wide plan assets over time
All Klingenstein, Fields & Co., L.P. plans reported in each filing year
- Latest sponsor-wide plan assets
- $61M 17.644691645412276% vs 2023
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2023 | 1 | 39 | $52M |
| 2024 | 1 | 41 | $61M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401(k) Plan $60.4B · 52,674
- Morgan Stanley 401(k) Plan $22.2B · 53,860
- Pfizer Savings Plan $22.0B · 33,309
- The Pepsico Savings Plan $14.9B · 137,398
- The Goldman Sachs 401(k) Plan $12.8B · 23,227
Klingenstein, Fields & Co., L.P. Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Rxbenefits, Inc. Retirement Savings Plan in AL ($61M); by covered participants it is Behavior Basics Inc 401(k) Profit Sharing Plan & Trust in FL (41 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($61M here).
- Rxbenefits, Inc. Retirement Savings Plan (AL) $61M · 925
- Arcturus Healthcare PLC 401(k) Profit Sharing Plan (MI) $61M · 243
- Snoqualmie Casino 401(k) Plan (WA) $61M · 1,209
- Lerch Bates 401(k) Retirement Plan (CO) $61M · 325
Similar participant headcount
Nearest other-state filings by covered participants (41 participants); asset peers above are excluded.
- Behavior Basics Inc 401(k) Profit Sharing Plan & Trust (FL) 41 · 0 off
- National Blasting & Coating 401(k) Profit Sharing Plan & Trust (LA) 41 · 0 off
- Efs Advisors 401(k) Plan (MN) 41 · 0 off
- Hc of Virginia 401(k) Plan (VA) 41 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.