401(k) · DOL Form 5500 · 2024
Ultimus Fund Solutions, LLC 401(k) Plan
Data updated 2026-08-25
- $87M
- Total assets Below avg plan size
- 928
- Participants Near avg headcount
- 89th
- Percentile by assets National rank
- $93,698
- Avg per participant Below avg balance/head
Official DOL plan name: Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan · Sponsored by Ultimus Fund Solutions, LLC · Ohio · Finance & Insurance
$87M in assets, 928 participants
Ultimus Fund Solutions, LLC's Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported $87M in total assets and 928 participants in its 2024 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,138 in Finance & Insurance (8,549 peers)
Where Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits by assets
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits in the top quartile of all filed plans by assets, $87M for 928 participants (~$93,698/participant), up 21.9% in 2024.
- #7,138
- in Finance & Insurance (8,549 peers)
- +21.9%
- assets growth YoY
- 0.9×
- vs typical plan assets (national mean)
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan's outsized position by total assets
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan vs every filed plan by assets
End-of-year total assets · plan year 2024 · DOL Form 5500
$86,952,046 Top 11% higher than 89% of 123,620 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan among mid-size filed plans by headcount
Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan sits mid-pack in the medium band (928 participants).
What changed between DOL Form 5500 filings
plan year 2023 → plan year 2024
- Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan end-of-year assets rose from $71M in the plan year 2023 filing to $87M in the plan year 2024 filing.
- Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported participants rose from 787 in the plan year 2023 filing to 928 in the plan year 2024 filing.
- Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan reported net income fell from $16M in the plan year 2023 filing to $16M in the plan year 2024 filing.
Plan-year Form 5500 strip
Filing strip 311663251 · Ultimus Fund Solutions, LLC PY 2024 · 401(k)
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan · $87M · 928 · 89th
- PCT $87M
- EIN 928
- RANK 89th
- PHOTO 401(k)
- IND near Private Client Select Insurance Services LLC 401(k) Retirement
- EOY ind #7138
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Ohio →
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan in the asset neighbourhood
Scale-class filing particulars (2024)
| Total Assets (Beginning of Year) | $71M |
|---|---|
| Net Assets (End of Year) | $87M |
| Net Income | $16M |
| Employer EIN | 311663251 |
| Plan Effective Date | 2002-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Ultimus Fund Solutions, LLC)
Sponsor-wide plan assets over time
All Ultimus Fund Solutions, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $87M 56.899519743585124% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 642 | $55M |
| 2023 | 1 | 787 | $71M |
| 2024 | 1 | 928 | $87M |
Nearby 401(k) Plans in Ohio
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- GE Aerospace Retirement Savings Plan $14.7B · 45,620
- The Kroger Co. 401(k) Retirement Savings Account Plan $11.8B · 135,373
- The Progressive 401(k) Plan $11.5B · 62,521
- The Sherwin-Williams Company 401(k) Plan $10.6B · 47,459
- Parker Retirement Savings Plan $9.0B · 26,315
Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount
Outside Ohio, the nearest 401(k) by assets is Private Client Select Insurance Services LLC 401(k) Retirement in NJ ($87M); by covered participants it is Tierpoint 401(k) Plan in MO (928 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($87M here).
Similar participant headcount
Nearest other-state filings by covered participants (928 participants); asset peers above are excluded.
- Tierpoint 401(k) Plan (MO) 928 · 0 off
- Burberry Limited 401(k) Retirement Plan and Trust (NY) 928 · 0 off
- Csm Companies, Inc. 401(k) Plan (WI) 928 · 0 off
- Proskauer Rose LLP Savings Plan for Staff and Partners (NY) 928 · 0 off
DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.