401(k) · DOL Form 5500 · 2024

K1 Investment Management, LLC 401(k) Plan

Data updated 2026-08-25

$13M
Total assets Small plan by assets: 112
Participants Small participant base: 61st
Percentile by assets National rank: $113,350
Avg per participant Below avg balance/head

PlainRetire home → About this data RSS: change history

Official DOL plan name: K1 401(k) Plan · Sponsored by K1 Investment Management, LLC · California · Finance & Insurance

$13M in assets, 112 participants

K1 Investment Management, LLC's K1 401(k) Plan reported $13M in total assets and 112 participants in its 2024 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,832 in Finance & Insurance (8,549 peers)

Coverage in California

K1 401(k) Plan covers 112 participants in California, about 18% of the average California filer (state average ~630 per filing). Assets: $13M.

#3,832
in Finance & Insurance (8,549 peers): +66.4%
assets growth YoY

K1 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

K1 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$12,695,233 Top 39% higher than 61% of 123,620 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

K1 401(k) Plan among mid-size filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. K1 401(k) Plan sits mid-pack in the medium band (112 participants).

Micro (1-10) 33,766 filings (27%) Small (11-100) 26,107 filings (21%) Medium (101-1,000) 54,251 filings (43%) Large (1,001-10,000) 10,349 filings (8%) Mega (10,000+) 1,399 filings (1%)

K1 401(k) Plan reported net income rose from $2M in the plan year 2023 filing to $5M in the plan year 2024 filing.
K1 401(k) Plan end-of-year assets rose from $8M in the plan year 2023 filing to $13M in the plan year 2024 filing.
K1 401(k) Plan reported participants fell from 133 in the plan year 2023 filing to 112 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Published 5500 schedule card

Filing strip 274741827 · K1 Investment Management, LLC PY 2024 · 401(k)

K1 401(k) Plan · $13M · 112 · 61st

EBSA $13M
EBSA 112
EBSA 61st
EBSA 401(k)
EBSA near Southeastern Surveying & Mapping Corp. Employees' Savings Plan
EBSA ind #3832

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

End-of-year total assets ($M) among K1 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)	$8M
Net Assets (End of Year)	$13M
Net Income	$5M
Employer EIN	274741827
Plan Effective Date	2017-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (K1 Investment Management, LLC)

Latest sponsor-wide plan assets: $13M 140.99920098698703% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	107	$5M
2023	1	133	$8M
2024	1	112	$13M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

K1 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Google LLC 401(k) Savings Plan $48.7B · 116,712
Oracle Corporation 401(k) Savings and Investment Plan $31.0B · 58,962
Intel 401(k) Savings Plan $24.9B · 55,298
Apple 401(k) Plan $24.7B · 101,450
Cisco Systems,Inc. 401(k) Plan $22.7B · 40,452

Compare K1 401(k) Plan side-by-side with 3 peers →

K1 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Southeastern Surveying & Mapping Corp. Employees' Savings Plan in FL ($13M); by covered participants it is Wiseway LLC 401(k) Profit Sharing Plan in KY (112 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($13M here).

Southeastern Surveying & Mapping Corp. Employees' Savings Plan (FL) $13M · 212
Keter Environmental Services Inc - 401(k) (CT) $13M · 314
Keter Environmental Services Inc - 401(k) (CT) $13M · 314
Denver Dumb Friends League Profit Sharing Plan (CO) $13M · 291

Similar participant headcount

Nearest other-state filings by covered participants (112 participants); asset peers above are excluded.

Wiseway LLC 401(k) Profit Sharing Plan (KY) 112 · 0 off
Ellicott Dredge Group Plan (WI) 112 · 0 off
Cascade Auto Center 401(k) Plan (WA) 112 · 0 off
Washman LLC 401(k) Plan (OR) 112 · 0 off

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did K1 401(k) Plan assets move in 2024? ▼

K1 401(k) Plan surged - up 66.4% during 2024, from $8M to $13M. Reported net income was $5M.

How have K1 Investment Management, LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), K1 Investment Management, LLC's sponsor-wide assets grew 141.0%, from $5M to $13M.

Which 401(k) plans are similar in size to K1 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Southeastern Surveying & Mapping Corp. Employees' Savings Plan in FL ($13M, 212 participants).

Which 401(k) plans cover a similar participant headcount to K1 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Wiseway LLC 401(k) Profit Sharing Plan in KY (112 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 274741827.