401(k) · DOL Form 5500 · 2024

Harbor Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
10
Participants Small participant base
32nd
Percentile by assets National rank
$251,211
Avg per participant Above avg balance/head
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Official DOL plan name: Harbor Financial Management, LLC 401(k) Profit Sharing Plan · Sponsored by Harbor Financial Management, LLC · New York · Management of Enterprises

$3M in assets, 10 participants

Harbor Financial Management, LLC's Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported $3M in total assets and 10 participants in its 2024 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #240 in Management of Enterprises (1,133 peers)

Harbor Financial Management, LLC multi-year trail

Harbor Financial Management, LLC's plans moved +28.7% in assets from 2022 to 2024; this filing shows Harbor Financial Management, LLC 401(k) Profit Sharing Plan at $3M / 10 participants.

#240
in Management of Enterprises (1,133 peers)
+10.4%
assets growth YoY

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among the smaller filed plans by assets

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$2,512,105 32nd percentile higher than 32% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Harbor Financial Management, LLC 401(k) Profit Sharing Plan is a micro filing (10 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported net income fell from $322K in the plan year 2023 filing to $238K in the plan year 2024 filing.
  • Harbor Financial Management, LLC 401(k) Profit Sharing Plan end-of-year assets rose from $2M in the plan year 2023 filing to $3M in the plan year 2024 filing.

See the national 2023→2024 release diff →

DOL schedule card

Filing strip 201047151 · Harbor Financial Management, LLC PY 2024 · 401(k)

Harbor Financial Management, LLC 401(k) Profit Sharing Plan · $3M · 10 · 32nd

  • ASSETS $3M
  • PCT 10
  • EIN 32nd
  • RANK 401(k)
  • PHOTO near Kenect Retirement Plan
  • IND ind #240

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

Harbor Financial Management, LLC 401(k) Profit Sharing PlanHarbor Financial Management,…$3MKenect Retirement Plan$3MWave Dental Professionals 401(k) PlanWave Dental Professionals 40…$3MTuladhar Educational Services, Inc. Retirement PlanTuladhar Educational Service…$3MMid-Michigan Industries, Inc. 401(k) Profit Sharing PlanMid-Michigan Industries, Inc…$3M
End-of-year total assets ($M) among Harbor Financial Management, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

Harbor Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Harbor Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 28.652183999758275% vs 2022
2024 filing year
$1.8M$2M$2.2M$2.4M$2.6M 202220232024 $1.95M $2.51M ▲ +28.7%
Year Plans Participants Total Assets
2022 1 11 $2M
2023 1 10 $2M
2024 1 10 $3M

Harbor Financial Management, LLC filing trail (2024)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$238K
Employer EIN201047151
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Harbor Financial Management, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.002512105 · Participants: 10Harbor Financial Management, LLC 401(k) Profit Sharing PlanIBM 401(k) Plan, Total assets ($B): 60.39355615 · Participants: 52674IBM 401(k) PlanMorgan Stanley 401(k) Plan, Total assets ($B): 22.180692974 · Participants: 53860Morgan Stanley 401(k) PlanPfizer Savings Plan, Total assets ($B): 21.9871528 · Participants: 33309Pfizer Savings PlanThe Pepsico Savings Plan, Total assets ($B): 14.9369507 · Participants: 137398The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 12.807939404 · Participants: 23227The Goldman Sachs 401(k) Plan
Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Harbor Financial Management, LLC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Kenect Retirement Plan in UT ($3M); by covered participants it is Hero Home Services 401(k) Plan in MN (10 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (10 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Harbor Financial Management, LLC 401(k) Profit Sharing Plan assets move in 2024? ▼
Harbor Financial Management, LLC 401(k) Profit Sharing Plan grew at a solid clip - up 10.4% during 2024, from $2M to $3M. Reported net income was $238K.
How have Harbor Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Harbor Financial Management, LLC's sponsor-wide assets grew 28.7%, from $2M to $3M.
Which 401(k) plans are similar in size to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Kenect Retirement Plan in UT ($3M, 216 participants).
Which 401(k) plans cover a similar participant headcount to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Hero Home Services 401(k) Plan in MN (10 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 201047151.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.