401(k) · DOL Form 5500 · 2024

Cetera Financial Group, Inc. 401(k) Plan

Data updated 2026-08-11

$387M
Total assets
2,106
Participants
96th
Percentile by assets
$183,561
Avg per participant
PlainRetire home → About this data

Official DOL plan name: Cetera Financial Group, Inc. 401(k) Savings Plan · Sponsored by Cetera Financial Group, Inc. · California · Finance & Insurance

$387M in assets, 2,106 participants

Cetera Financial Group, Inc.'s Cetera Financial Group, Inc. 401(k) Savings Plan reported $387M in total assets and 2,106 participants in its 2024 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 96th percentile by assets (of 123,622 plans)
  • #8,042 in Finance & Insurance (8,549 peers)

Coverage in California

Cetera Financial Group, Inc. 401(k) Savings Plan covers 2,106 participants in California, 3.3x the typical California plan (state average ~630 per filing). Assets: $387M.

$387M
total plan assets (2024 EOY)
2,106
covered participants
96th
percentile by assets (of 123,622 plans)
$183,561
avg assets per participant

Where Cetera Financial Group, Inc. 401(k) Savings Plan sits by total assets

Cetera Financial Group, Inc. 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$386,578,581 Top 4% higher than 96% of 123,620 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Cetera Financial Group, Inc. 401(k) Savings Plan end-of-year assets rose from $230M in the plan year 2023 filing to $387M in the plan year 2024 filing.
  • Cetera Financial Group, Inc. 401(k) Savings Plan reported net income fell from $55M in the plan year 2023 filing to $44M in the plan year 2024 filing.
  • Cetera Financial Group, Inc. 401(k) Savings Plan reported participants rose from 1,837 in the plan year 2023 filing to 2,106 in the plan year 2024 filing.

See the national 2023→2024 release diff →

State
California
Industry
Finance & Insurance

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. Cetera Financial Group, Inc. 401(k) Savings Plan reports 2,106 participants - 3.3x that state average ($387M EOY assets).

California filing particulars

Total Assets (Beginning of Year)$230M
Net Assets (End of Year)$387M
Net Income$44M
Employer EIN300588666
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cetera Financial Group, Inc.)

$100M$200M$300M$400M$500M 202220232024 $175M $387M ▲ +121.5%
Total plan assets by year, all Cetera Financial Group, Inc. plans on file
Year Plans Participants Total Assets
2022 1 1,736 $175M
2023 1 1,837 $230M
2024 1 2,106 $387M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants

Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Cetera Financial Gro…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) PlanCisco Systems,Inc. 4…
Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Cetera Financial Group, Inc. 401(k) Savi… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Cetera Financial Group, Inc. 401(k) Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Cetera Financial Group, Inc. 401(k) Savings Plan assets move in 2024? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan surged - up 68.4% during 2024, from $230M to $387M. Reported net income was $44M.
How have Cetera Financial Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Cetera Financial Group, Inc.'s sponsor-wide assets grew 121.5%, from $175M to $387M.
Where does Cetera Financial Group, Inc. 401(k) Savings Plan rank by assets among Form 5500 filers? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan ranks in the 96th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Infineum Savings Plan in NJ ($386M, 530 participants).

Next read for Cetera Financial Group, Inc. 401(k) Savi…

Filing takeaways

Ways to act on Cetera Financial Group, Inc. 401(k) Savings Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300588666.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.