401(k) · DOL Form 5500 · 2024

Cetera Financial Group, Inc. 401(k) Plan

Data updated 2026-08-25

$387M
Total assets Above avg plan size
2,106
Participants Near avg headcount
96th
Percentile by assets National rank
$183,561
Avg per participant Above avg balance/head
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Official DOL plan name: Cetera Financial Group, Inc. 401(k) Savings Plan · Sponsored by Cetera Financial Group, Inc. · California · Finance & Insurance

$387M in assets, 2,106 participants

Cetera Financial Group, Inc.'s Cetera Financial Group, Inc. 401(k) Savings Plan reported $387M in total assets and 2,106 participants in its 2024 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,042 in Finance & Insurance (8,549 peers)

Coverage in California

Cetera Financial Group, Inc. 401(k) Savings Plan covers 2,106 participants in California, 3.3x the typical California plan (state average ~630 per filing). Assets: $387M.

#8,042
in Finance & Insurance (8,549 peers)
+68.4%
assets growth YoY
3.9×
vs typical plan assets (national mean)

Cetera Financial Group, Inc. 401(k) Savings Plan's outsized position by total assets

Cetera Financial Group, Inc. 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2024 · DOL Form 5500

$386,578,581 Top 4% higher than 96% of 123,620 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2024

Cetera Financial Group, Inc. 401(k) Savings Plan's large-plan peer group by participant headcount

Plan-year 2024 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cetera Financial Group, Inc. 401(k) Savings Plan lands in the large band (2,106 participants).

What changed between DOL Form 5500 filings

plan year 2023 → plan year 2024

  • Cetera Financial Group, Inc. 401(k) Savings Plan end-of-year assets rose from $230M in the plan year 2023 filing to $387M in the plan year 2024 filing.
  • Cetera Financial Group, Inc. 401(k) Savings Plan reported net income fell from $55M in the plan year 2023 filing to $44M in the plan year 2024 filing.
  • Cetera Financial Group, Inc. 401(k) Savings Plan reported participants rose from 1,837 in the plan year 2023 filing to 2,106 in the plan year 2024 filing.

See the national 2023→2024 release diff →

Plan-year Form 5500 strip

Filing strip 300588666 · Cetera Financial Group, Inc. PY 2024 · 401(k)

Cetera Financial Group, Inc. 401(k) Savings Plan · $387M · 2,106 · 96th

  • EOY $387M
  • 5500 2,106
  • ASSETS 96th
  • PCT 401(k)
  • EIN near Infineum Savings Plan
  • RANK ind #8042

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Cetera Financial Group, Inc. 401(k) Savings Plan in the asset neighbourhood

Ryan, LLC Employees 401(k) Profit Sharing Plan & TrustRyan, LLC Employees 401(k) P…$387MZiegler Inc. Voluntary Retirement Savings PlanZiegler Inc. Voluntary Retir…$387MCetera Financial Group, Inc. 401(k) Savings PlanCetera Financial Group, Inc.…$387MInfineum Savings Plan$386MMedtronic Puerto Rico Employees' Savings and Investment PlanMedtronic Puerto Rico Employ…$386M
End-of-year total assets ($M) among Cetera Financial Group, Inc. 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2024.

California filing particulars

Total Assets (Beginning of Year)$230M
Net Assets (End of Year)$387M
Net Income$44M
Employer EIN300588666
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cetera Financial Group, Inc.)

Sponsor-wide plan assets over time

All Cetera Financial Group, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$387M 121.49093499271054% vs 2022
2024 filing year
$100M$200M$300M$400M$500M 202220232024 $175M $387M ▲ +121.5%
Year Plans Participants Total Assets
2022 1 1,736 $175M
2023 1 1,837 $230M
2024 1 2,106 $387M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Cetera Financial Group, Inc. 401(k) Savings Plan, Total assets ($B): 0.386578581 · Participants: 2106Cetera Financial Group, Inc. 401(k) Savings PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 48.738057415 · Participants: 116712Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 31.02646504 · Participants: 58962Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 24.850880304 · Participants: 55298Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 24.714519387 · Participants: 101450Apple 401(k) PlanCisco Systems,Inc. 401(k) Plan, Total assets ($B): 22.728425546 · Participants: 40452Cisco Systems,Inc. 401(k) Plan
Cetera Financial Group, Inc. 401(k) Savings Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Cetera Financial Group, Inc. 401(k) Savings Plan side-by-side with 3 peers →

Cetera Financial Group, Inc. 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Infineum Savings Plan in NJ ($386M); by covered participants it is Otterbein Homes 401(k) Plan in OH (2,106 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (2,106 participants); asset peers above are excluded.

DOL Form 5500 plan year 2024. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cetera Financial Group, Inc. 401(k) Savings Plan assets move in 2024? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan surged - up 68.4% during 2024, from $230M to $387M. Reported net income was $44M.
How have Cetera Financial Group, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Cetera Financial Group, Inc.'s sponsor-wide assets grew 121.5%, from $175M to $387M.
Where does Cetera Financial Group, Inc. 401(k) Savings Plan rank by assets among Form 5500 filers? ▼
Cetera Financial Group, Inc. 401(k) Savings Plan ranks in the 96th percentile by end-of-year assets among 123,622 plans that reported assets for plan year 2024 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Infineum Savings Plan in NJ ($386M, 530 participants).
Which 401(k) plans cover a similar participant headcount to Cetera Financial Group, Inc. 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Otterbein Homes 401(k) Plan in OH (2,106 participants, $29M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2024.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300588666.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.